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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
8.42(B) |
| Last
Volume: |
509,544 |
Avg
Vol: |
595,658 |
| 52
Week Range: |
$55.44 - $80.83 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 431 |
| Guru Rank Value : 3.1 |
| Guru Occurances : 1 |
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Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
40,174 |
| Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
4 |
| Total Shares Sold |
82,216 |
90,316 |
174,352 |
174,352 |
| Total Sell Value |
$6,154,061 |
$6,678,496 |
$11,694,873 |
$11,694,873 |
| Total People Sold |
3 |
4 |
5 |
5 |
| Total Sell Transactions |
4 |
5 |
10 |
10 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Zemlyak James M |
Co-President |
• – – |
2020-12-31 |
4 |
D |
$50.46 |
$65,194 |
D/D |
(1,292) |
1,262,880 |
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- |
|
| Zemlyak James M |
Co-President |
• – – |
2020-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,887 |
1,264,172 |
|
- |
|
| Nesi Victor |
Co-President |
• – – |
2020-12-07 |
4 |
AS |
$74.02 |
$555,150 |
D/D |
(7,500) |
131,671 |
|
-8% |
|
| Nesi Victor |
Co-President |
• – – |
2020-11-20 |
4 |
S |
$67.50 |
$67,500 |
I/I |
(1,000) |
12,383 |
|
2% |
|
| Nesi Victor |
Co-President |
• – – |
2020-11-18 |
4 |
GD |
$0.00 |
$0 |
D/D |
5,000 |
139,171 |
|
- |
|
| Nesi Victor |
Co-President |
• – – |
2020-11-18 |
4 |
GA |
$0.00 |
$0 |
I/I |
5,000 |
13,383 |
|
- |
|
| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2020-11-09 |
4 |
D |
$68.06 |
$1,743,833 |
D/D |
(25,622) |
839,378 |
|
- |
|
| Oates James M |
Director |
– • – |
2020-11-09 |
4 |
S |
$68.14 |
$613,260 |
D/D |
(9,000) |
4,463 |
|
6% |
|
| Grady Robert Edward |
Director |
– • – |
2020-09-10 |
4 |
S |
$52.14 |
$197,234 |
D/D |
(3,782) |
0 |
|
0% |
|
| Grady Robert Edward |
Director |
– • – |
2020-09-09 |
4 |
S |
$50.76 |
$229,045 |
D/D |
(4,500) |
3,782 |
|
-2% |
|
| Grady Robert Edward |
Director |
– • – |
2020-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
8,283 |
|
- |
|
| Markus Maura A. |
Director |
– • – |
2020-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
5,756 |
|
- |
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| Peacock David A |
Director |
– • – |
2020-06-05 |
4 |
OE |
$0.00 |
$0 |
I/I |
1,900 |
16,315 |
|
- |
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| Ludeman Daniel J. |
Director |
– • – |
2020-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
1,900 |
|
- |
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| Brown Michael W |
Director |
– • – |
2020-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
29,434 |
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- |
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| Berlew Adam T. |
Director |
– • – |
2020-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
1,900 |
|
- |
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| Brown Kathleen |
Director |
– • – |
2020-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
5,756 |
|
- |
|
| Zimmerman Michael J |
Director |
– • – |
2020-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
21,994 |
|
- |
|
| Oates James M |
Director |
– • – |
2020-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
13,463 |
|
- |
|
| Dubinsky John P |
Director |
– • – |
2020-06-03 |
4 |
S |
$51.55 |
$123,720 |
D/D |
(2,400) |
16,281 |
|
-11% |
|
| Dubinsky John P |
Director |
– • – |
2020-05-26 |
4 |
S |
$48.04 |
$144,120 |
D/D |
(3,000) |
18,681 |
|
-11% |
|
| Dubinsky John P |
Director |
– • – |
2020-05-21 |
4 |
S |
$46.19 |
$184,760 |
D/D |
(4,000) |
21,681 |
|
-17% |
|
| Dubinsky John P |
Director |
– • – |
2020-05-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
9,400 |
25,681 |
|
- |
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| Dubinsky John P |
Director |
– • – |
2020-05-08 |
4 |
S |
$44.55 |
$569,126 |
D/D |
(12,775) |
16,281 |
|
-17% |
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| Reichert Christopher K |
CEO of Stifel Bank & TrustOffi |
• – – |
2020-03-27 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
26,152 |
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19% |
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684 Records found
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Page 10 of 28 |
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0.94 (1.16%) 
