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| |
| Exchange: |
N/A |
| Security
Type: |
Common |
| Shares
Out: |
9,000,000 |
| Market
Cap: |
136.80(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$14.99 - $16.13 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : 2.2 |
| Insider 6 Months : 2.2 |
| Insider 3/6 Months : 4.9 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile RiverNorth Specialty Finance is registered as a non-diversified closed-end management investment company. The investment objective of the Fund is to seek a high level of current income. The Fund seeks to achieve its investment objective by investing, directly or indirectly, at least 80% of its Managed Assets (the total assets of the Fund, including assets attributable to leverage, minus liabilities (other than debt representing leverage and any preferred stock that may be outstanding)) in marketplace lending investments.
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D/I:
|
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
100 |
100 |
100 |
42,658 |
| Total Buy Value |
$1,610 |
$1,610 |
$1,610 |
$675,729 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
1 |
1 |
1 |
2 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Galley Patrick W. |
Chief Executive Officer |
• • – |
2024-04-26 |
4 |
A |
$15.04 |
$1,028,947 |
D/D |
68,414 |
237,061 |
|
- |
|
| Galley Patrick W. |
Chief Executive Officer |
• • – |
2024-03-22 |
4 |
B |
$16.10 |
$1,610 |
D/D |
100 |
168,647 |
2.73 |
-5% |
|
| Galley Patrick W. |
Portfolio Manager |
– – – |
2023-02-03 |
4 |
B |
$15.84 |
$674,119 |
D/D |
42,558 |
168,547 |
2.44 |
-5% |
|
| Stanton Janae |
Portfolio Manager |
– – – |
2023-01-19 |
4 |
A |
$16.18 |
$809 |
D/D |
50 |
200 |
|
- |
|
| Galley Patrick W. |
President |
• • – |
2020-03-27 |
4 |
B |
$23.00 |
$47,744 |
D/D |
2,068 |
8,619 |
2.81 |
-8% |
|
| Stanton Janae |
Portfolio Manager |
– – – |
2020-02-27 |
4 |
A |
$18.09 |
$2,714 |
D/D |
150 |
150 |
|
- |
|
| Galley Patrick W. |
President |
• • – |
2019-06-17 |
4 |
B |
$19.50 |
$27,501 |
D/D |
1,400 |
69,852 |
2.81 |
- |
|
| Galley Patrick W. |
President |
• • – |
2018-12-21 |
4 |
B |
$24.56 |
$17,190 |
D/D |
700 |
88,951 |
2.81 |
- |
|
| Galley Patrick W. |
President |
• • – |
2018-12-20 |
4 |
B |
$24.67 |
$24,665 |
D/D |
1,000 |
88,251 |
2.81 |
- |
|
| Galley Patrick W. |
President |
• • – |
2018-12-19 |
4 |
B |
$24.70 |
$71,449 |
D/D |
2,890 |
87,251 |
2.81 |
- |
|
| Galley Patrick W. |
President |
• • – |
2018-12-17 |
4 |
B |
$24.73 |
$48,507 |
D/D |
1,961 |
84,361 |
2.81 |
- |
|
| Schmucker Brian H |
Officer of Investment Advisor |
• – – |
2018-04-11 |
4 |
S |
$23.96 |
$991,201 |
D/D |
(41,369) |
0 |
|
- |
|
| Galley Patrick W. |
President |
• • – |
2018-01-09 |
4 |
B |
$25.26 |
$505,650 |
D/D |
20,000 |
82,400 |
2.81 |
- |
|
| Schmucker Brian H |
Officer of Investment Adviser |
– – – |
2017-11-14 |
4 |
B |
$25.08 |
$219,500 |
D/D |
8,752 |
8,752 |
2.44 |
- |
|
| Galley Patrick W. |
President |
• • – |
2017-10-18 |
4 |
B |
$25.00 |
$1,500,000 |
D/D |
60,000 |
60,000 |
2.81 |
- |
|
| Galley Patrick W. |
PRESIDENT |
• • – |
2017-09-07 |
4 |
B |
$24.93 |
$392,600 |
D/D |
15,748 |
55,326 |
2.81 |
- |
|
| Bartow Philip K Iii |
PORTFOLIO MANAGER |
• – – |
2017-06-05 |
4 |
B |
$25.05 |
$103,940 |
D/D |
4,149 |
4,149 |
2.74 |
- |
|
| Galley Patrick W. |
PRESIDENT |
• • – |
2017-01-04 |
4 |
B |
$25.22 |
$998,157 |
D/D |
39,578 |
39,578 |
2.81 |
- |
|
| Galley Patrick W. |
PRESIDENT |
• • – |
2016-10-25 |
4 |
B |
$25.18 |
$861,685 |
D/D |
34,221 |
34,221 |
2.81 |
- |
|
| Rivernorth Capital Management, Llc |
Investment Adviser |
– – – |
2016-09-22 |
4 |
B |
$25.00 |
$1,000,000 |
D/D |
40,000 |
40,000 |
2.44 |
- |
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20 Records found
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