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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
11,170,000 |
| Market
Cap: |
261.71(M) |
| Last
Volume: |
9,407 |
Avg
Vol: |
9,381 |
| 52
Week Range: |
$22.52 - $28.64 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Saratoga Investment is a non-diversified closed end management investment company and a business development company. Co.'s investment objective is to create risk-adjusted returns by generating current income and long-term capital appreciation from its investments. Co.'s investments generally provide financing for change of ownership transactions, acquisitions, recapitalizations and initiatives in partnership with business owners, management teams and financial sponsors.
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D/I:
|
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
3,250 |
| Total Buy Value |
$0 |
$0 |
$0 |
$77,045 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
2 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Hayden Richard M |
Chairman of the Bd of Director |
• • – |
2007-11-02 |
4/A |
B |
$11.50 |
$669,484 |
I/I |
58,216 |
173,406 |
2.66 |
- |
|
| Hayden Richard M |
Chairman of the Bd of Director |
• • – |
2007-11-02 |
4/A |
B |
$11.58 |
$34,735 |
D/D |
3,000 |
115,190 |
2.81 |
- |
|
| Inglesby Thomas V |
Chief Executive Officer |
• • – |
2007-11-02 |
4/A |
B |
$11.60 |
$376,872 |
D/D |
32,489 |
78,463 |
2.81 |
- |
|
| Inglesby Thomas V |
Chief Executive Officer |
• • – |
2007-11-02 |
4 |
B |
$11.60 |
$376,872 |
D/D |
32,489 |
68,822 |
2.81 |
- |
|
| Allorto Richard T Jr |
Chief Financial Officer |
• – – |
2007-11-02 |
4 |
B |
$11.50 |
$4,025 |
I/I |
350 |
6,980 |
1.91 |
- |
|
| Allorto Richard T Jr |
Chief Financial Officer |
• – – |
2007-11-02 |
4 |
B |
$11.50 |
$70,725 |
D/D |
6,150 |
6,630 |
2.74 |
- |
|
| Cummings Robert F Jr |
Director |
– • – |
2007-11-02 |
4 |
B |
$11.60 |
$194,149 |
D/D |
16,737 |
16,737 |
2.39 |
- |
|
| Castro Daniel I Jr |
Member of Inv. Comm. |
– – – |
2007-11-02 |
4 |
B |
$11.50 |
$57,500 |
D/D |
5,000 |
40,000 |
2.44 |
- |
|
| Katzenstein Seth M |
Man. Dir. of CCG of GSC Group |
• – – |
2007-11-02 |
4 |
B |
$11.50 |
$2,300 |
D/D |
200 |
8,300 |
2.66 |
- |
|
| Wright Alexander B |
Man. Dir. of CCG of GSC Group |
• – – |
2007-11-02 |
4 |
B |
$11.56 |
$8,669 |
D/D |
750 |
5,750 |
2.74 |
- |
|
| Hayden Richard M |
Chairman of the Bd of Director |
• – – |
2007-11-02 |
4 |
B |
$11.50 |
$669,484 |
I/I |
58,216 |
164,749 |
1.99 |
- |
|
| Hayden Richard M |
Chairman of the Bd of Director |
• – – |
2007-11-02 |
4 |
B |
$11.58 |
$34,735 |
D/D |
3,000 |
106,533 |
2.74 |
- |
|
| Inglesby Thomas V |
Chief Executive Officer |
• • – |
2007-11-01 |
4/A |
B |
$11.50 |
$11,316 |
D/D |
984 |
45,974 |
2.81 |
- |
|
| Katzenstein Seth M |
Man. Dir. of CCG of GSC Group |
• – – |
2007-11-01 |
4 |
B |
$11.50 |
$9,200 |
D/D |
800 |
8,100 |
2.74 |
- |
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| Thompson David B Jr |
VP of CCG of GSC Group |
• – – |
2007-10-31 |
4 |
B |
$11.80 |
$5,900 |
D/D |
500 |
1,250 |
2.74 |
- |
|
| Inglesby Thomas V |
Chief Executive Officer |
• • – |
2007-07-31 |
4 |
B |
$11.98 |
$48,110 |
D/D |
4,000 |
36,333,333 |
2.81 |
- |
|
| Katzenstein Seth M |
Man. Dir. of CCG of GSC Group |
• – – |
2007-07-30 |
4 |
B |
$12.11 |
$24,220 |
D/D |
2,000 |
7,300 |
2.74 |
- |
|
| Looney Steven M |
Director |
– • – |
2007-07-30 |
4 |
B |
$12.33 |
$11,097 |
D/D |
900 |
1,000 |
2.39 |
- |
|
| Kline John R |
Vice Pres. Corp. Credit |
• – – |
2007-07-27 |
4 |
B |
$12.30 |
$13,530 |
D/D |
1,100 |
1,500 |
2.74 |
- |
|
| Castro Daniel I Jr |
Member of Inv. Comm. |
– – – |
2007-07-27 |
4 |
B |
$12.48 |
$187,250 |
D/D |
15,000 |
35,000 |
2.44 |
- |
|
| Williams George Cabell Iii |
Director |
– • – |
2007-07-25 |
4 |
B |
$12.96 |
$129,643 |
D/D |
10,000 |
20,000 |
2.39 |
- |
|
| Inglesby Thomas V |
Chief Executive Officer |
• • – |
2007-07-24 |
4 |
B |
$12.85 |
$64,250 |
D/D |
5,000 |
32,333 |
2.81 |
- |
|
| Kline John R |
Vice Pres. Corp. Credit |
• – – |
2007-07-20 |
4 |
B |
$12.95 |
$5,180 |
D/D |
400 |
400 |
2.74 |
- |
|
| Allorto Richard T Jr |
Chief Executive Officer |
• – – |
2007-07-20 |
4 |
B |
$13.00 |
$6,240 |
D/D |
480 |
480 |
2.74 |
- |
|
| Inglesby Thomas V |
Chief Executive Officer |
• • – |
2007-07-20 |
4 |
B |
$13.13 |
$26,268 |
D/D |
2,000 |
27,333 |
2.81 |
- |
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170 Records found
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Page 6 of 7 |
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