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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
16,840,000 |
| Market
Cap: |
161.83(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$9.61 - $9.61 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Pzena Investment Management is a holding company. Through its subsidiaries, Co. is an investment management firm. Co. manages assets in a variety of investment strategies across a range of market capitalizations in both U.S. and non-U.S. capital markets. Co. manages separate accounts on behalf of institutions, acts as sub-investment adviser for a variety of Securities and Exchange Commission-registered mutual funds and non-U.S. funds, and acts as investment adviser for the Pzena mutual funds, certain private placement funds and non-U.S. funds. Co. functions as the sole managing member of its operating company, Pzena Investment Management, LLC.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Pzena Richard Stanton |
Chairman, CEO and Co-CIO |
• • – |
2013-02-14 |
5 |
GD |
$0.00 |
$0 |
D/D |
200,000 |
18,070,020 |
|
- |
|
| Goetz John Paul |
President & Co-CIO |
• • – |
2012-11-30 |
5 |
GD |
$0.00 |
$0 |
D/D |
100,000 |
5,242,785 |
|
- |
|
| Lipsey William Louis |
Pres, Marketing/Client Srvc |
• • – |
2012-11-30 |
5 |
GD |
$0.00 |
$0 |
D/D |
100,000 |
4,066,490 |
|
- |
|
| Bachman Gary J |
Chief Financial OfficerOfficer |
• – – |
2012-09-18 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
44,484 |
|
- |
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| Despirito Antonio |
Executive Vice President |
• – – |
2012-08-31 |
4 |
D |
$0.00 |
$0 |
D/D |
(134,585) |
762,654 |
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- |
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| Despirito Antonio |
Executive Vice President |
• – – |
2012-08-31 |
4 |
A |
$0.00 |
$0 |
D/D |
134,585 |
485,447 |
|
- |
|
| Pzena Richard Stanton |
Chairman, CEO and Co-CIO |
• • – |
2012-08-03 |
5 |
GD |
$0.00 |
$0 |
D/D |
200,000 |
18,270,020 |
|
- |
|
| Goetz John Paul |
President & Co-CIO |
• • – |
2012-08-03 |
5 |
GD |
$0.00 |
$0 |
D/D |
100,000 |
5,242,785 |
|
- |
|
| Lipsey William Louis |
Pres, Marketing/Client Srvc |
• • – |
2012-08-03 |
5 |
GD |
$0.00 |
$0 |
D/D |
100,000 |
4,066,490 |
|
- |
|
| Martin Gregory S |
Chief Financial Officer |
• – – |
2011-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
16,049 |
30,438 |
|
- |
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| Despirito Antonio |
Executive Vice President |
• – – |
2011-03-28 |
4 |
D |
$0.00 |
$0 |
D/D |
(154,325) |
874,509 |
|
- |
|
| Despirito Antonio |
Executive Vice President |
• – – |
2011-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
154,325 |
350,862 |
|
- |
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| Peterson Michael D |
Executive Vice PresidentOffice |
• – – |
2011-02-01 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
457,748 |
|
- |
|
| Peterson Michael D |
Executive Vice PresidentOffice |
• – – |
2011-02-01 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
1,610,198 |
|
- |
|
| Despirito Antonio |
Executive Vice PresidentOffice |
• – – |
2011-02-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,028,834 |
|
- |
|
| Despirito Antonio |
Executive Vice PresidentOffice |
• – – |
2011-02-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
196,537 |
|
- |
|
| Peterson Michael D |
Executive Vice PresidentOffice |
• – – |
2011-02-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,067,946 |
|
- |
|
| Peterson Michael D |
Executive Vice PresidentOffice |
• – – |
2011-02-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
350,000 |
|
- |
|
| Martin Gregory S |
Chief Financial Officer |
• – – |
2010-12-20 |
4 |
A |
$0.00 |
$0 |
D/D |
5,175 |
27,675 |
|
- |
|
| Krishna A. Rama |
President, International |
• – – |
2009-08-06 |
4 |
D |
$6.93 |
$843,998 |
D/D |
(121,789) |
3,961,039 |
|
- |
|
| Krishna A. Rama |
President, International |
• – – |
2009-08-06 |
4 |
OE |
$4.22 |
$844,000 |
D/D |
200,000 |
4,082,828 |
|
- |
|
| Martin Gregory S |
Chief Financial OfficerOfficer |
• – – |
2009-05-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
22,500 |
|
- |
|
| Palladino Wayne |
Chief Financial Officer |
• – – |
2009-03-03 |
4 |
D |
$0.00 |
$0 |
D/D |
(41,866) |
237,244 |
|
- |
|
| Palladino Wayne |
Chief Financial Officer |
• – – |
2009-03-03 |
4 |
A |
$0.00 |
$0 |
D/D |
41,866 |
41,866 |
|
- |
|
| Krishna A. Rama |
President, International |
• – – |
2009-03-03 |
4 |
D |
$0.00 |
$0 |
D/D |
(795,587) |
3,882,828 |
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- |
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244 Records found
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Page 8 of 10 |
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