| |
| |
| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
9,000,000 |
| Market
Cap: |
108.09(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$9.67 - $12.17 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile RiverNorth Opportunities Fund is a diversified, closed-end management investment company. The Fund's investment objective is total return consisting of capital appreciation and current income. The Fund seeks to achieve its investment objective by pursuing a tactical asset allocation strategy and investing under normal circumstances in closed-end funds and exchange-traded funds with a focus on risk-adjusted returns (Underlying Funds). Underlying Funds also may include business development companies and special purpose acquisition companies.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
2,500 |
48,672 |
| Total Buy Value |
$0 |
$0 |
$24,350 |
$74,757 |
| Total People Bought |
0 |
0 |
1 |
3 |
| Total Buy Transactions |
0 |
0 |
1 |
4 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Schmucker Brian H |
Officer of Subadviser |
– – – |
2019-05-08 |
4 |
S |
$16.91 |
$93,005 |
D/D |
(5,500) |
61,166 |
|
- |
|
| Schmucker Brian H |
Officer of Subadviser |
– – – |
2019-05-07 |
4 |
S |
$17.20 |
$94,600 |
D/D |
(5,500) |
66,666 |
|
- |
|
| Schmucker Brian H |
10% Owner |
– – • |
2019-05-06 |
4 |
S |
$17.22 |
$94,710 |
D/D |
(5,500) |
184,763 |
|
- |
|
| Schmucker Brian H |
10% Owner |
– – • |
2019-05-02 |
4 |
S |
$17.06 |
$93,830 |
D/D |
(5,500) |
190,263 |
|
- |
|
| Galley Patrick W. |
Director |
– • – |
2018-12-21 |
4 |
B |
$14.53 |
$29,065 |
D/D |
2,000 |
89,974 |
2.39 |
- |
|
| Schmucker Brian H |
Officer of Subadviser |
– – – |
2018-12-20 |
4 |
A |
$14.44 |
$117,870 |
D/D |
8,000 |
72,166 |
|
- |
|
| Galley Patrick W. |
Director |
– • – |
2018-12-20 |
4 |
A |
$14.84 |
$29,685 |
D/D |
2,000 |
87,974 |
|
- |
|
| Galley Patrick W. |
Director |
– • – |
2018-12-19 |
4 |
A |
$15.00 |
$75,085 |
D/D |
5,000 |
85,974 |
|
- |
|
| Schmucker Brian H |
Officer of Subadviser |
– – – |
2018-11-20 |
4 |
A |
$16.20 |
$48,600 |
D/D |
3,000 |
64,166 |
|
- |
|
| Schmucker Brian H |
Officer of Subadviser |
– – – |
2018-11-20 |
4 |
A |
$16.38 |
$32,760 |
D/D |
2,000 |
61,166 |
|
- |
|
| Schmucker Brian H |
Officer of Subadviser |
– – – |
2018-11-19 |
4 |
A |
$16.20 |
$81,000 |
D/D |
5,000 |
59,166 |
|
- |
|
| Oakes John S. |
Director |
– • – |
2018-11-07 |
4 |
B |
$16.93 |
$6,247 |
D/D |
369 |
1,475 |
2.39 |
- |
|
| Schmucker Brian H |
Officer of Subadviser |
– – – |
2018-11-07 |
4 |
A |
$16.93 |
$149,543 |
D/D |
8,833 |
54,166 |
|
- |
|
| Oneill Stephen Andrew |
Portfolio Manager |
– – – |
2018-11-07 |
4 |
A |
$16.93 |
$135,440 |
D/D |
8,000 |
35,639 |
|
- |
|
| Galley Patrick W. |
Director |
– • – |
2018-11-07 |
4 |
A |
$16.93 |
$519,057 |
D/D |
30,659 |
80,974 |
|
- |
|
| Hutchens John Wayne |
Director |
– • – |
2018-11-07 |
4 |
B |
$16.93 |
$22,195 |
D/D |
1,311 |
3,743 |
2.39 |
- |
|
| Schmucker Brian H |
10% Owner |
– – • |
2018-06-13 |
4 |
S |
$21.50 |
$89,861 |
D/D |
(4,178) |
195,763 |
|
- |
|
| Schmucker Brian H |
10% Owner |
– – • |
2018-06-12 |
4 |
S |
$21.45 |
$70,803 |
D/D |
(3,300) |
199,941 |
|
- |
|
| Schmucker Brian H |
10% Owner |
– – • |
2018-06-11 |
4 |
S |
$21.46 |
$118,471 |
D/D |
(5,517) |
203,241 |
|
- |
|
| Schmucker Brian H |
10% Owner |
– – • |
2018-06-08 |
4 |
S |
$21.40 |
$66,738 |
D/D |
(3,118) |
208,758 |
|
- |
|
| Schmucker Brian H |
10% Owner |
– – • |
2018-06-07 |
4 |
S |
$21.45 |
$84,801 |
D/D |
(3,953) |
211,876 |
|
- |
|
| Schmucker Brian H |
10% Owner |
– – • |
2018-06-05 |
4 |
S |
$21.36 |
$160,340 |
D/D |
(7,500) |
215,829 |
|
- |
|
| Schmucker Brian H |
10% Owner |
– – • |
2018-06-04 |
4 |
S |
$21.35 |
$158,942 |
D/D |
(7,437) |
223,329 |
|
- |
|
| Schmucker Brian H |
10% Owner |
– – • |
2018-06-01 |
4 |
S |
$21.35 |
$64,241 |
D/D |
(3,008) |
230,766 |
|
- |
|
| Schmucker Brian H |
Officer of Investment Advisor |
• – – |
2018-05-30 |
4 |
S |
$21.29 |
$106,510 |
D/D |
(5,000) |
233,774 |
|
- |
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156 Records found
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Page 4 of 7 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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0.06 (0.54%) 
