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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
11,170,000 |
| Market
Cap: |
258.25(M) |
| Last
Volume: |
9,407 |
Avg
Vol: |
9,381 |
| 52
Week Range: |
$22.52 - $28.64 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Saratoga Investment is a non-diversified closed end management investment company and a business development company. Co.'s investment objective is to create risk-adjusted returns by generating current income and long-term capital appreciation from its investments. Co.'s investments generally provide financing for change of ownership transactions, acquisitions, recapitalizations and initiatives in partnership with business owners, management teams and financial sponsors.
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D/I:
|
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
3,250 |
| Total Buy Value |
$0 |
$0 |
$0 |
$77,045 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
2 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Oberbeck Christian L |
CEO and Director |
• • • |
2020-07-23 |
4 |
B |
$17.50 |
$52,508 |
D/D |
3,000 |
719,450 |
3.23 |
27% |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2020-07-22 |
4 |
B |
$17.53 |
$35,060 |
D/D |
2,000 |
716,450 |
3.23 |
26% |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2020-07-13 |
4 |
B |
$16.00 |
$8,000 |
D/D |
500 |
714,450 |
3.15 |
27% |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2020-07-10 |
4 |
B |
$15.98 |
$7,990 |
D/D |
500 |
713,950 |
3.15 |
26% |
|
| Steenkamp Henri J |
CFO, CCO, Treasurer and Sec. |
• – – |
2020-07-02 |
4 |
A |
$0.00 |
$0 |
D/D |
3,587 |
16,635 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2020-07-02 |
4 |
D |
$0.00 |
$0 |
D/D |
(35,985) |
713,450 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2020-05-21 |
4 |
B |
$14.91 |
$74,550 |
D/D |
5,000 |
749,435 |
3.23 |
16% |
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| Oberbeck Christian L |
CEO and Director |
• • • |
2020-05-14 |
4 |
B |
$12.41 |
$49,640 |
D/D |
4,000 |
744,435 |
3.23 |
23% |
|
| Steenkamp Henri J |
CFO, CCO, Treasurer, Secretary |
• – – |
2020-05-14 |
4 |
B |
$12.90 |
$15,519 |
D/D |
1,203 |
13,048 |
2.74 |
23% |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2020-05-13 |
4 |
B |
$12.88 |
$51,520 |
D/D |
4,000 |
740,435 |
3.23 |
25% |
|
| Steenkamp Henri J |
CFO, CCO, Treasurer, Secretary |
• – – |
2020-05-13 |
4 |
B |
$13.00 |
$10,361 |
D/D |
797 |
11,845 |
2.74 |
25% |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2020-05-11 |
4 |
B |
$12.94 |
$38,820 |
D/D |
3,000 |
736,435 |
3.23 |
29% |
|
| Williams George Cabell Iii |
Director |
– • – |
2020-05-08 |
4 |
B |
$12.76 |
$154,447 |
D/D |
12,104 |
64,297 |
2.39 |
27% |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2020-05-08 |
4 |
B |
$13.11 |
$104,880 |
D/D |
8,000 |
733,435 |
3.23 |
27% |
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| Steenkamp Henri J |
CFO, CCO, Treasurer, Secretary |
• – – |
2019-09-11 |
4 |
A |
$0.00 |
$0 |
D/D |
1,312 |
10,790 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2019-09-11 |
4 |
D |
$0.00 |
$0 |
D/D |
(1,312) |
733,248 |
|
- |
|
| Steenkamp Henri J |
CFO, CCO, Treasurer& Secretary |
• – – |
2019-01-15 |
4 |
B |
$22.00 |
$26,576 |
D/D |
1,208 |
9,026 |
2.74 |
- |
|
| Steenkamp Henri J |
CFO,CCO, Treasurer & Secretary |
• – – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
1,003 |
7,817 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2018-09-28 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,003) |
119,377 |
|
- |
|
| Oberbeck Elizabeth |
10% Owner |
– – • |
2018-06-25 |
4 |
S |
$25.53 |
$1,531,800 |
D/D |
(60,000) |
684,183 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2018-05-23 |
4 |
B |
$22.45 |
$899,369 |
D/D |
40,061 |
618,068 |
3.23 |
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2018-05-23 |
4 |
S |
$22.45 |
$71,529 |
I/I |
(3,185) |
120,380 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2018-05-23 |
4 |
S |
$22.45 |
$893,847 |
D/D |
(39,815) |
578,007 |
|
- |
|
| Steenkamp Henri J |
CFO, CCO |
• – – |
2017-09-19 |
4 |
A |
$0.00 |
$0 |
D/D |
1,173 |
6,814 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2017-09-19 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,173) |
121,015 |
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- |
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81 Records found
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Page 2 of 4 |
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