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Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
11,170,000 |
Market
Cap: |
266.29(M) |
Last
Volume: |
9,407 |
Avg
Vol: |
9,381 |
52
Week Range: |
$22.52 - $28.64 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Asset Management |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Saratoga Investment is a non-diversified closed end management investment company and a business development company. Co.'s investment objective is to create risk-adjusted returns by generating current income and long-term capital appreciation from its investments. Co.'s investments generally provide financing for change of ownership transactions, acquisitions, recapitalizations and initiatives in partnership with business owners, management teams and financial sponsors.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
2,000 |
3,250 |
Total Buy Value |
$0 |
$0 |
$47,620 |
$77,045 |
Total People Bought |
0 |
0 |
1 |
2 |
Total Buy Transactions |
0 |
0 |
1 |
2 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Oberbeck Christian L |
CEO and Director |
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2023-12-13 |
4 |
GA |
$0.00 |
$0 |
I/I |
6,708 |
48,763 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2023-12-13 |
4 |
GD |
$0.00 |
$0 |
D/D |
11,180 |
655,161 |
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- |
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Oberbeck Christian L |
CEO, President and Director |
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2023-08-16 |
4 |
D |
$0.00 |
$0 |
D/D |
(26,495) |
666,341 |
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- |
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Oberbeck Christian L |
CEO, Director and President |
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2023-05-04 |
4 |
B |
$23.81 |
$47,620 |
D/D |
2,000 |
689,775 |
3.23 |
8% |
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Oberbeck Christian L |
CEO and Director |
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2023-03-21 |
4 |
D |
$0.00 |
$0 |
D/D |
(100) |
684,628 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2022-12-06 |
4 |
GD |
$0.00 |
$0 |
D/D |
379 |
681,853 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2022-12-05 |
4 |
GA |
$0.00 |
$0 |
I/I |
6,312 |
38,653 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2022-12-05 |
4 |
GD |
$0.00 |
$0 |
D/D |
10,520 |
682,232 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2022-10-07 |
4 |
D |
$0.00 |
$0 |
D/D |
(256) |
692,752 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2022-09-27 |
4 |
D |
$0.00 |
$0 |
D/D |
(4,002) |
690,552 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2022-08-15 |
4 |
D |
$0.00 |
$0 |
D/D |
(13,543) |
694,554 |
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- |
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Steenkamp Henri J |
CFO, CCO, Treasurer and Sec. |
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2022-08-15 |
4 |
A |
$0.00 |
$0 |
D/D |
3,638 |
27,020 |
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- |
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Looney Steven M |
Director |
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2022-08-02 |
4 |
B |
$23.54 |
$29,425 |
D/D |
1,250 |
3,758 |
2.39 |
12% |
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Oberbeck Christian L |
CEO and Director |
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2021-12-09 |
4 |
GA |
$0.00 |
$0 |
I/I |
5,916 |
29,633 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2021-12-09 |
4 |
GD |
$0.00 |
$0 |
D/D |
9,860 |
701,969 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2021-10-14 |
4 |
D |
$0.00 |
$0 |
D/D |
(346) |
711,829 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2021-08-24 |
4 |
D |
$0.00 |
$0 |
D/D |
(199) |
710,384 |
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- |
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Steenkamp Henri J |
CFO, CCO, Treasurer and Sec. |
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2021-06-10 |
4 |
A |
$0.00 |
$0 |
D/D |
3,857 |
21,950 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2021-06-10 |
4 |
D |
$0.00 |
$0 |
D/D |
(12,879) |
708,990 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2021-05-10 |
4 |
D |
$0.00 |
$0 |
D/D |
(998) |
721,869 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2021-03-30 |
4 |
D |
$0.00 |
$0 |
D/D |
(1,103) |
721,254 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2020-10-07 |
4 |
D |
$0.00 |
$0 |
D/D |
(165) |
728,548 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2020-08-11 |
4 |
B |
$17.67 |
$35,340 |
D/D |
2,000 |
727,450 |
3.23 |
17% |
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Oberbeck Christian L |
CEO and Director |
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2020-08-10 |
4 |
B |
$17.51 |
$87,550 |
D/D |
5,000 |
725,450 |
3.23 |
18% |
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Oberbeck Christian L |
CEO and Director |
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2020-07-24 |
4 |
B |
$16.89 |
$16,891 |
D/D |
1,000 |
720,450 |
3.15 |
32% |
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170 Records found
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