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Exchange: |
Nasdaq Small Cap |
Security
Type: |
Mutual Fund |
Shares
Out: |
2,590,000 |
Market
Cap: |
3.73(M) |
Last
Volume: |
224,850 |
Avg
Vol: |
87,426 |
52
Week Range: |
$1.44 - $1.44 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Rand Capital is an externally managed, closed-end, diversified management investment company. Co.'s investment objective is to maximize total return to its shareholders with current income combined with capital appreciation.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
3,000 |
3,000 |
8,546 |
20,446 |
Total Buy Value |
$41,857 |
$41,857 |
$114,080 |
$280,552 |
Total People Bought |
1 |
1 |
3 |
6 |
Total Buy Transactions |
3 |
3 |
15 |
36 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-25 |
2023-11-24 |
2023-05-26 |
2022-05-26 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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|
Form |
Newman Reginald B Ii |
Director |
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2018-01-17 |
4 |
B |
$2.75 |
$27,500 |
D/D |
10,000 |
150,000 |
2.39 |
- |
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Zak Robert M |
Director |
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2017-06-15 |
4 |
B |
$3.00 |
$60,000 |
D/D |
20,000 |
85,000 |
2.39 |
- |
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Newman Reginald B Ii |
Director |
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2017-06-15 |
4 |
S |
$3.00 |
$60,000 |
D/D |
(20,000) |
224,124 |
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- |
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Utility Service Holding Co., Inc. |
10% Owner |
|
2017-03-07 |
4 |
S |
$3.10 |
$59,935 |
D/D |
(19,334) |
1,165,946 |
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- |
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Utility Service Holding Co., Inc. |
10% Owner |
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2017-03-06 |
4 |
S |
$3.11 |
$121,918 |
D/D |
(39,202) |
1,185,280 |
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- |
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Utility Service Holding Co., Inc. |
10% Owner |
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2017-03-03 |
4 |
S |
$3.15 |
$17,987 |
D/D |
(5,710) |
1,224,482 |
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- |
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Utility Service Holding Co., Inc. |
10% Owner |
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2017-03-02 |
4 |
S |
$3.14 |
$22,608 |
D/D |
(7,200) |
1,230,192 |
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- |
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Utility Service Holding Co., Inc. |
10% Owner |
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2017-03-01 |
4 |
S |
$3.15 |
$4,095 |
D/D |
(1,300) |
1,237,392 |
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- |
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Kailbourne Erland E |
Director |
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2017-01-18 |
4 |
B |
$3.14 |
$10,642 |
D/D |
3,333 |
40,000 |
2.39 |
- |
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Kenzie Ross B |
Director |
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2016-12-13 |
4 |
B |
$3.00 |
$39,000 |
D/D |
13,000 |
113,000 |
2.39 |
- |
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Colmac Holdings Ltd |
10% Owner |
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2016-12-13 |
4 |
S |
$3.00 |
$2,430,000 |
I/I |
(810,000) |
0 |
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- |
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Grum Allen F |
CEO |
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2016-12-13 |
4 |
B |
$3.00 |
$75,000 |
I/I |
25,000 |
173,642 |
2.66 |
- |
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Grum Allen F |
CEO |
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2016-12-13 |
4 |
B |
$3.00 |
$75,000 |
D/D |
25,000 |
148,642 |
2.81 |
- |
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Penberthy Daniel P |
EVP and CFO |
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2016-12-13 |
4 |
B |
$3.00 |
$50,001 |
D/D |
16,667 |
84,467 |
2.74 |
- |
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Kailbourne Erland E |
Director |
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2016-12-13 |
4 |
B |
$3.00 |
$50,001 |
D/D |
16,667 |
36,667 |
2.39 |
- |
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Newman Reginald B Ii |
Director |
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2016-12-13 |
4 |
B |
$3.00 |
$450,000 |
D/D |
150,000 |
244,124 |
2.39 |
- |
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Newman Reginald B Ii |
Director |
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2016-12-12 |
4 |
GD |
$0.00 |
$0 |
D/D |
95,414 |
94,124 |
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- |
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Zak Robert M |
Director |
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2016-08-11 |
4 |
B |
$3.33 |
$83,160 |
D/D |
25,000 |
65,000 |
2.39 |
- |
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Grum Allen F |
President/CEO |
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2015-05-18 |
4 |
B |
$3.80 |
$9,500 |
D/D |
2,500 |
123,642 |
2.81 |
- |
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Grum Allen F |
President/CEO |
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2015-05-15 |
4 |
B |
$3.80 |
$9,500 |
D/D |
2,500 |
121,142 |
2.81 |
- |
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Grum Allen F |
President/CEO |
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2015-05-11 |
4 |
B |
$3.80 |
$9,500 |
D/D |
2,500 |
118,642 |
2.81 |
- |
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Mcleese Robert S |
Director |
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2015-01-29 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
810,000 |
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- |
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Grum Allen F |
President/CEO |
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2014-08-21 |
4 |
B |
$3.10 |
$15,500 |
D/D |
5,000 |
116,142 |
2.81 |
- |
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Utility Service Holding Co., Inc. |
10% Owner |
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2014-08-20 |
4 |
B |
$3.03 |
$110,456 |
D/D |
36,500 |
1,238,692 |
2.45 |
- |
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Utility Service Holding Co., Inc. |
10% Owner |
|
2014-08-19 |
4 |
B |
$3.02 |
$1,208,000 |
D/D |
400,000 |
1,202,192 |
2.45 |
- |
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109 Records found
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Page 4 of 5 |
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