| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
1,797,212,000 |
| Market
Cap: |
136.66(B) |
| Last
Volume: |
5,412,908 |
Avg
Vol: |
10,091,741 |
| 52
Week Range: |
$47.37 - $75.33 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NASDAQ COMPOSITE |
| |
NASDAQ FINANCIAL 100 |
|
NASDAQ OTHER FINANCE |
| |
S&P 500 |
|
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 112 |
| Guru Rank Value : 8 |
| Guru Occurances : 3 |
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| |
|
Company Profile Charles Schwab is a savings and loan holding company. Co. is engaged, through its subsidiaries, in wealth management, securities brokerage, banking, asset management, custody, and financial advisory services. Co.'s segments include: Investor Services, which provides retail brokerage and banking services to individual investors and retirement plan services, as well as other corporate brokerage services, to businesses and their employees; and Advisor Services, which provides custodial, trading, banking and support services, as well as retirement business services to independent registered investment advisors and recordkeepers.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
833 |
102,290 |
| Total Buy Value |
$0 |
$0 |
$50,440 |
$5,919,589 |
| Total People Bought |
0 |
0 |
1 |
11 |
| Total Buy Transactions |
0 |
0 |
1 |
12 |
| Total Shares Sold |
694,821 |
746,168 |
993,439 |
3,124,309 |
| Total Sell Value |
$48,744,451 |
$51,947,848 |
$67,030,116 |
$227,382,988 |
| Total People Sold |
11 |
12 |
13 |
15 |
| Total Sell Transactions |
27 |
33 |
40 |
73 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Goldfarb Mark A |
Director |
• • – |
2020-05-14 |
4 |
A |
$0.00 |
$0 |
D/D |
3,396 |
7,167 |
|
- |
|
| Adams John K Jr |
Director |
• • – |
2020-05-14 |
4 |
A |
$0.00 |
$0 |
D/D |
3,396 |
33,372 |
|
- |
|
| Dodds Christopher V |
Director |
• • – |
2020-05-14 |
4 |
A |
$0.00 |
$0 |
D/D |
3,396 |
10,693 |
|
- |
|
| Ruffel Charles A. |
Director |
• • – |
2020-05-14 |
4 |
A |
$0.00 |
$0 |
D/D |
3,396 |
7,751 |
|
- |
|
| Haraf William S |
Director |
• • – |
2020-05-14 |
4 |
A |
$0.00 |
$0 |
D/D |
3,396 |
30,972 |
|
- |
|
| Walther Roger O |
Director |
• • – |
2020-05-14 |
4 |
A |
$0.00 |
$0 |
D/D |
3,396 |
17,167 |
|
- |
|
| Herringer Frank C |
Director |
• • – |
2020-05-14 |
4 |
A |
$0.00 |
$0 |
D/D |
3,396 |
7,167 |
|
- |
|
| Ruffel Charles A. |
Director |
• • – |
2020-04-27 |
4 |
B |
$36.74 |
$90,368 |
I/I |
2,460 |
2,460 |
2.1 |
-2% |
|
| Mclin Stephen T |
Director |
• • – |
2020-04-21 |
4 |
S |
$35.61 |
$394,577 |
I/I |
(11,082) |
157,109 |
|
1% |
|
| Mclin Stephen T |
Director |
• • – |
2020-04-21 |
4 |
OE |
$17.38 |
$192,605 |
I/I |
11,082 |
168,191 |
|
- |
|
| Goldfarb Mark A |
Director |
• • – |
2020-04-17 |
4 |
B |
$36.18 |
$200,048 |
I/I |
5,530 |
27,385 |
2.1 |
1% |
|
| Schwab Charles R |
Chairman |
• • • |
2020-04-14 |
4 |
GD |
$0.00 |
$0 |
I/I |
231,085 |
73,425,313 |
|
- |
|
| Schwab Charles R |
Chairman |
• • • |
2020-04-01 |
4 |
GD |
$0.00 |
$0 |
I/I |
10,185 |
73,656,398 |
|
- |
|
| Walther Roger O |
Director |
• • – |
2020-03-13 |
4 |
OE |
$17.62 |
$475,449 |
I/I |
25,689 |
311,564 |
|
- |
|
| Clark Bernard J. |
EVP - Advisor Services |
• • – |
2020-03-06 |
4 |
AS |
$32.94 |
$416,001 |
I/I |
(12,629) |
72,269 |
|
0% |
|
| Schwab Charles R |
Chairman |
• • • |
2020-03-02 |
4 |
OE |
$40.81 |
$806,691 |
I/I |
19,767 |
73,666,583 |
|
- |
|
| Bettinger Walter W |
President and CEO |
• • – |
2020-03-02 |
4 |
OE |
$40.81 |
$2,505,244 |
D/D |
61,388 |
516,771 |
|
- |
|
| Martinetto Joseph R |
Senior EVP and COO |
• • – |
2020-03-02 |
4 |
OE |
$40.81 |
$633,738 |
I/I |
15,529 |
208,651 |
|
- |
|
| Crawford Peter B. |
EVP and CFO |
• • – |
2020-03-02 |
4 |
OE |
$40.81 |
$235,637 |
I/I |
5,774 |
26,279 |
|
- |
|
| Craig Jonathan M. |
Senior EVP |
• • – |
2020-03-02 |
4 |
OE |
$40.81 |
$317,175 |
I/I |
7,772 |
7,772 |
|
- |
|
| Clark Bernard J. |
EVP - Advisor Services |
• • – |
2020-03-02 |
4 |
OE |
$40.81 |
$515,389 |
I/I |
12,629 |
84,898 |
|
- |
|
| Murtagh Nigel J |
EVP - Corporate Risk |
• • – |
2020-03-02 |
4 |
OE |
$40.81 |
$378,880 |
D/D |
9,284 |
49,405 |
|
- |
|
| Mclin Stephen T |
Director |
• • – |
2020-02-13 |
4 |
S |
$47.29 |
$253,640 |
I/I |
(5,364) |
157,109 |
|
29% |
|
| Mclin Stephen T |
Director |
• • – |
2020-02-13 |
4 |
OE |
$18.62 |
$99,878 |
I/I |
5,364 |
162,473 |
|
- |
|
| Schwab Charles R |
Chairman |
• • • |
2020-02-11 |
4 |
S |
$47.76 |
$405,934 |
I/I |
(8,500) |
74,343,271 |
|
24% |
|
274 Records found
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Page 9 of 11 |
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0.71 (0.94%) 
