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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
17,983,000 |
| Market
Cap: |
270.10(M) |
| Last
Volume: |
22,833 |
Avg
Vol: |
53,359 |
| 52
Week Range: |
$11.42 - $15.64 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile LMP Capital and Income Fund is registered as a non-diversified, closed-end management investment company. The Fund's investment objective is total return with an emphasis on income. The Fund invests in a range of equity and fixed-income securities of both United States and foreign issuers.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,670 |
| Total Buy Value |
$0 |
$0 |
$0 |
$20,069 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Clarfeld Michael ` |
Former Portfolio Manager |
– – – |
2011-08-15 |
4 |
S |
$12.13 |
$60,653 |
D/D |
(5,000) |
0 |
|
- |
|
| Vanderlee Peter |
Portfolio Manager of the Fund |
– – – |
2010-11-17 |
4/A |
B |
$11.79 |
$11,790 |
D/D |
1,000 |
7,485 |
2.44 |
- |
|
| Vanderlee Peter |
Portfolio Manager of the Fund |
– – – |
2010-11-17 |
4 |
B |
$11.79 |
$11,790 |
I/I |
1,000 |
2,600 |
0.01 |
- |
|
| Colman Carol L |
Director |
– • – |
2010-06-24 |
4 |
S |
$9.82 |
$24,550 |
D/D |
(2,500) |
0 |
|
- |
|
| Salacuse Jeswald W |
Director |
– • – |
2010-05-21 |
4 |
B |
$9.66 |
$1,932 |
D/D |
200 |
1,300 |
2.31 |
- |
|
| Vanderlee Peter |
Portfolio Manager of the Fund |
– – – |
2010-05-17 |
4 |
B |
$10.34 |
$10,340 |
D/D |
1,000 |
6,485 |
2.44 |
- |
|
| Vanderlee Peter |
Portfolio Manager of the Fund |
– – – |
2010-03-16 |
4 |
B |
$10.80 |
$12,092 |
I/I |
1,120 |
1,600 |
0.01 |
- |
|
| Vanderlee Peter |
Portfolio Manager of the Fund |
– – – |
2010-01-08 |
4 |
B |
$10.34 |
$4,961 |
I/I |
480 |
480 |
0.01 |
- |
|
| Vanderlee Peter |
Portfolio Manager of the Fund |
– – – |
2010-01-08 |
4 |
B |
$10.34 |
$5,013 |
D/D |
485 |
5,485 |
2.44 |
- |
|
| Vanderlee Peter |
Portfolio Manager of the Fund |
– – – |
2010-01-04 |
4 |
B |
$10.36 |
$10,360 |
D/D |
1,000 |
5,000 |
2.44 |
- |
|
| Vanderlee Peter |
Portfolio Manager of the Fund |
– – – |
2009-12-21 |
4 |
B |
$10.10 |
$10,100 |
D/D |
1,000 |
4,000 |
2.44 |
- |
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| Cucchi Paolo M |
Director |
– • – |
2009-12-11 |
4 |
S |
$10.08 |
$5,040 |
D/D |
(500) |
500 |
|
- |
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| Cucchi Paolo M |
Director |
– • – |
2009-12-10 |
4 |
S |
$10.08 |
$5,040 |
D/D |
(500) |
1,000 |
|
- |
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| Vanderlee Peter |
Portfolio Manager of the Fund |
– – – |
2009-10-22 |
4 |
B |
$9.70 |
$9,698 |
D/D |
1,000 |
3,000 |
2.44 |
- |
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| Vanderlee Peter |
Portfolio Manager of the Fund |
– – – |
2009-09-29 |
4 |
B |
$9.61 |
$19,220 |
D/D |
2,000 |
2,000 |
2.44 |
- |
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| Clarfeld Michael ` |
|
– – – |
2009-08-05 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
5,000 |
|
- |
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| Gendelman Robert |
Portfolio Manager of the Fund |
– – – |
2009-05-04 |
4 |
B |
$7.92 |
$79,180 |
D/D |
10,000 |
30,000 |
2.44 |
- |
|
| Gendelman Robert |
Portfolio Manager of the Fund |
– – – |
2009-04-13 |
4 |
B |
$7.49 |
$74,900 |
D/D |
10,000 |
20,000 |
2.44 |
- |
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| Salacuse Jeswald W |
Director |
– • – |
2008-06-20 |
4 |
B |
$16.14 |
$8,070 |
D/D |
500 |
1,100 |
2.39 |
- |
|
| Gendelman Robert |
Portfolio Manager of the Fund |
– – – |
2008-05-21 |
4 |
B |
$16.85 |
$84,250 |
D/D |
5,000 |
10,000 |
2.44 |
- |
|
| Cucchi Paolo M |
Director |
– • – |
2008-05-13 |
4 |
B |
$16.67 |
$8,335 |
D/D |
500 |
1,500 |
2.39 |
- |
|
| Gendelman Robert |
Portfolio Manager of the Fund |
– – – |
2008-05-13 |
4 |
B |
$16.73 |
$83,642 |
D/D |
5,000 |
5,000 |
2.44 |
- |
|
| Gendelman Robert |
Portfolio Manager of the Fund |
– – – |
2008-04-09 |
4 |
S |
$16.21 |
$162,246 |
D/D |
(10,000) |
0 |
|
- |
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| Gendelman Robert |
Portfolio Manager of the Fund |
– – – |
2008-04-08 |
4 |
S |
$16.30 |
$244,500 |
D/D |
(15,000) |
10,000 |
|
- |
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| Gendelman Robert |
Portfolio Manager of the Fund |
– – – |
2008-04-04 |
4 |
S |
$16.20 |
$162,809 |
D/D |
(10,000) |
25,000 |
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- |
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78 Records found
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Page 2 of 4 |
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