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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
8.42(B) |
| Last
Volume: |
509,544 |
Avg
Vol: |
595,658 |
| 52
Week Range: |
$55.44 - $80.83 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 431 |
| Guru Rank Value : 3.1 |
| Guru Occurances : 1 |
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Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
40,174 |
| Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
4 |
| Total Shares Sold |
82,216 |
90,316 |
174,352 |
174,352 |
| Total Sell Value |
$6,154,061 |
$6,678,496 |
$11,694,873 |
$11,694,873 |
| Total People Sold |
3 |
4 |
5 |
5 |
| Total Sell Transactions |
4 |
5 |
10 |
10 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
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|
Form |
  Nesi Victor |
Co-President |
• – – |
2024-02-21 |
4 |
AS |
$75.37 |
$2,713,320 |
I/I |
(36,000) |
54,732 |
|
9% |
|
| Weisel Thomas W |
Director |
– • – |
2024-01-25 |
4 |
GD |
$0.00 |
$0 |
D/D |
3,692 |
26,178 |
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- |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2024-01-19 |
4 |
D |
$69.15 |
$1,026,048 |
D/D |
(14,838) |
1,407,549 |
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- |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2024-01-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
37,334 |
1,422,387 |
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- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2024-01-19 |
4 |
D |
$69.15 |
$494,215 |
D/D |
(7,147) |
46,192 |
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- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2024-01-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
13,164 |
53,339 |
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- |
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| Reichert Christopher K |
CEO of Stifel Bank & Trust |
• – – |
2024-01-19 |
4 |
D |
$69.15 |
$170,593 |
I/I |
(2,467) |
47,887 |
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- |
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| Reichert Christopher K |
CEO of Stifel Bank & Trust |
• – – |
2024-01-19 |
4 |
OE |
$0.00 |
$0 |
I/I |
8,129 |
50,354 |
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- |
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| Marischen James M |
Chief Financial Officer |
• – – |
2024-01-19 |
4 |
D |
$69.15 |
$310,345 |
D/D |
(4,488) |
54,322 |
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- |
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| Marischen James M |
Chief Financial Officer |
• – – |
2024-01-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
9,901 |
58,810 |
|
- |
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| Zemlyak James M |
Co-President |
• – – |
2024-01-19 |
4 |
D |
$69.15 |
$429,698 |
D/D |
(6,214) |
1,263,162 |
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- |
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| Zemlyak James M |
Co-President |
• – – |
2024-01-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
18,724 |
1,269,376 |
|
- |
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| Sliney David D |
Chief Operating Officer |
• – – |
2024-01-19 |
4 |
D |
$69.15 |
$207,243 |
D/D |
(2,997) |
199,279 |
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- |
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| Sliney David D |
Chief Operating Officer |
• – – |
2024-01-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
9,883 |
202,276 |
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- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2024-01-19 |
4 |
D |
$69.15 |
$554,998 |
D/D |
(8,026) |
109,282 |
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- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2024-01-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
17,068 |
117,308 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2024-01-19 |
4 |
D |
$69.15 |
$694,819 |
D/D |
(10,048) |
177,159 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2024-01-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
23,271 |
187,207 |
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- |
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| Weisel Thomas W |
Director |
– • – |
2023-12-18 |
4 |
GD |
$0.00 |
$0 |
D/D |
78 |
29,870 |
|
- |
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| Weisel Thomas W |
Director |
– • – |
2023-12-15 |
4 |
GD |
$0.00 |
$0 |
D/D |
4,630 |
29,948 |
|
- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2023-12-13 |
4 |
S |
$64.75 |
$524,435 |
D/D |
(8,100) |
40,175 |
|
-20% |
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| Reichert Christopher K |
CEO of Stifel Bank & Trust |
• – – |
2023-08-18 |
4 |
S |
$62.40 |
$959,525 |
I/I |
(15,377) |
42,225 |
|
-12% |
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| Reichert Christopher K |
CEO of Stifel Bank & Trust |
• – – |
2023-08-18 |
4 |
S |
$62.38 |
$600,283 |
D/D |
(9,623) |
0 |
|
-12% |
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| Peacock David A |
Director |
– • – |
2023-06-13 |
4 |
OE |
$0.00 |
$0 |
I/I |
2,641 |
31,646 |
|
- |
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| Brown Michael W |
Director |
– • – |
2023-06-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,641 |
62,575 |
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684 Records found
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Page 2 of 28 |
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