| |
| |
| Exchange: |
N/A |
| Security
Type: |
Common |
| Shares
Out: |
41,380,000 |
| Market
Cap: |
539.18(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$10.6 - $13.67 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : 10.8 |
| Insider 6 Months : 15.2 |
| Insider 3/6 Months : 26.2 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Runway Growth Finance is an externally managed, non-diversified closed-end management investment company. Co.'s investment objective is to maximize its total return to its stockholders primarily through existing income on its loan portfolio, and secondarily through capital appreciation on its warrants and other equity positions.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
45,920 |
124,866 |
127,491 |
224,069 |
| Total Buy Value |
$534,482 |
$1,524,866 |
$1,553,275 |
$2,694,324 |
| Total People Bought |
2 |
2 |
2 |
3 |
| Total Buy Transactions |
3 |
13 |
15 |
35 |
| Total Shares Sold |
1,000,000 |
9,312,500 |
9,312,500 |
9,462,500 |
| Total Sell Value |
$11,330,000 |
$111,718,245 |
$111,718,245 |
$113,509,831 |
| Total People Sold |
1 |
2 |
2 |
4 |
| Total Sell Transactions |
1 |
6 |
6 |
10 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Raterman Thomas B. |
CFO, Treasurer and Secretary |
• – – |
2019-10-01 |
4 |
B |
$15.00 |
$72,433 |
I/I |
4,829 |
10,610 |
1.99 |
- |
|
| Spreng R David |
President and CEO |
• • – |
2019-10-01 |
4 |
B |
$15.00 |
$72,433 |
I/I |
4,829 |
10,610 |
2.66 |
- |
|
| Spreng R David |
President and CEO |
• • – |
2019-05-10 |
4 |
B |
$15.16 |
$64,978 |
D/D |
4,286 |
10,386 |
2.81 |
- |
|
| Spreng R David |
President and CEO |
• • – |
2019-05-10 |
4 |
B |
$15.16 |
$13,837 |
I/I |
913 |
1,740 |
2.58 |
- |
|
| Solimene Lewis |
Director |
– • – |
2019-05-10 |
4 |
B |
$15.16 |
$26,703 |
D/D |
1,761 |
10,439 |
2.39 |
- |
|
| Raterman Thomas B. |
CFO, Treasurer and Secretary |
• – – |
2019-05-10 |
4 |
B |
$15.16 |
$13,837 |
I/I |
913 |
1,740 |
1.99 |
- |
|
| Raterman Thomas B. |
CFO, Treasurer and Secretary |
• – – |
2019-05-10 |
4 |
B |
$15.16 |
$8,901 |
D/D |
587 |
3,480 |
2.74 |
- |
|
| Persily Julie |
Director |
– • – |
2019-05-10 |
4 |
B |
$15.16 |
$26,703 |
D/D |
1,761 |
10,439 |
2.39 |
- |
|
| Retirement Plan Of Carilion Clinic |
10% Owner |
– – • |
2019-05-10 |
4 |
B |
$15.16 |
$4,450,548 |
D/D |
293,572 |
1,739,837 |
2.45 |
- |
|
| Carilion Health System |
10% Owner |
– – • |
2019-05-10 |
4 |
B |
$15.16 |
$4,450,548 |
D/D |
293,572 |
1,739,837 |
2.45 |
- |
|
| Kovacs Gary |
Director |
– • – |
2019-05-10 |
4 |
B |
$15.16 |
$89,011 |
D/D |
5,871 |
34,797 |
2.39 |
- |
|
| Oaktree Capital Group Holdings Gp, Llc |
Director |
– • • |
2019-05-10 |
4 |
B |
$15.16 |
$24,686,033 |
D/D |
1,628,366 |
9,650,423 |
3.92 |
- |
|
| Raterman Thomas B. |
CFO, Treasurer and Secretary |
• – – |
2019-01-02 |
4 |
B |
$15.00 |
$53,645 |
I/I |
3,544 |
1,409 |
1.99 |
- |
|
| Raterman Thomas B. |
CFO, Treasurer and Secretary |
• – – |
2019-01-02 |
4 |
B |
$15.19 |
$12,010 |
D/D |
791 |
2,818 |
2.74 |
- |
|
| Persily Julie |
Director |
– • – |
2019-01-02 |
4 |
B |
$15.19 |
$36,029 |
D/D |
2,372 |
8,454 |
2.39 |
- |
|
| Retirement Plan Of Carilion Clinic |
10% Owner |
– – • |
2019-01-02 |
4 |
B |
$15.19 |
$6,004,693 |
D/D |
395,306 |
1,409,038 |
2.45 |
- |
|
| Solimene Lewis |
Director |
– • – |
2019-01-02 |
4 |
B |
$15.19 |
$36,029 |
D/D |
2,372 |
8,454 |
2.39 |
- |
|
| Spreng R David |
President and CEO |
• • – |
2019-01-02 |
4 |
B |
$15.19 |
$63,658 |
D/D |
4,191 |
5,943 |
2.81 |
- |
|
| Spreng R David |
President and CEO |
• • – |
2019-01-02 |
4 |
B |
$15.00 |
$53,645 |
I/I |
3,544 |
1,409 |
2.66 |
- |
|
| Carilion Health System |
10% Owner |
– – • |
2019-01-02 |
4 |
B |
$15.19 |
$6,004,693 |
D/D |
395,306 |
1,409,038 |
2.45 |
- |
|
| Oaktree Capital Group Holdings Gp, Llc |
Director |
– • • |
2019-01-02 |
4 |
B |
$15.19 |
$33,306,476 |
D/D |
2,192,658 |
7,815,569 |
3.92 |
- |
|
| Kovacs Gary |
Director |
– • – |
2019-01-02 |
4 |
B |
$15.19 |
$120,094 |
D/D |
7,906 |
28,181 |
2.39 |
- |
|
| Kovacs Gary |
Director |
– • – |
2018-09-14 |
4 |
B |
$15.02 |
$54,531 |
D/D |
3,631 |
19,814 |
2.39 |
- |
|
| Oaktree Capital Group Holdings Gp, Llc |
Director |
– • • |
2018-09-14 |
4 |
B |
$15.02 |
$15,123,619 |
D/D |
1,006,899 |
5,495,268 |
3.92 |
- |
|
| Raterman Thomas B. |
CFO, Treasurer and Secretary |
• – – |
2018-09-14 |
4 |
B |
$15.02 |
$10,906 |
I/I |
726 |
726 |
1.99 |
- |
|
219 Records found
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Page 7 of 9 |
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