| |
| |
| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
66,460,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$0.0051 - $0.0051 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Brown Jeffrey J |
Director |
– • – |
2015-01-19 |
4 |
A |
$11.21 |
$42,497 |
D/D |
3,791 |
11,264 |
|
- |
|
| Wood Howell D |
Director |
– • – |
2015-01-14 |
4 |
A |
$11.21 |
$42,497 |
D/D |
3,791 |
17,220 |
|
- |
|
| Mcmillen Charles Thomas |
Director |
– • – |
2015-01-13 |
4 |
A |
$11.21 |
$42,497 |
D/D |
3,791 |
16,220 |
|
- |
|
| Auerbach Mark |
Director |
– • – |
2015-01-13 |
4 |
A |
$11.21 |
$229,472 |
D/D |
20,346 |
33,179 |
|
- |
|
| Budko Peter M |
Director |
– • – |
2014-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
50,995 |
5,007,278 |
|
- |
|
| Kahane William M |
Former director |
– – – |
2014-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
42,040 |
4,128,078 |
|
- |
|
| Weil Edward M Jr. |
Chief Executive Officer |
• • – |
2014-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
10,914 |
1,098,329 |
|
- |
|
| Schorsch Nicholas S |
Former director |
– – • |
2014-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
197,638 |
19,432,103 |
|
- |
|
| Block Brian S |
Former officer and director |
– – – |
2014-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
9,360 |
918,638 |
|
- |
|
| Lcg Holdings Llc |
10% Owner |
– – • |
2014-12-24 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
8,952,312 |
|
- |
|
| Jones Brian D |
CFO & Ass. Secretary |
• – – |
2014-11-18 |
4 |
B |
$13.05 |
$117,437 |
D/D |
9,000 |
11,000 |
2.74 |
- |
|
| Nygaard Brian L |
Chief Operating Officer |
• – – |
2014-11-18 |
4 |
B |
$13.00 |
$49,400 |
D/D |
3,800 |
3,800 |
2.74 |
- |
|
| Weil Edward M Jr. |
CEO |
• • – |
2014-11-18 |
4 |
B |
$12.14 |
$249,428 |
D/D |
20,550 |
1,083,958 |
2.81 |
- |
|
| Wood Howell D |
Director |
– • – |
2014-10-14 |
4 |
B |
$19.13 |
$19,130 |
D/D |
1,000 |
13,429 |
2.39 |
- |
|
| Brown Jeffrey J |
Director |
– • – |
2014-07-02 |
4 |
B |
$22.49 |
$22,486 |
D/D |
1,000 |
7,473 |
2.39 |
- |
|
| Rcap Holdings, Llc |
10% Owner |
– – • |
2014-06-30 |
4/A |
D |
$0.00 |
$1,999,988 |
D/D |
(7,851,499) |
0 |
|
- |
|
| Block Brian S |
CFO & Ass. Secretary |
• • • |
2014-06-30 |
4 |
A |
$18.42 |
$6,241,433 |
D/D |
338,840 |
572,391 |
|
- |
|
| Weil Edward M Jr. |
President, Treas. & Secretary |
• • • |
2014-06-30 |
4 |
A |
$18.42 |
$7,299,404 |
D/D |
396,276 |
669,416 |
|
- |
|
| Kahane William M |
Chief Executive Officer |
• • • |
2014-06-30 |
4 |
A |
$18.42 |
$28,047,231 |
D/D |
1,522,651 |
2,572,164 |
|
- |
|
| Budko Peter M |
Chief Investment Officer |
• • • |
2014-06-30 |
4 |
A |
$18.42 |
$34,020,727 |
D/D |
1,846,945 |
3,119,983 |
|
- |
|
| Rcap Holdings, Llc |
10% Owner |
– – • |
2014-06-30 |
4 |
D |
$0.00 |
$209,491,700 |
D/D |
(19,116,068) |
0 |
|
- |
|
| Rcap Holdings, Llc |
10% Owner |
– – • |
2014-06-30 |
4 |
A |
$18.42 |
$207,499,992 |
D/D |
11,264,929 |
19,116,428 |
|
- |
|
| Schorsch Nicholas S |
Exe. Chairman of Board of Dir. |
• • • |
2014-06-30 |
4 |
A |
$18.42 |
$131,891,197 |
D/D |
7,160,217 |
12,095,518 |
|
- |
|
| Kahane William M |
Chief Executive Officer |
• • • |
2014-06-10 |
4 |
S |
$19.04 |
$95,175,000 |
I/I |
(5,000,000) |
7,851,499 |
|
- |
|
| Rcap Holdings, Llc |
10% Owner |
– – • |
2014-06-10 |
4 |
S |
$19.04 |
$95,175,000 |
D/D |
(5,000,000) |
7,851,499 |
|
- |
|
125 Records found
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Page 2 of 5 |
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