| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
11,170,000 |
| Market
Cap: |
266.29(M) |
| Last
Volume: |
9,407 |
Avg
Vol: |
9,381 |
| 52
Week Range: |
$22.52 - $28.64 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Saratoga Investment is a non-diversified closed end management investment company and a business development company. Co.'s investment objective is to create risk-adjusted returns by generating current income and long-term capital appreciation from its investments. Co.'s investments generally provide financing for change of ownership transactions, acquisitions, recapitalizations and initiatives in partnership with business owners, management teams and financial sponsors.
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
2,000 |
3,250 |
| Total Buy Value |
$0 |
$0 |
$47,620 |
$77,045 |
| Total People Bought |
0 |
0 |
1 |
2 |
| Total Buy Transactions |
0 |
0 |
1 |
2 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Oberbeck Christian L |
CEO and Director |
• • • |
2023-12-13 |
4 |
GA |
$0.00 |
$0 |
I/I |
6,708 |
48,763 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2023-12-13 |
4 |
GD |
$0.00 |
$0 |
D/D |
11,180 |
655,161 |
|
- |
|
| Oberbeck Christian L |
CEO, President and Director |
• • • |
2023-08-16 |
4 |
D |
$0.00 |
$0 |
D/D |
(26,495) |
666,341 |
|
- |
|
| Oberbeck Christian L |
CEO, Director and President |
• • • |
2023-05-04 |
4 |
B |
$23.81 |
$47,620 |
D/D |
2,000 |
689,775 |
3.23 |
8% |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2023-03-21 |
4 |
D |
$0.00 |
$0 |
D/D |
(100) |
684,628 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2022-12-06 |
4 |
GD |
$0.00 |
$0 |
D/D |
379 |
681,853 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2022-12-05 |
4 |
GA |
$0.00 |
$0 |
I/I |
6,312 |
38,653 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2022-12-05 |
4 |
GD |
$0.00 |
$0 |
D/D |
10,520 |
682,232 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2022-10-07 |
4 |
D |
$0.00 |
$0 |
D/D |
(256) |
692,752 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2022-09-27 |
4 |
D |
$0.00 |
$0 |
D/D |
(4,002) |
690,552 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2022-08-15 |
4 |
D |
$0.00 |
$0 |
D/D |
(13,543) |
694,554 |
|
- |
|
| Steenkamp Henri J |
CFO, CCO, Treasurer and Sec. |
• • – |
2022-08-15 |
4 |
A |
$0.00 |
$0 |
D/D |
3,638 |
27,020 |
|
- |
|
| Looney Steven M |
Director |
– • – |
2022-08-02 |
4 |
B |
$23.54 |
$29,425 |
D/D |
1,250 |
3,758 |
2.39 |
12% |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2021-12-09 |
4 |
GA |
$0.00 |
$0 |
I/I |
5,916 |
29,633 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2021-12-09 |
4 |
GD |
$0.00 |
$0 |
D/D |
9,860 |
701,969 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2021-10-14 |
4 |
D |
$0.00 |
$0 |
D/D |
(346) |
711,829 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2021-08-24 |
4 |
D |
$0.00 |
$0 |
D/D |
(199) |
710,384 |
|
- |
|
| Steenkamp Henri J |
CFO, CCO, Treasurer and Sec. |
• • – |
2021-06-10 |
4 |
A |
$0.00 |
$0 |
D/D |
3,857 |
21,950 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2021-06-10 |
4 |
D |
$0.00 |
$0 |
D/D |
(12,879) |
708,990 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2021-05-10 |
4 |
D |
$0.00 |
$0 |
D/D |
(998) |
721,869 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2021-03-30 |
4 |
D |
$0.00 |
$0 |
D/D |
(1,103) |
721,254 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2020-10-07 |
4 |
D |
$0.00 |
$0 |
D/D |
(165) |
728,548 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2020-08-11 |
4 |
B |
$17.67 |
$35,340 |
D/D |
2,000 |
727,450 |
3.23 |
17% |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2020-08-10 |
4 |
B |
$17.51 |
$87,550 |
D/D |
5,000 |
725,450 |
3.23 |
18% |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2020-07-24 |
4 |
B |
$16.89 |
$16,891 |
D/D |
1,000 |
720,450 |
3.15 |
32% |
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81 Records found
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