| |
| |
| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
9,000,000 |
| Market
Cap: |
108.45(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$9.67 - $12.17 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile RiverNorth Opportunities Fund is a diversified, closed-end management investment company. The Fund's investment objective is total return consisting of capital appreciation and current income. The Fund seeks to achieve its investment objective by pursuing a tactical asset allocation strategy and investing under normal circumstances in closed-end funds and exchange-traded funds with a focus on risk-adjusted returns (Underlying Funds). Underlying Funds also may include business development companies and special purpose acquisition companies.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
2,500 |
48,672 |
| Total Buy Value |
$0 |
$0 |
$24,350 |
$74,757 |
| Total People Bought |
0 |
0 |
1 |
3 |
| Total Buy Transactions |
0 |
0 |
1 |
4 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-04-23 |
4 |
S |
$17.47 |
$87,350 |
D/D |
(5,000) |
31,591 |
|
-6% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-04-13 |
4 |
S |
$17.77 |
$126,416 |
D/D |
(7,114) |
36,591 |
|
0% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-03-21 |
4 |
S |
$17.36 |
$109,003 |
D/D |
(6,279) |
47,705 |
|
-5% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-03-17 |
4 |
S |
$17.68 |
$88,400 |
D/D |
(5,000) |
53,984 |
|
-2% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-03-15 |
4 |
S |
$17.72 |
$97,637 |
D/D |
(5,510) |
58,984 |
|
-1% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-03-12 |
4 |
S |
$17.60 |
$88,000 |
D/D |
(5,000) |
64,494 |
|
-1% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-03-05 |
4 |
S |
$17.02 |
$144,670 |
D/D |
(8,500) |
69,494 |
|
-7% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-03-03 |
4 |
S |
$17.37 |
$132,620 |
D/D |
(7,635) |
77,994 |
|
-7% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-02-09 |
4 |
S |
$17.50 |
$165,375 |
D/D |
(9,450) |
85,629 |
|
-3% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-02-05 |
4 |
S |
$17.34 |
$152,453 |
D/D |
(8,792) |
95,079 |
|
-4% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-02-05 |
4 |
S |
$17.34 |
$152,453 |
D/D |
(8,792) |
103,871 |
|
-4% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-02-04 |
4 |
S |
$17.17 |
$34,340 |
D/D |
(2,000) |
112,663 |
|
-4% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-02-03 |
4 |
S |
$17.01 |
$126,878 |
D/D |
(7,459) |
114,663 |
|
-5% |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2021-02-02 |
4 |
S |
$17.01 |
$34,020 |
D/D |
(2,000) |
122,122 |
|
-7% |
|
| Swanson David |
Director |
– • – |
2020-11-09 |
4 |
B |
$14.08 |
$3,633 |
D/D |
258 |
1,032 |
2.31 |
20% |
|
| Oneill Stephen Andrew |
Portfolio Manager |
– – – |
2020-03-23 |
4 |
B |
$9.35 |
$23,455 |
D/D |
2,500 |
47,722 |
2.44 |
55% |
|
| Schmucker Brian H |
Officer of Subadviser |
– – – |
2020-03-12 |
4 |
S |
$11.17 |
$324,489 |
D/D |
(29,050) |
26,616 |
|
-18% |
|
| Galley Patrick W. |
Director |
– • – |
2020-03-12 |
4 |
B |
$12.45 |
$35,836 |
D/D |
2,876 |
140,571 |
2.39 |
18% |
|
| Oakes John S. |
Director |
– • – |
2019-11-12 |
4 |
B |
$16.20 |
$6,950 |
D/D |
429 |
1,967 |
2.39 |
- |
|
| Hutchens John Wayne |
Director |
– • – |
2019-11-12 |
4 |
B |
$16.20 |
$20,201 |
D/D |
1,247 |
4,990 |
2.39 |
- |
|
| Oneill Stephen Andrew |
Portfolio Manager |
– – – |
2019-11-07 |
4 |
B |
$16.20 |
$81,000 |
D/D |
5,000 |
43,792 |
2.44 |
- |
|
| Galley Patrick W. |
Director |
– • – |
2019-11-07 |
4 |
B |
$16.20 |
$537,322 |
D/D |
33,168 |
137,695 |
2.39 |
- |
|
| Swanson David |
Director |
– • – |
2019-10-25 |
4 |
B |
$16.60 |
$3,220 |
D/D |
194 |
774 |
2.31 |
- |
|
| Galley Patrick W. |
Chief Investment Officer |
• • – |
2019-10-16 |
4 |
S |
$16.63 |
$92,017 |
D/D |
(5,522) |
115,171 |
|
- |
|
| Galley Patrick W. |
Chief Investment Officer |
• • – |
2019-10-08 |
4 |
S |
$16.88 |
$57,949 |
D/D |
(3,429) |
120,693 |
|
- |
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156 Records found
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Page 2 of 7 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.04 (0.33%) 
