| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
26,577,000 |
| Market
Cap: |
236.27(M) |
| Last
Volume: |
59,163 |
Avg
Vol: |
140,428 |
| 52
Week Range: |
$7.67 - $9.47 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : 7.5 |
| Insider 6 Months : 7.5 |
| Insider 3/6 Months : 15.2 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Royce Micro-Cap Trust is registered as a diversified closed-end investment company. The Fund invests primarily in micro-cap securities.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
10,000 |
10,000 |
10,000 |
12,500 |
| Total Buy Value |
$92,525 |
$92,525 |
$92,525 |
$113,350 |
| Total People Bought |
2 |
2 |
2 |
3 |
| Total Buy Transactions |
3 |
3 |
3 |
4 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gannon Francis |
Vice President |
• • – |
2024-03-22 |
4 |
B |
$9.28 |
$23,200 |
D/D |
2,500 |
5,000 |
0.01 |
-5% |
|
| Gannon Francis |
Vice President |
• • – |
2024-03-21 |
4 |
B |
$9.25 |
$23,125 |
D/D |
2,500 |
2,500 |
0.01 |
-6% |
|
| Clark Christopher D |
PresidentCEO - Investment Advi |
• • – |
2024-03-21 |
4 |
B |
$9.24 |
$46,200 |
D/D |
5,000 |
45,945 |
0.01 |
-6% |
|
| Grisanti Christopher C. |
Director |
– • – |
2022-10-05 |
4 |
B |
$8.33 |
$20,825 |
D/D |
2,500 |
5,000 |
2.39 |
15% |
|
| Royce Charles M |
Portfolio Manager |
– – – |
2021-12-29 |
4 |
GD |
$11.57 |
$4,859,400 |
D/D |
420,000 |
1,044,038 |
|
- |
|
| Grisanti Christopher C. |
Director |
– • – |
2021-09-09 |
4 |
B |
$11.99 |
$29,975 |
D/D |
2,500 |
2,500 |
2.39 |
-12% |
|
| Obrien G Peter |
Director |
– • – |
2021-07-23 |
4 |
B |
$11.84 |
$4,973 |
D/D |
420 |
2,360 |
2.31 |
-5% |
|
| Shields Michael K. |
Director |
– • – |
2021-02-25 |
4 |
B |
$11.90 |
$17,850 |
D/D |
1,500 |
1,500 |
2.39 |
4% |
|
| Clark Christopher D |
PresidentCEO - Investment Advi |
• • – |
2021-01-29 |
4 |
B |
$10.78 |
$86,240 |
D/D |
8,000 |
31,475 |
2.81 |
16% |
|
| Harper Cecile Burleigh |
Director |
– • – |
2020-12-18 |
4 |
B |
$10.12 |
$91,080 |
D/D |
9,000 |
9,000 |
2.39 |
19% |
|
| Clark Christopher D |
PresidentCEO - Investment Advi |
• • – |
2020-10-12 |
4 |
B |
$8.40 |
$84,000 |
D/D |
10,000 |
23,128 |
2.81 |
44% |
|
| Royce Charles M |
Portfolio Manager |
– – – |
2020-09-21 |
4 |
S |
$7.60 |
$707,885 |
I/I |
(93,000) |
114,424 |
|
-46% |
|
| Royce Charles M |
Portfolio Manager |
– – – |
2020-09-18 |
4 |
S |
$7.88 |
$394,000 |
I/I |
(50,000) |
119,879 |
|
-38% |
|
| Royce Charles M |
Portfolio Manager |
– – – |
2020-09-17 |
4 |
S |
$7.83 |
$391,500 |
I/I |
(50,000) |
169,879 |
|
-35% |
|
| Royce Charles M |
Portfolio Manager |
– – – |
2020-09-16 |
4 |
S |
$7.85 |
$393,924 |
I/I |
(50,000) |
255,489 |
|
-36% |
|
| Royce Charles M |
Portfolio Manager |
– – – |
2020-09-15 |
4 |
S |
$7.83 |
$782,700 |
I/I |
(100,000) |
269,879 |
|
-38% |
|
| Royce Charles M |
Portfolio Manager |
– – – |
2020-09-14 |
4 |
S |
$7.77 |
$271,950 |
I/I |
(35,000) |
369,879 |
|
-42% |
|
| Clark Christopher D |
PresidentCEO - Investment Advi |
• • – |
2020-01-09 |
4 |
B |
$8.56 |
$42,824 |
D/D |
5,000 |
12,210 |
2.81 |
-27% |
|
| Clark Christopher D |
PresidentCEO - Investment Advi |
• • – |
2017-01-27 |
4 |
B |
$8.33 |
$19,992 |
D/D |
2,400 |
5,662 |
2.81 |
- |
|
| Denneen John E |
SecretarySecretary-Investment |
• – – |
2016-12-07 |
4 |
B |
$8.18 |
$16,353 |
D/D |
2,000 |
4,983 |
2.74 |
- |
|
| Clark Christopher D |
PresidentCEO - Investment Advi |
• – – |
2016-10-07 |
4 |
B |
$7.74 |
$24,768 |
D/D |
3,200 |
3,200 |
2.74 |
- |
|
| Mehlman Arthur S |
Director |
– • – |
2015-12-02 |
4 |
B |
$8.20 |
$14,760 |
D/D |
1,800 |
4,979 |
2.39 |
- |
|
| Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2014-10-14 |
4 |
S |
$10.85 |
$68,102 |
I/I |
(6,278) |
0 |
|
- |
|
| Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2014-10-13 |
4 |
S |
$10.93 |
$182,506 |
I/I |
(16,704) |
3,139 |
|
- |
|
| Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2014-10-10 |
4 |
S |
$11.00 |
$222,515 |
I/I |
(20,236) |
11,491 |
|
- |
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72 Records found
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Page 1 of 3 |
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0.12 (1.37%) 
