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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
8.45(B) |
| Last
Volume: |
656,352 |
Avg
Vol: |
595,287 |
| 52
Week Range: |
$55.44 - $84.09 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 431 |
| Guru Rank Value : 3.1 |
| Guru Occurances : 1 |
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Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
40,174 |
| Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
4 |
| Total Shares Sold |
59,216 |
103,316 |
128,316 |
187,352 |
| Total Sell Value |
$4,479,441 |
$7,717,196 |
$9,277,004 |
$12,733,573 |
| Total People Sold |
3 |
5 |
6 |
6 |
| Total Sell Transactions |
4 |
6 |
8 |
11 |
| End Date |
2024-02-22 |
2023-11-21 |
2023-05-23 |
2022-05-23 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
|
|
Form |
  Zemlyak James M |
Co-President |
• – – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,653 |
838,080 |
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- |
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| Brautigam Allen |
Director, Branch Offices |
– – – |
2019-01-02 |
4 |
D |
$41.42 |
$10,024 |
D/D |
(242) |
32,171 |
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- |
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| Brautigam Allen |
Director, Branch Offices |
– – – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
688 |
32,413 |
|
- |
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| Zimmerman Michael J |
Director |
– • – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,750 |
14,444 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2019-01-02 |
4 |
D |
$41.42 |
$36,615 |
D/D |
(884) |
188,660 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,764 |
189,544 |
|
- |
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| Plotkin Ben A |
Vice Chairman and SVP |
• – – |
2019-01-02 |
4 |
D |
$41.42 |
$72,651 |
D/D |
(1,754) |
106,740 |
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- |
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| Plotkin Ben A |
Vice Chairman and SVP |
• – – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,766 |
108,494 |
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- |
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| Marischen James M |
Chief Financial Officer |
• – – |
2019-01-02 |
4 |
D |
$41.42 |
$17,852 |
D/D |
(431) |
21,090 |
|
- |
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| Marischen James M |
Chief Financial Officer |
• – – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,352 |
21,521 |
|
- |
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| Himelfarb Richard J |
Senior Vice President |
• – – |
2019-01-02 |
4 |
D |
$41.42 |
$42,000 |
D/D |
(1,014) |
113,774 |
|
- |
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| Himelfarb Richard J |
Senior Vice President |
• – – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,625 |
114,788 |
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- |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
40,248 |
1,026,203 |
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- |
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| Oates James M |
Director |
– • – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,179 |
36,965 |
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- |
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| Weisel Thomas W |
Director |
– • – |
2019-01-02 |
4 |
D |
$41.42 |
$61,095 |
D/D |
(1,475) |
69,138 |
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- |
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| Weisel Thomas W |
Director |
– • – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,701 |
70,613 |
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- |
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| Sliney David D |
Chief Operating Officer |
• – – |
2019-01-02 |
4 |
D |
$41.42 |
$10,189 |
D/D |
(246) |
113,876 |
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- |
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| Sliney David D |
Chief Operating Officer |
• – – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
698 |
114,122 |
|
- |
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| Grady Robert Edward |
Director |
– • – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,179 |
11,907 |
|
- |
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| Brown Michael W |
Director |
– • – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,750 |
21,884 |
|
- |
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| Dubinsky John P |
Director |
– • – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,750 |
32,056 |
|
- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2019-01-02 |
4 |
D |
$41.42 |
$123,514 |
D/D |
(2,982) |
83,080 |
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- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
8,312 |
86,062 |
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- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2019-01-02 |
4 |
D |
$41.42 |
$8,533 |
D/D |
(206) |
34,875 |
|
- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
502 |
35,081 |
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- |
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684 Records found
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Page 15 of 28 |
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