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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
16,840,000 |
| Market
Cap: |
161.83(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$9.61 - $9.61 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Pzena Investment Management is a holding company. Through its subsidiaries, Co. is an investment management firm. Co. manages assets in a variety of investment strategies across a range of market capitalizations in both U.S. and non-U.S. capital markets. Co. manages separate accounts on behalf of institutions, acts as sub-investment adviser for a variety of Securities and Exchange Commission-registered mutual funds and non-U.S. funds, and acts as investment adviser for the Pzena mutual funds, certain private placement funds and non-U.S. funds. Co. functions as the sole managing member of its operating company, Pzena Investment Management, LLC.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Cai Chenyu Caroline |
Executive Vice President |
• – – |
2019-12-20 |
4 |
D |
$7.57 |
$191,037 |
I/I |
(25,236) |
744,064 |
|
- |
|
| Cai Chenyu Caroline |
Executive Vice President |
• – – |
2019-12-20 |
4 |
OE |
$0.00 |
$0 |
I/I |
51,948 |
769,300 |
|
- |
|
| Cai Chenyu Caroline |
Executive Vice President |
• – – |
2019-12-19 |
4 |
D |
$7.06 |
$20,170 |
I/I |
(2,857) |
717,352 |
|
- |
|
| Cai Chenyu Caroline |
Executive Vice President |
• – – |
2019-12-19 |
4 |
OE |
$0.00 |
$0 |
I/I |
5,882 |
720,209 |
|
- |
|
| Cai Chenyu Caroline |
Executive Vice President |
• – – |
2019-12-13 |
4 |
D |
$8.94 |
$421,199 |
D/D |
(47,114) |
226,141 |
|
- |
|
| Cai Chenyu Caroline |
Executive Vice President |
• – – |
2019-12-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
50,000 |
273,255 |
|
- |
|
| Cai Chenyu Caroline |
Executive Vice President |
• – – |
2019-12-12 |
4 |
D |
$8.81 |
$249,790 |
D/D |
(28,353) |
223,255 |
|
- |
|
| Cai Chenyu Caroline |
Executive Vice President |
• – – |
2019-12-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
30,000 |
251,608 |
|
- |
|
| Cai Chenyu Caroline |
Executive Vice President |
• – – |
2019-11-29 |
4 |
D |
$8.89 |
$841,883 |
D/D |
(94,700) |
221,608 |
|
- |
|
| Cai Chenyu Caroline |
Executive Vice President |
• – – |
2019-11-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
100,000 |
316,308 |
|
- |
|
| Fire Evan K. |
Chief Info. & Ops OfficerOffic |
• – – |
2019-09-20 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
10,148 |
|
- |
|
| Fire Evan K. |
Chief Info. & Ops OfficerOffic |
• – – |
2019-09-20 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,370 |
|
- |
|
| Doran Jessica R |
Chief Financial Officer |
• – – |
2019-09-16 |
4 |
D |
$9.83 |
$25,499 |
I/I |
(2,594) |
5,713 |
|
- |
|
| Doran Jessica R |
Chief Financial Officer |
• – – |
2019-09-16 |
4 |
OE |
$0.00 |
$0 |
I/I |
3,000 |
8,307 |
|
- |
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| Pzena Richard Stanton |
Chairman, CEO and Co-CIO |
• • – |
2019-01-01 |
4/A |
A |
$0.00 |
$0 |
I/I |
322,837 |
17,947,719 |
|
- |
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| Goetz John Paul |
President & Co-CIO |
• • – |
2019-01-01 |
4 |
A |
$0.00 |
$0 |
I/I |
83,752 |
4,846,285 |
|
- |
|
| Lipsey William Louis |
Pres, Marketing/Client Srvc |
• • – |
2019-01-01 |
4 |
A |
$0.00 |
$0 |
I/I |
62,994 |
4,165,974 |
|
- |
|
| Pzena Richard Stanton |
Chairman, CEO and Co-CIO |
• • – |
2019-01-01 |
4 |
A |
$0.00 |
$0 |
I/I |
322,827 |
17,947,709 |
|
- |
|
| Bachman Gary J |
Chief Operating Officer |
• – – |
2019-01-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,023) |
25,216 |
|
- |
|
| Bachman Gary J |
Chief Operating Officer |
• – – |
2019-01-01 |
4 |
A |
$0.00 |
$0 |
I/I |
2,644 |
26,239 |
|
- |
|
| Goetz John Paul |
President & Co-CIO |
• • – |
2018-12-31 |
4 |
A |
$0.00 |
$0 |
I/I |
51,363 |
4,762,533 |
|
- |
|
| Lipsey William Louis |
Pres, Marketing/Client Srvc |
• • – |
2018-12-31 |
4 |
A |
$0.00 |
$0 |
I/I |
49,875 |
4,102,980 |
|
- |
|
| Goetz John Paul |
President & Co-CIO |
• • – |
2018-12-19 |
4 |
GD |
$0.00 |
$0 |
I/I |
100,000 |
4,711,170 |
|
- |
|
| Lipsey William Louis |
Pres, Marketing/Client Srvc |
• • – |
2018-12-19 |
4 |
GD |
$0.00 |
$0 |
I/I |
75,000 |
4,053,105 |
|
- |
|
| Lipsey William Louis |
Pres, Marketing/Client Srvc |
• • – |
2018-04-30 |
4 |
A |
$0.00 |
$0 |
I/I |
248,394 |
4,128,105 |
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244 Records found
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Page 4 of 10 |
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