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| |
| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
9,000,000 |
| Market
Cap: |
107.64(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$9.67 - $12.09 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile RiverNorth Opportunities Fund is a diversified, closed-end management investment company. The Fund's investment objective is total return consisting of capital appreciation and current income. The Fund seeks to achieve its investment objective by pursuing a tactical asset allocation strategy and investing under normal circumstances in closed-end funds and exchange-traded funds with a focus on risk-adjusted returns (Underlying Funds). Underlying Funds also may include business development companies and special purpose acquisition companies.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
2,500 |
48,672 |
| Total Buy Value |
$0 |
$0 |
$24,350 |
$74,757 |
| Total People Bought |
0 |
0 |
1 |
3 |
| Total Buy Transactions |
0 |
0 |
1 |
4 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Rivernorth Capital Management, Llc |
Adviser |
– – – |
2023-12-27 |
4 |
A |
$11.12 |
$140,201 |
D/D |
12,608 |
89,368 |
|
- |
|
| Rivernorth Capital Management, Llc |
Adviser |
– – – |
2023-12-14 |
4 |
A |
$11.06 |
$95,960 |
D/D |
8,674 |
76,760 |
|
- |
|
| Rivernorth Capital Management, Llc |
Adviser |
– – – |
2023-12-08 |
4 |
A |
$10.83 |
$6,498 |
D/D |
600 |
68,086 |
|
- |
|
| Rivernorth Capital Management, Llc |
Adviser |
– – – |
2023-12-07 |
4 |
A |
$10.77 |
$3,145 |
D/D |
292 |
67,486 |
|
- |
|
| Rivernorth Capital Management, Llc |
Adviser |
– – – |
2023-12-04 |
4 |
A |
$10.68 |
$11,246 |
D/D |
1,053 |
67,194 |
|
- |
|
| Rivernorth Capital Management, Llc |
Adviser |
– – – |
2023-12-01 |
4 |
A |
$10.65 |
$501 |
D/D |
47 |
66,141 |
|
- |
|
| Rivernorth Capital Management, Llc |
Adviser |
– – – |
2023-11-21 |
4 |
A |
$10.50 |
$130,200 |
D/D |
12,400 |
66,094 |
|
- |
|
| Rivernorth Capital Management, Llc |
Adviser |
– – – |
2023-11-20 |
4 |
A |
$10.49 |
$159,960 |
D/D |
15,245 |
53,694 |
|
- |
|
| Rivernorth Capital Management, Llc |
Adviser |
– – – |
2023-11-17 |
4 |
A |
$10.47 |
$189,450 |
D/D |
18,094 |
38,449 |
|
- |
|
| Raio Jerry |
Director |
– • – |
2023-10-27 |
4 |
B |
$9.74 |
$24,350 |
D/D |
2,500 |
4,000 |
2.39 |
23% |
|
| Rivernorth Capital Management, Llc |
Adviser |
– – – |
2023-06-02 |
4 |
A |
$11.20 |
$10,259 |
D/D |
916 |
20,355 |
|
- |
|
| Rivernorth Capital Management, Llc |
Adviser |
– – – |
2023-05-12 |
4 |
A |
$10.98 |
$49,838 |
D/D |
4,539 |
19,439 |
|
- |
|
| Rivernorth Capital Management, Llc |
Adviser |
– – – |
2023-05-11 |
4 |
A |
$11.13 |
$8,106 |
D/D |
728 |
14,900 |
|
- |
|
| Rivernorth Capital Management, Llc |
Adviser |
– – – |
2023-05-10 |
4 |
A |
$11.13 |
$17,804 |
D/D |
1,600 |
14,172 |
|
- |
|
| Raio Jerry |
Director |
– • – |
2023-04-10 |
4 |
B |
$11.55 |
$17,325 |
D/D |
1,500 |
1,500 |
2.39 |
-0% |
|
| Galley Patrick W. |
President |
• • – |
2022-11-15 |
4 |
B |
$0.00 |
$0 |
D/D |
41,899 |
282,018 |
2.73 |
-12% |
|
| Hutchens John Wayne |
Director |
– • – |
2022-11-08 |
4 |
B |
$11.93 |
$33,082 |
D/D |
2,773 |
7,763 |
2.39 |
-7% |
|
| Oneill Stephen Andrew |
Officer Subadviser |
– – – |
2022-01-24 |
4 |
B |
$14.92 |
$74,728 |
D/D |
5,000 |
71,227 |
2.44 |
-4% |
|
| Hutchens John Wayne |
Director |
– • – |
2021-11-16 |
4 |
B |
$16.81 |
$27,972 |
D/D |
1,664 |
6,654 |
2.39 |
-7% |
|
| Oneill Stephen Andrew |
Officer of Subadviser |
– – – |
2021-11-15 |
4/A |
B |
$16.81 |
$278,323 |
D/D |
16,557 |
66,227 |
2.44 |
- |
|
| Swanson David |
Director |
– • – |
2021-11-15 |
4 |
B |
$16.81 |
$5,783 |
D/D |
344 |
1,376 |
2.39 |
-10% |
|
| Schmucker Brian H |
Officer of Subadviser |
– – – |
2021-06-04 |
4 |
S |
$17.88 |
$71,520 |
D/D |
(4,000) |
0 |
|
3% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-05-10 |
4 |
S |
$18.04 |
$88,703 |
D/D |
(4,917) |
12,572 |
|
1% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-05-07 |
4 |
S |
$18.09 |
$159,192 |
D/D |
(8,800) |
17,489 |
|
0% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-04-30 |
4 |
S |
$17.68 |
$93,739 |
D/D |
(5,302) |
26,289 |
|
-2% |
|
156 Records found
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Page 1 of 7 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.13 (1.1%) 
