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Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
11,170,000 |
Market
Cap: |
259.37(M) |
Last
Volume: |
9,407 |
Avg
Vol: |
9,381 |
52
Week Range: |
$22.52 - $28.64 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Asset Management |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Saratoga Investment is a non-diversified closed end management investment company and a business development company. Co.'s investment objective is to create risk-adjusted returns by generating current income and long-term capital appreciation from its investments. Co.'s investments generally provide financing for change of ownership transactions, acquisitions, recapitalizations and initiatives in partnership with business owners, management teams and financial sponsors.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
3,250 |
Total Buy Value |
$0 |
$0 |
$0 |
$77,045 |
Total People Bought |
0 |
0 |
0 |
2 |
Total Buy Transactions |
0 |
0 |
0 |
2 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Hayden Richard M |
Director |
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2009-12-31 |
5 |
A |
$0.00 |
$0 |
I/I |
14,040 |
29,040 |
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- |
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Hayden Richard M |
Director |
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2009-12-31 |
5 |
A |
$0.00 |
$0 |
D/D |
3,581 |
3,581 |
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- |
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Hayden Richard M |
Director |
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2009-12-01 |
5 |
GD |
$0.00 |
$0 |
D/D |
3,826 |
0 |
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- |
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Hayden Richard M |
Director |
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2009-11-24 |
5 |
GD |
$0.00 |
$0 |
D/D |
21,990 |
3,826 |
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- |
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Hayden Richard M |
Director |
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2009-11-19 |
5 |
GD |
$0.00 |
$0 |
D/D |
37,600 |
25,816 |
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- |
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Hayden Richard M |
Director |
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2009-11-19 |
5 |
GD |
$0.00 |
$0 |
I/I |
3,000 |
0 |
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- |
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Turkedjiev Ivo |
VP Corporate Credit Group |
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2008-06-10 |
4 |
B |
$10.20 |
$3,060 |
D/D |
300 |
1,600 |
2.66 |
- |
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Thompson David B Jr |
VP of CCG of GSC Group |
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2008-06-10 |
4 |
B |
$10.25 |
$10,250 |
D/D |
1,000 |
2,250 |
2.74 |
- |
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Inglesby Thomas V |
Chief Executive Officer |
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2008-06-09 |
4 |
B |
$10.37 |
$61,236 |
D/D |
5,900 |
90,672 |
2.81 |
- |
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Turkedjiev Ivo |
VP Corporate Credit Group |
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2008-06-09 |
4 |
B |
$10.20 |
$1,020 |
D/D |
100 |
1,300 |
2.66 |
- |
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Allorto Richard T Jr |
Chief Financial Officer |
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2008-06-09 |
4 |
B |
$10.40 |
$4,680 |
D/D |
450 |
10,000 |
2.66 |
- |
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Inglesby Thomas V |
Chief Executive Officer |
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2008-06-09 |
4 |
B |
$10.45 |
$52,250 |
D/D |
5,000 |
84,572 |
2.81 |
- |
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Inglesby Thomas V |
Chief Executive Officer |
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2008-06-06 |
4 |
B |
$10.41 |
$2,082 |
D/D |
200 |
84,772 |
2.73 |
- |
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Allorto Richard T Jr |
Chief Financial Officer |
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2008-06-02 |
4 |
B |
$10.30 |
$7,056 |
I/I |
685 |
9,550 |
1.99 |
- |
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Allorto Richard T Jr |
Chief Financial Officer |
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2008-06-02 |
4 |
B |
$10.30 |
$7,056 |
D/D |
685 |
8,865 |
2.74 |
- |
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Inglesby Thomas V |
Chief Executive Officer |
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2008-01-25 |
4 |
B |
$10.73 |
$10,725 |
D/D |
1,000 |
79,463 |
2.81 |
- |
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Allorto Richard T Jr |
Chief Financial Officer |
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2008-01-23 |
4 |
B |
$10.45 |
$5,225 |
I/I |
500 |
8,180 |
1.99 |
- |
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Allorto Richard T Jr |
Chief Financial Officer |
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2008-01-23 |
4 |
B |
$10.45 |
$5,225 |
D/D |
500 |
7,680 |
2.74 |
- |
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Hayden Richard M |
Chairman, Board of DirectorsOf |
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2008-01-22 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
21,990 |
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- |
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Libassi Thomas J |
Member of Investment Committee |
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2008-01-22 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
5,498 |
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- |
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Inglesby Thomas V |
Chief Executive OfficerOfficer |
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2008-01-22 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
21,900 |
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- |
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Allorto Richard T Jr |
Chief Financial Officer |
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2008-01-22 |
4 |
B |
$10.49 |
$2,098 |
D/D |
200 |
7,180 |
2.66 |
- |
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Whitman Iii Charles S |
Director |
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2008-01-16 |
4 |
B |
$11.06 |
$11,063 |
D/D |
1,000 |
2,000 |
2.39 |
- |
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Turkedjiev Ivo |
VP Corporate Credit GroupOffic |
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2008-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,200 |
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- |
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Wright Alexander B |
Man. Dir. of CCG of GSC Group |
|
2007-11-02 |
4/A |
B |
$11.56 |
$8,669 |
D/D |
750 |
6,250 |
2.74 |
- |
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170 Records found
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Page 5 of 7 |
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