| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
1,797,212,000 |
| Market
Cap: |
136.66(B) |
| Last
Volume: |
5,412,908 |
Avg
Vol: |
10,091,741 |
| 52
Week Range: |
$47.37 - $75.33 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NASDAQ COMPOSITE |
| |
NASDAQ FINANCIAL 100 |
|
NASDAQ OTHER FINANCE |
| |
S&P 500 |
|
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 112 |
| Guru Rank Value : 8 |
| Guru Occurances : 3 |
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|
Company Profile Charles Schwab is a savings and loan holding company. Co. is engaged, through its subsidiaries, in wealth management, securities brokerage, banking, asset management, custody, and financial advisory services. Co.'s segments include: Investor Services, which provides retail brokerage and banking services to individual investors and retirement plan services, as well as other corporate brokerage services, to businesses and their employees; and Advisor Services, which provides custodial, trading, banking and support services, as well as retirement business services to independent registered investment advisors and recordkeepers.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
833 |
102,290 |
| Total Buy Value |
$0 |
$0 |
$50,440 |
$5,919,589 |
| Total People Bought |
0 |
0 |
1 |
11 |
| Total Buy Transactions |
0 |
0 |
1 |
12 |
| Total Shares Sold |
694,821 |
746,168 |
993,439 |
3,124,309 |
| Total Sell Value |
$48,744,451 |
$51,947,848 |
$67,030,116 |
$227,382,988 |
| Total People Sold |
11 |
12 |
13 |
15 |
| Total Sell Transactions |
27 |
33 |
40 |
73 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Clark Bernard J. |
EVP - Advisor Services |
• • – |
2020-11-17 |
4 |
OE |
$28.44 |
$3,007,902 |
I/I |
101,188 |
173,457 |
|
- |
|
| Walther Roger O |
Director |
• • – |
2020-11-16 |
4 |
S |
$46.11 |
$922,264 |
I/I |
(20,000) |
297,356 |
|
-37% |
|
| Schwab Charles R |
Chairman |
• • – |
2020-11-16 |
4 |
AS |
$47.10 |
$2,869,525 |
I/I |
(60,921) |
74,568,106 |
|
37% |
|
| Schwab Charles R |
Chairman |
• • – |
2020-11-13 |
4 |
AS |
$45.17 |
$999,083 |
I/I |
(22,120) |
74,629,027 |
|
43% |
|
| Schwab Charles R |
Chairman |
• • – |
2020-11-12 |
4 |
AS |
$45.17 |
$1,282,283 |
I/I |
(28,390) |
74,651,147 |
|
46% |
|
| Herringer Frank C |
Director |
• • – |
2020-11-11 |
4 |
D |
$46.69 |
$199,858 |
I/I |
(4,281) |
133,401 |
|
- |
|
| Herringer Frank C |
Director |
• • – |
2020-11-11 |
4 |
OE |
$17.62 |
$199,881 |
I/I |
11,344 |
137,682 |
|
- |
|
| Schwab Charles R |
Chairman |
• • – |
2020-11-11 |
4 |
AS |
$47.10 |
$8,520,161 |
I/I |
(180,879) |
74,679,537 |
|
39% |
|
| Dodds Christopher V |
Director |
• • – |
2020-11-11 |
4 |
S |
$46.54 |
$433,159 |
I/I |
(9,307) |
466,742 |
|
-39% |
|
| Dodds Christopher V |
Director |
• • – |
2020-11-11 |
4 |
OE |
$28.96 |
$319,885 |
I/I |
9,307 |
476,049 |
|
- |
|
| Schwab Charles R |
Chairman |
• • – |
2020-11-09 |
4 |
AS |
$45.34 |
$9,161,080 |
I/I |
(202,040) |
74,860,416 |
|
44% |
|
| Morgan Peter J. Iii |
EVP and General Counsel |
• • – |
2020-11-06 |
4 |
S |
$41.38 |
$145,714 |
D/D |
(3,521) |
8,358 |
|
-61% |
|
| Crawford Peter B. |
EVP and CFO |
• • – |
2020-11-03 |
4 |
S |
$42.74 |
$354,384 |
I/I |
(8,292) |
27,077 |
|
-54% |
|
| Crawford Peter B. |
EVP and CFO |
• • – |
2020-11-03 |
4 |
OE |
$11.75 |
$97,431 |
I/I |
8,292 |
35,369 |
|
- |
|
| Morgan Peter J. Iii |
EVP and General Counsel |
• • – |
2020-11-02 |
4 |
D |
$41.79 |
$70,082 |
D/D |
(1,677) |
11,879 |
|
- |
|
| Schwab Charles R |
Chairman |
• • – |
2020-10-30 |
4 |
AS |
$40.29 |
$2,671,022 |
I/I |
(66,288) |
75,062,456 |
|
65% |
|
| Schwab Charles R |
Chairman |
• • – |
2020-10-30 |
4 |
OE |
$15.43 |
$1,022,824 |
I/I |
66,288 |
75,128,744 |
|
- |
|
| Schwab Charles R |
Chairman |
• • • |
2020-10-29 |
4 |
AS |
$37.74 |
$2,501,424 |
I/I |
(66,288) |
75,062,456 |
|
65% |
|
| Schwab Charles R |
Chairman |
• • • |
2020-10-29 |
4 |
OE |
$15.43 |
$1,022,824 |
I/I |
66,288 |
75,128,744 |
|
- |
|
| Levitt Brian M |
Director |
• • – |
2020-10-22 |
4 |
A |
$0.00 |
$0 |
D/D |
469 |
469 |
|
- |
|
| Martin-Flickinger Gerri |
Director |
• • – |
2020-10-22 |
4 |
A |
$0.00 |
$0 |
D/D |
1,172 |
1,172 |
|
- |
|
| Brown Marianne Catherine |
Director |
• • – |
2020-10-22 |
4 |
A |
$0.00 |
$0 |
D/D |
1,172 |
1,401 |
|
- |
|
| Masrani Bharat |
Director |
• • – |
2020-10-22 |
4 |
A |
$0.00 |
$0 |
D/D |
469 |
469 |
|
- |
|
| Ricketts Todd M |
Director |
• • – |
2020-10-22 |
4 |
A |
$0.00 |
$0 |
D/D |
469 |
204,270 |
|
- |
|
| Schwab Charles R |
Chairman |
• • • |
2020-10-22 |
4 |
GD |
$0.00 |
$0 |
I/I |
126,505 |
75,062,456 |
|
- |
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274 Records found
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Page 7 of 11 |
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