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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
8.54(B) |
| Last
Volume: |
446,718 |
Avg
Vol: |
595,287 |
| 52
Week Range: |
$55.44 - $84.09 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 431 |
| Guru Rank Value : 3.1 |
| Guru Occurances : 1 |
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Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
40,174 |
| Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
4 |
| Total Shares Sold |
95,216 |
103,316 |
128,316 |
187,352 |
| Total Sell Value |
$7,192,761 |
$7,717,196 |
$9,277,004 |
$12,733,573 |
| Total People Sold |
4 |
5 |
6 |
6 |
| Total Sell Transactions |
5 |
6 |
8 |
11 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
|
|
Form |
  Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
502 |
35,081 |
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- |
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| Peacock David A |
Director |
– • – |
2018-11-07 |
4 |
B |
$48.53 |
$97,096 |
I/I |
2,000 |
8,515 |
2.1 |
- |
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| Zimmerman Michael J |
Director |
– • – |
2018-11-07 |
4 |
B |
$48.39 |
$241,950 |
D/D |
5,000 |
10,694 |
2.39 |
- |
|
| Zemlyak James M |
Chief Fincial & Admin Officer |
• – – |
2018-11-01 |
4 |
B |
$46.99 |
$167,519 |
D/D |
3,565 |
835,485 |
2.74 |
- |
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| Hanser Frederick O |
Director of a Subsidiary |
– – – |
2018-09-17 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,000 |
39,905 |
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- |
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| Hanser Frederick O |
Director of a Subsidiary |
– – – |
2018-09-17 |
4 |
S |
$54.42 |
$544,200 |
D/D |
(10,000) |
40,905 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2018-08-16 |
4 |
S |
$55.02 |
$68,773 |
D/D |
(1,250) |
186,780 |
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- |
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| Peacock David A |
Director |
– • – |
2018-06-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
1,900 |
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- |
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| Brown Michael W |
Director |
– • – |
2018-06-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
18,134 |
|
- |
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| Zimmerman Michael J |
Director |
– • – |
2018-06-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
5,694 |
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- |
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| Grady Robert Edward |
Director |
– • – |
2018-06-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
7,728 |
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- |
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| Brown Kathleen |
Director |
– • – |
2018-06-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
1,900 |
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- |
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| Dubinsky John P |
Director |
– • – |
2018-06-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
28,306 |
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- |
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| Oates James M |
Director |
– • – |
2018-06-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
32,786 |
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- |
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| Markus Maura A. |
Director |
– • – |
2018-06-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
1,900 |
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- |
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| Hanser Frederick O |
Director |
– • – |
2018-06-06 |
4 |
OE |
$0.00 |
$0 |
D/D |
16,900 |
50,905 |
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- |
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| Westbrook Kelvin R |
Director |
– • – |
2018-06-06 |
4 |
OE |
$0.00 |
$0 |
D/D |
16,900 |
27,109 |
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- |
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| Grady Robert Edward |
Director |
– • – |
2018-05-08 |
4 |
S |
$60.15 |
$300,750 |
D/D |
(5,000) |
5,828 |
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- |
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| Plotkin Ben A |
Vice Chairman and SVP |
• – – |
2018-03-05 |
4 |
S |
$63.30 |
$570,460 |
D/D |
(9,012) |
101,728 |
|
- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2018-02-15 |
4 |
D |
$62.83 |
$86,266 |
D/D |
(1,373) |
77,750 |
|
- |
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| Brown Michael W |
Director |
– • – |
2018-02-14 |
4 |
D |
$61.33 |
$150,320 |
D/D |
(2,451) |
16,234 |
|
- |
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| Brown Michael W |
Director |
– • – |
2018-02-14 |
4 |
OE |
$29.33 |
$150,023 |
D/D |
5,115 |
18,685 |
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- |
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| Zemlyak James M |
CHIEF FINL & ADMIN OFFCR |
• – – |
2017-12-29 |
4 |
D |
$59.56 |
$1,479,351 |
D/D |
(24,838) |
833,146 |
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- |
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| Zemlyak James M |
CHIEF FINL & ADMIN OFFCR |
• – – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
54,362 |
857,984 |
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- |
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| Marischen James M |
SENIOR VP & CHIEF RISK OFFICER |
• – – |
2017-12-29 |
4 |
D |
$59.56 |
$119,656 |
D/D |
(2,009) |
19,988 |
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- |
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1395 Records found
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Page 16 of 56 |
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