| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
11,170,000 |
| Market
Cap: |
261.71(M) |
| Last
Volume: |
9,407 |
Avg
Vol: |
9,381 |
| 52
Week Range: |
$22.52 - $28.64 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Saratoga Investment is a non-diversified closed end management investment company and a business development company. Co.'s investment objective is to create risk-adjusted returns by generating current income and long-term capital appreciation from its investments. Co.'s investments generally provide financing for change of ownership transactions, acquisitions, recapitalizations and initiatives in partnership with business owners, management teams and financial sponsors.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
3,250 |
| Total Buy Value |
$0 |
$0 |
$0 |
$77,045 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
2 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Grisius Michael J |
President and Director |
• • – |
2014-11-03 |
4 |
A |
$0.00 |
$0 |
D/D |
32,765 |
67,479 |
|
- |
|
| Oberbeck Christian L |
CEO and Director |
• • • |
2014-11-03 |
4 |
D |
$0.00 |
$0 |
I/I |
(32,765) |
164,881 |
|
- |
|
| Steenkamp Henri J |
Chief Financial Officer |
• – – |
2014-10-20 |
4 |
B |
$15.49 |
$9,433 |
D/D |
609 |
1,400 |
2.74 |
- |
|
| Steenkamp Henri J |
Chief Financial Officer |
• – – |
2014-10-17 |
4 |
B |
$15.00 |
$11,874 |
D/D |
791 |
791 |
2.74 |
- |
|
| Williams George Cabell Iii |
Director |
– • – |
2014-10-17 |
4 |
S |
$14.85 |
$30,290 |
D/D |
(2,033) |
20,376 |
|
- |
|
| Oberbeck Elizabeth |
10% Owner |
– – • |
2014-10-09 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
744,183 |
|
- |
|
| Grisius Michael J |
President and Director |
• • – |
2013-07-24 |
4 |
A |
$18.37 |
$157,064 |
D/D |
8,550 |
29,628 |
|
- |
|
| Grisius Michael J |
President and Director |
• • – |
2013-07-22 |
4 |
A |
$18.00 |
$53,100 |
D/D |
2,950 |
21,078 |
|
- |
|
| Williams George Cabell Iii |
Director |
– • – |
2012-01-30 |
4 |
B |
$14.10 |
$42,963 |
D/D |
3,047 |
15,004 |
2.39 |
- |
|
| Williams George Cabell Iii |
Director |
– • – |
2012-01-25 |
4 |
B |
$13.58 |
$14,626 |
D/D |
1,077 |
11,957 |
2.39 |
- |
|
| Williams George Cabell Iii |
Director |
– • – |
2012-01-24 |
4 |
B |
$13.59 |
$54,360 |
D/D |
4,000 |
10,880 |
2.39 |
- |
|
| Grisius Michael J |
Director |
– • – |
2011-09-27 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
13,000 |
|
- |
|
| Looney Steven M |
Director |
– • – |
2011-07-28 |
4 |
B |
$20.79 |
$2,827 |
D/D |
136 |
1,001 |
2.31 |
- |
|
| Whitman Iii Charles S |
Director |
– • – |
2011-01-20 |
4 |
B |
$19.18 |
$3,854 |
D/D |
201 |
1,000 |
2.31 |
- |
|
| Looney Steven M |
Director |
– • – |
2011-01-20 |
4 |
B |
$19.25 |
$9,625 |
D/D |
500 |
865 |
2.39 |
- |
|
| Whitman Iii Charles S |
Director |
– • – |
2010-08-04 |
4 |
B |
$1.96 |
$3,920 |
D/D |
2,000 |
6,414 |
2.31 |
- |
|
| Clo Partners Llc |
|
– – – |
2010-07-30 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
789,474 |
|
- |
|
| Durkin Charles P Jr |
|
– – – |
2010-07-30 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
197,368 |
|
- |
|
| Phillips Charles G Iv |
|
– – – |
2010-07-30 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
328,947 |
|
- |
|
| Saratoga Investment Advisors, Llc |
|
– – – |
2010-07-30 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
789,474 |
|
- |
|
| Macmurray John F. |
|
– – – |
2010-07-30 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
36,184 |
|
- |
|
| Birkelund John P. |
|
– – – |
2010-07-30 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
657,895 |
|
- |
|
| Petrocelli Richard A |
CFO, Secretary, CCOMember 10% |
• • – |
2010-07-30 |
4 |
B |
$1.52 |
$499,999 |
D/D |
328,947 |
328,947 |
2.81 |
- |
|
| Oberbeck Christian L |
CEO, PresidentMember 10% owner |
• • • |
2010-07-30 |
4 |
B |
$1.52 |
$2,400,001 |
I/I |
1,578,948 |
7,101,976 |
2.64 |
- |
|
| Oberbeck Christian L |
CEO, PresidentMember 10% owner |
• • • |
2010-07-30 |
4 |
B |
$1.52 |
$8,395,003 |
D/D |
5,523,028 |
5,523,028 |
3.23 |
- |
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170 Records found
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