| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
26,577,000 |
| Market
Cap: |
251.15(M) |
| Last
Volume: |
66,869 |
Avg
Vol: |
139,852 |
| 52
Week Range: |
$7.67 - $9.47 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : 7.5 |
| Insider 6 Months : 7.5 |
| Insider 3/6 Months : 15.2 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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| |
|
Company Profile Royce Micro-Cap Trust is registered as a diversified closed-end investment company. The Fund invests primarily in micro-cap securities.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
10,000 |
10,000 |
10,000 |
12,500 |
| Total Buy Value |
$92,525 |
$92,525 |
$92,525 |
$113,350 |
| Total People Bought |
2 |
2 |
2 |
3 |
| Total Buy Transactions |
3 |
3 |
3 |
4 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2014-06-04 |
4 |
B |
$12.26 |
$202,278 |
I/I |
16,500 |
20,550 |
1.99 |
- |
|
| Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2014-02-05 |
4 |
B |
$11.59 |
$99,674 |
I/I |
8,600 |
12,300 |
1.99 |
- |
|
| Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2014-01-24 |
4 |
B |
$12.53 |
$147,043 |
I/I |
11,737 |
8,000 |
1.99 |
- |
|
| Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2014-01-23 |
4 |
B |
$12.58 |
$53,609 |
I/I |
4,263 |
2,131 |
1.99 |
- |
|
| Isaacs Stephen L |
Director |
– • – |
2011-11-30 |
4 |
S |
$6.58 |
$10,592 |
D/D |
(1,610) |
0 |
|
- |
|
| Isaacs Stephen L |
Director |
– • – |
2011-11-30 |
4 |
S |
$8.33 |
$975 |
D/D |
(117) |
234 |
|
- |
|
| Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2010-01-07 |
4/A |
S |
$7.45 |
$31,886 |
I/I |
(4,280) |
0 |
|
- |
|
| Fockler Jack E. Jr. |
Vice President |
• – – |
2010-01-07 |
4 |
S |
$7.45 |
$15,943 |
I/I |
(2,140) |
0 |
|
- |
|
| Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2010-01-06 |
4 |
S |
$7.49 |
$267,596 |
I/I |
(35,720) |
2,140 |
|
- |
|
| Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2009-04-21 |
4 |
B |
$5.25 |
$11,550 |
I/I |
2,200 |
20,000 |
1.99 |
- |
|
| Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2009-04-20 |
4 |
B |
$5.32 |
$41,526 |
I/I |
7,800 |
17,800 |
1.99 |
- |
|
| Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2009-04-08 |
4 |
B |
$5.15 |
$3,090 |
I/I |
600 |
15,000 |
1.91 |
- |
|
| Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2009-04-07 |
4 |
B |
$5.15 |
$52,349 |
I/I |
10,055 |
14,400 |
1.99 |
- |
|
| Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2009-04-01 |
4 |
B |
$4.98 |
$34,083 |
I/I |
6,845 |
6,845 |
1.99 |
- |
|
| Fockler Jack E. Jr. |
Vice PresidentVP - Investment |
• – – |
2009-03-31 |
4 |
B |
$4.94 |
$61,768 |
I/I |
12,500 |
12,500 |
1.99 |
- |
|
| Royce Charles M |
PresidentPresident - Investmen |
• • – |
2006-12-15 |
4 |
S |
$15.53 |
$209,691 |
D/D |
(13,500) |
800,812 |
|
- |
|
| Royce Charles M |
PresidentPresident - Investmen |
• • – |
2006-12-14 |
4 |
S |
$15.53 |
$566,816 |
D/D |
(36,500) |
814,312 |
|
- |
|
| Royce Charles M |
PresidentPresident - Investmen |
• • – |
2006-11-14 |
4 |
S |
$15.31 |
$505,138 |
D/D |
(33,000) |
850,812 |
|
- |
|
| Royce Charles M |
Director and Officer |
– – – |
2006-11-13 |
144 |
NP |
$0.00 |
$617,600 |
/ |
40,000 |
0 |
|
- |
|
| Royce Charles M |
PresidentPresident - Investmen |
• • – |
2006-11-13 |
4 |
S |
$15.57 |
$108,988 |
D/D |
(7,000) |
883,812 |
|
- |
|
| Royce Charles M |
Director and Officer |
– – – |
2006-10-25 |
144 |
NP |
$0.00 |
$1,530,019 |
/ |
102,274 |
0 |
|
- |
|
| Royce Charles M |
Director and Officer |
– – – |
2006-07-13 |
144 |
NP |
$0.00 |
$723,000 |
/ |
50,000 |
0 |
|
- |
|
| Royce Charles M |
PresidentPresident - Investmen |
• • – |
2006-07-11 |
4 |
GD |
$14.41 |
$2,161,500 |
D/D |
150,000 |
871,003 |
|
- |
|
| Royce Charles M |
PresidentPresident - Investmen |
• • – |
2006-02-15 |
4 |
S |
$14.61 |
$51,119 |
I/I |
(3,500) |
270,085 |
|
- |
|
| Royce Charles M |
PresidentPresident - Investmen |
• • – |
2006-02-14 |
4 |
S |
$14.48 |
$338,738 |
I/I |
(23,400) |
273,585 |
|
- |
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72 Records found
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Page 2 of 3 |
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