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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
11,170,000 |
| Market
Cap: |
259.37(M) |
| Last
Volume: |
9,407 |
Avg
Vol: |
9,381 |
| 52
Week Range: |
$22.52 - $28.64 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Saratoga Investment is a non-diversified closed end management investment company and a business development company. Co.'s investment objective is to create risk-adjusted returns by generating current income and long-term capital appreciation from its investments. Co.'s investments generally provide financing for change of ownership transactions, acquisitions, recapitalizations and initiatives in partnership with business owners, management teams and financial sponsors.
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
3,250 |
| Total Buy Value |
$0 |
$0 |
$0 |
$77,045 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
2 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Katzenstein Seth M |
Man. Dir. of CCG of GSC Group |
• – – |
2007-07-19 |
4 |
B |
$12.91 |
$25,820 |
D/D |
2,000 |
5,300 |
2.74 |
- |
|
| Hayden Richard M |
Chairman of the Bd of Director |
• – – |
2007-07-19 |
4 |
B |
$13.10 |
$196,476 |
D/D |
15,000 |
103,533,333 |
2.74 |
- |
|
| Hayden Richard M |
Chairman of the Bd of Director |
• – – |
2007-07-18 |
4 |
B |
$13.23 |
$222,314 |
I/I |
16,800 |
88,533 |
1.99 |
- |
|
| Hayden Richard M |
Chairman of the Bd of Director |
• – – |
2007-07-18 |
4 |
B |
$13.23 |
$222,314 |
D/D |
16,800 |
71,733 |
2.74 |
- |
|
| Wright Alexander B |
Man. Dir. of CCG of GSC Group |
• – – |
2007-07-18 |
4 |
B |
$12.99 |
$19,496 |
D/D |
1,500 |
5,500 |
2.74 |
- |
|
| Hayden Richard M |
Chairman of the Bd of Director |
• – – |
2007-07-17 |
4 |
B |
$13.40 |
$278,656 |
I/I |
20,800 |
54,933 |
1.99 |
- |
|
| Hayden Richard M |
Chairman of the Bd of Director |
• – – |
2007-07-17 |
4 |
B |
$13.40 |
$278,656 |
D/D |
20,800 |
34,133 |
2.74 |
- |
|
| Whitman Iii Charles S |
Director |
– • – |
2007-07-17 |
4 |
B |
$13.38 |
$13,379 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Thompson David B Jr |
VP of CCG of GSC Group |
• – – |
2007-07-17 |
4 |
B |
$13.38 |
$10,034 |
D/D |
750 |
750 |
2.74 |
- |
|
| Gsc Cdo Iii, Llc |
10% Owner |
– – • |
2007-03-23 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
904,980 |
|
- |
|
| Libassi Thomas J |
Member of Inv. comm.Officer |
• – – |
2007-03-23 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,333 |
|
- |
|
| Inglesby Thomas V |
Chief Executive OfficerOfficer |
• • – |
2007-03-23 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
13,333 |
|
- |
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| Wright Alexander B |
Man. Dir. of CCG of GSC Group |
• – – |
2007-03-23 |
4 |
B |
$15.00 |
$60,000 |
D/D |
4,000 |
4,000 |
2.74 |
- |
|
| Williams George Cabell Iii |
Director |
– • – |
2007-03-23 |
4 |
B |
$15.00 |
$150,000 |
D/D |
10,000 |
10,000 |
2.39 |
- |
|
| Monticciolo Michael J |
Chief Compliance Officer |
• – – |
2007-03-23 |
4 |
B |
$15.00 |
$4,500 |
D/D |
300 |
300 |
2.66 |
- |
|
| Looney Steven M |
Director |
– • – |
2007-03-23 |
4 |
B |
$15.00 |
$1,500 |
D/D |
100 |
100 |
2.31 |
- |
|
| Katzenstein Seth M |
Man. Dir. of CCG of GSC Group |
• – – |
2007-03-23 |
4 |
B |
$15.00 |
$49,500 |
D/D |
3,300 |
3,300 |
2.74 |
- |
|
| Inglesby Thomas V |
Chief Executive Officer |
• • – |
2007-03-23 |
4 |
B |
$15.00 |
$180,000 |
D/D |
12,000 |
25,333 |
2.81 |
- |
|
| Castro Daniel I Jr |
Member of Inv. Comm. |
• – – |
2007-03-23 |
4 |
B |
$15.00 |
$300,000 |
D/D |
20,000 |
20,000 |
2.74 |
- |
|
| Barker Peter K |
Director |
– • – |
2007-03-23 |
4 |
B |
$15.00 |
$30,000 |
D/D |
2,000 |
2,000 |
2.39 |
- |
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170 Records found
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Page 7 of 7 |
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