| |
| |
| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
66,460,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$0.0051 - $0.0051 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-18 |
2023-10-17 |
2023-04-18 |
2022-04-18 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Mcmillen Charles Thomas |
Director |
– • – |
2015-12-18 |
4 |
D |
$11.21 |
$42,497 |
D/D |
(3,791) |
28,302 |
|
- |
|
| Auerbach Mark |
Director |
– • – |
2015-12-18 |
4 |
D |
$11.21 |
$229,472 |
D/D |
(20,346) |
112,039 |
|
- |
|
| Brown Jeffrey J |
Director |
– • – |
2015-12-18 |
4 |
D |
$11.21 |
$42,497 |
D/D |
(3,791) |
23,346 |
|
- |
|
| Wood Howell D |
Director |
– • – |
2015-12-18 |
4 |
D |
$11.21 |
$42,497 |
D/D |
(3,791) |
29,302 |
|
- |
|
| Schorsch Nicholas S |
10% Owner |
– – • |
2015-10-14 |
4 |
A |
$0.00 |
$0 |
D/D |
898,372 |
21,090,475 |
|
- |
|
| Thebes Partners Offshore, Ltd. |
10% Owner |
– – • |
2015-10-07 |
4 |
A |
$0.00 |
$0 |
I/I |
2,240,000 |
110,998 |
|
- |
|
| Auerbach Mark |
Director |
– • – |
2015-08-18 |
4 |
A |
$2.52 |
$249,999 |
D/D |
99,206 |
132,385 |
|
- |
|
| Wood Howell D |
Director |
– • – |
2015-08-18 |
4 |
A |
$2.52 |
$40,000 |
D/D |
15,873 |
33,093 |
|
- |
|
| Mcmillen Charles Thomas |
Director |
– • – |
2015-08-18 |
4 |
A |
$2.52 |
$40,000 |
D/D |
15,873 |
32,093 |
|
- |
|
| Brown Jeffrey J |
Director |
– • – |
2015-08-18 |
4 |
A |
$2.52 |
$40,000 |
D/D |
15,873 |
27,137 |
|
- |
|
| Kahane William M |
10% Owner |
– – • |
2015-08-13 |
4 |
A |
$0.00 |
$0 |
D/D |
352,728 |
4,480,806 |
|
- |
|
| Schorsch Nicholas S |
10% Owner |
– – • |
2015-08-13 |
4 |
A |
$0.00 |
$0 |
D/D |
760,000 |
20,192,103 |
|
- |
|
| Weil Edward M Jr. |
Chief Executive Officer |
• • – |
2015-08-13 |
4 |
A |
$0.00 |
$0 |
D/D |
91,340 |
1,239,669 |
|
- |
|
| Budko Peter M |
Director |
– • – |
2015-08-13 |
4 |
A |
$0.00 |
$0 |
D/D |
427,873 |
5,435,151 |
|
- |
|
| Weil Edward M Jr. |
Chief Executive Officer |
• • – |
2015-08-12 |
4 |
B |
$2.30 |
$114,850 |
D/D |
50,000 |
1,148,329 |
2.81 |
- |
|
| Thebes Partners Offshore, Ltd. |
10% Owner |
– – • |
2015-08-06 |
4 |
A |
$0.00 |
$0 |
I/I |
760,000 |
28,120 |
|
- |
|
| Roth R Lawrence |
Director |
– • – |
2015-04-29 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
152,088 |
|
- |
|
| Grady John Henry |
Chief Str. & Risk Off.Officer |
• – – |
2015-04-29 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
49,267 |
|
- |
|
| Lcg Holdings Llc |
10% Owner |
– – • |
2015-04-02 |
4 |
S |
$10.43 |
$4,875,497 |
I/I |
(456,910) |
84,979 |
|
- |
|
| Jones Brian D |
See remarks |
• • – |
2015-03-31 |
4/A |
A |
$0.00 |
$0 |
D/D |
390,585 |
496,703 |
|
- |
|
| Jones Brian D |
CFO & Ass. Secretary |
• – – |
2015-03-31 |
4 |
B |
$11.65 |
$4,550,003 |
D/D |
390,585 |
496,703 |
2.74 |
- |
|
| Jones Brian D |
CFO & Ass. Secretary |
• – – |
2015-03-31 |
4 |
B |
$11.65 |
$4,550,003 |
D/D |
390,585 |
496,703 |
2.74 |
- |
|
| Nygaard Brian L |
Chief Operating Officer |
• – – |
2015-03-31 |
4 |
A |
$11.65 |
$74,998 |
D/D |
6,438 |
10,238 |
|
- |
|
| Jones Brian D |
CFO & Ass. Secretary |
• – – |
2015-03-17 |
4 |
D |
$11.07 |
$172,172 |
D/D |
(15,553) |
106,118 |
|
- |
|
| Jones Brian D |
CFO & Ass. Secretary |
• – – |
2015-03-17 |
4 |
D |
$11.07 |
$172,172 |
D/D |
(15,553) |
106,118 |
|
- |
|
125 Records found
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Page 1 of 5 |
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