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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
16,840,000 |
| Market
Cap: |
161.83(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$9.61 - $9.61 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Pzena Investment Management is a holding company. Through its subsidiaries, Co. is an investment management firm. Co. manages assets in a variety of investment strategies across a range of market capitalizations in both U.S. and non-U.S. capital markets. Co. manages separate accounts on behalf of institutions, acts as sub-investment adviser for a variety of Securities and Exchange Commission-registered mutual funds and non-U.S. funds, and acts as investment adviser for the Pzena mutual funds, certain private placement funds and non-U.S. funds. Co. functions as the sole managing member of its operating company, Pzena Investment Management, LLC.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Krishna A. Rama |
President, International |
• – – |
2009-03-03 |
4 |
A |
$0.00 |
$0 |
D/D |
795,587 |
795,587 |
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- |
|
| Greenblatt Joel |
Director |
– • – |
2009-01-01 |
4 |
A |
$0.00 |
$0 |
I/I |
82,200 |
82,200 |
|
- |
|
| Greenblatt Joel |
Director |
– • – |
2009-01-01 |
4 |
A |
$0.00 |
$0 |
D/D |
165,508 |
165,508 |
|
- |
|
| Greenblatt Joel |
Director |
– • – |
2009-01-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(7,265,291) |
0 |
|
- |
|
| Galbraith Steven M |
Director |
– • – |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
16,588 |
23,460 |
|
- |
|
| Meyerowich Richard P. |
Director |
– • – |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
16,588 |
22,460 |
|
- |
|
| Greenblatt Joel |
Director |
– • – |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
16,588 |
22,460 |
|
- |
|
| Tysoe Ronald W |
Director |
– • – |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
16,588 |
16,588 |
|
- |
|
| Ullman Myron E III |
Director |
– • – |
2008-12-11 |
4 |
D |
$0.00 |
$0 |
D/D |
(2,778) |
3,094 |
|
- |
|
| Fournier Alan |
10% Owner |
– – • |
2008-05-05 |
4 |
S |
$12.64 |
$632,060 |
I/I |
(50,000) |
454,400 |
|
- |
|
| Fournier Alan |
10% Owner |
– – • |
2008-05-02 |
4 |
S |
$12.69 |
$1,269,180 |
I/I |
(100,000) |
504,400 |
|
- |
|
| Fournier Alan |
10% Owner |
– – • |
2008-05-01 |
4 |
S |
$12.26 |
$2,328,944 |
I/I |
(190,000) |
604,400 |
|
- |
|
| Greenblatt Joel |
Director |
– • – |
2008-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
3,094 |
5,872 |
|
- |
|
| Ullman Myron E III |
Director |
– • – |
2008-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
3,094 |
5,872 |
|
- |
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| Meyerowich Richard P. |
Director |
– • – |
2008-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
3,094 |
5,872 |
|
- |
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| Galbraith Steven M |
Director |
– • – |
2008-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
3,094 |
6,872 |
|
- |
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| Fournier Alan |
10% Owner |
– – • |
2008-01-23 |
4 |
B |
$10.37 |
$414,800 |
I/I |
40,000 |
794,400 |
1.5 |
- |
|
| Fournier Alan |
10% Owner |
– – • |
2008-01-18 |
4 |
B |
$9.23 |
$138,450 |
I/I |
15,000 |
754,400 |
1.5 |
- |
|
| Fournier Alan |
10% Owner |
– – • |
2008-01-17 |
4 |
B |
$9.85 |
$98,500 |
I/I |
10,000 |
739,400 |
1.5 |
- |
|
| Fournier Alan |
10% Owner |
– – • |
2008-01-14 |
4 |
B |
$9.79 |
$146,850 |
I/I |
15,000 |
729,400 |
1.5 |
- |
|
| Fournier Alan |
10% Owner |
– – • |
2008-01-08 |
4 |
B |
$10.89 |
$156,816 |
I/I |
14,400 |
714,400 |
1.5 |
- |
|
| Fournier Alan |
10% Owner |
– – • |
2008-01-07 |
4 |
B |
$11.04 |
$89,424 |
I/I |
8,100 |
700,000 |
1.5 |
- |
|
| Fournier Alan |
10% Owner |
– – • |
2008-01-04 |
4 |
B |
$10.55 |
$166,690 |
I/I |
15,800 |
691,900 |
1.5 |
- |
|
| Fournier Alan |
10% Owner |
– – • |
2008-01-03 |
4 |
B |
$11.18 |
$179,998 |
I/I |
16,100 |
676,100 |
1.5 |
- |
|
| Fournier Alan |
10% Owner |
– – • |
2008-01-02 |
4 |
B |
$11.41 |
$235,046 |
I/I |
20,600 |
660,000 |
1.5 |
- |
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244 Records found
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Page 9 of 10 |
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