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Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
11,170,000 |
Market
Cap: |
259.37(M) |
Last
Volume: |
9,407 |
Avg
Vol: |
9,381 |
52
Week Range: |
$22.52 - $28.64 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Asset Management |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Saratoga Investment is a non-diversified closed end management investment company and a business development company. Co.'s investment objective is to create risk-adjusted returns by generating current income and long-term capital appreciation from its investments. Co.'s investments generally provide financing for change of ownership transactions, acquisitions, recapitalizations and initiatives in partnership with business owners, management teams and financial sponsors.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
3,250 |
Total Buy Value |
$0 |
$0 |
$0 |
$77,045 |
Total People Bought |
0 |
0 |
0 |
2 |
Total Buy Transactions |
0 |
0 |
0 |
2 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Oberbeck Christian L |
CEO and Director |
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2017-04-13 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,373) |
122,188 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2017-03-06 |
4 |
GA |
$0.00 |
$0 |
I/I |
850 |
850 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2017-03-06 |
4 |
GD |
$0.00 |
$0 |
D/D |
850 |
623,541 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2016-12-27 |
5 |
GA |
$0.00 |
$0 |
I/I |
2,550 |
2,550 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2016-12-27 |
5 |
GD |
$0.00 |
$0 |
D/D |
5,950 |
624,391 |
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- |
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Steenkamp Henri J |
Chief Financial Officer |
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2016-07-29 |
4 |
A |
$0.00 |
$0 |
D/D |
1,414 |
5,182 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2016-07-29 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,414) |
181,647 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2016-07-06 |
4 |
B |
$17.08 |
$27,089 |
I/I |
1,586 |
183,061 |
2.64 |
- |
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Grisius Michael J |
President and Director |
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2016-06-20 |
4 |
A |
$0.00 |
$0 |
D/D |
2,050 |
132,239 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2016-06-20 |
4 |
D |
$0.00 |
$0 |
I/I |
(2,050) |
181,475 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2016-03-15 |
4 |
D |
$0.00 |
$0 |
D/D |
(8,472) |
497,779 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2016-03-14 |
4 |
D |
$0.00 |
$0 |
I/I |
(10,587) |
197,280 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2016-03-14 |
4 |
D |
$0.00 |
$0 |
D/D |
(38,561) |
506,251 |
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- |
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Grisius Michael J |
President and Director |
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2016-03-14 |
4 |
A |
$0.00 |
$0 |
D/D |
49,148 |
127,045 |
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- |
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Looney Steven M |
Director |
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2016-01-15 |
4 |
B |
$14.53 |
$7,267 |
D/D |
500 |
2,508 |
2.39 |
- |
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Looney Steven M |
Director |
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2015-11-20 |
4 |
B |
$14.92 |
$8,204 |
D/D |
550 |
2,008 |
2.39 |
- |
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Oberbeck Christian L |
CEO and Director |
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2015-07-29 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,854) |
165,614 |
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- |
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Steenkamp Henri J |
Chief Financial Officer |
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2015-07-29 |
4 |
A |
$0.00 |
$0 |
D/D |
1,854 |
3,403 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2015-07-17 |
4 |
D |
$0.00 |
$0 |
I/I |
(2,948) |
167,468 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2015-05-22 |
4 |
D |
$0.00 |
$0 |
I/I |
(8,564) |
158,163 |
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- |
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Oberbeck Christian L |
CEO and Director |
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2015-05-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(2,672) |
166,727 |
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- |
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Williams George Cabell Iii |
Director |
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2015-01-22 |
4 |
B |
$15.40 |
$56,965 |
D/D |
3,699 |
31,876 |
2.39 |
- |
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Williams George Cabell Iii |
Director |
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2015-01-21 |
4 |
B |
$15.15 |
$7,575 |
D/D |
500 |
28,177 |
2.39 |
- |
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Williams George Cabell Iii |
Director |
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2015-01-20 |
4 |
B |
$15.25 |
$15,250 |
D/D |
1,000 |
27,677 |
2.39 |
- |
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Williams George Cabell Iii |
Director |
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2015-01-16 |
4 |
B |
$15.09 |
$95,082 |
D/D |
6,301 |
26,677 |
2.39 |
- |
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81 Records found
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Page 3 of 4 |
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Acquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
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