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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
8.42(B) |
| Last
Volume: |
509,544 |
Avg
Vol: |
595,658 |
| 52
Week Range: |
$55.44 - $80.83 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 431 |
| Guru Rank Value : 3.1 |
| Guru Occurances : 1 |
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Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
40,174 |
| Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
4 |
| Total Shares Sold |
82,216 |
90,316 |
174,352 |
174,352 |
| Total Sell Value |
$6,154,061 |
$6,678,496 |
$11,694,873 |
$11,694,873 |
| Total People Sold |
3 |
4 |
5 |
5 |
| Total Sell Transactions |
4 |
5 |
10 |
10 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
| 3m +/- |
|
|
Form |
  Zimmerman Michael J |
Director |
– • – |
2023-06-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,641 |
51,415 |
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- |
|
| Ludeman Daniel J. |
Director |
– • – |
2023-06-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,641 |
10,024 |
|
- |
|
| Markus Maura A. |
Director |
– • – |
2023-06-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,641 |
22,090 |
|
- |
|
| Kavanaugh James P. |
Director |
– • – |
2023-06-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,554 |
2,554 |
|
- |
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| Brown Kathleen |
Director |
– • – |
2023-06-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,641 |
22,090 |
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- |
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| Berlew Adam T. |
Director |
– • – |
2023-06-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,641 |
10,024 |
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- |
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| Weisel Thomas W |
Director |
– • – |
2023-05-18 |
4 |
GD |
$0.00 |
$0 |
D/D |
500 |
34,578 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2023-05-18 |
4 |
GA |
$0.00 |
$0 |
I/I |
21,732 |
90,732 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2023-05-18 |
4 |
GD |
$0.00 |
$0 |
I/I |
21,732 |
0 |
|
- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2023-05-18 |
4 |
S |
$58.85 |
$1,414,519 |
D/D |
(24,036) |
100,240 |
|
-2% |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2023-05-17 |
4 |
S |
$58.79 |
$1,175,800 |
D/D |
(20,000) |
124,276 |
|
-2% |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2023-05-16 |
4 |
S |
$57.75 |
$866,250 |
D/D |
(15,000) |
144,276 |
|
-9% |
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| Zemlyak James M |
Co-President |
• – – |
2023-03-24 |
4 |
B |
$56.06 |
$1,121,100 |
D/D |
20,000 |
1,250,652 |
2.74 |
11% |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2023-03-14 |
4 |
B |
$57.00 |
$437,658 |
D/D |
7,674 |
1,385,000 |
2.81 |
10% |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2023-03-13 |
4 |
B |
$55.00 |
$137,500 |
D/D |
2,500 |
1,377,326 |
2.81 |
17% |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2023-03-10 |
4 |
B |
$59.00 |
$590,000 |
D/D |
10,000 |
1,374,826 |
2.81 |
11% |
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| Marischen James M |
Chief Financial Officer |
• – – |
2023-03-02 |
4 |
D |
$66.59 |
$22,774 |
D/D |
(342) |
48,909 |
|
- |
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| Marischen James M |
Chief Financial Officer |
• – – |
2023-03-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
771 |
49,251 |
|
- |
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| Zemlyak James M |
Co-President |
• – – |
2023-03-02 |
4 |
D |
$66.59 |
$881,119 |
D/D |
(13,232) |
1,230,652 |
|
- |
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| Zemlyak James M |
Co-President |
• – – |
2023-03-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
29,866 |
1,243,884 |
|
- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2023-03-02 |
4 |
D |
$66.59 |
$411,460 |
D/D |
(6,179) |
159,276 |
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- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2023-03-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
13,334 |
165,455 |
|
- |
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| Sliney David D |
Chief Operating Officer |
• – – |
2023-03-02 |
4 |
D |
$66.59 |
$700,061 |
D/D |
(10,513) |
192,393 |
|
- |
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| Sliney David D |
Chief Operating Officer |
• – – |
2023-03-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
23,730 |
202,906 |
|
- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2023-03-02 |
4 |
D |
$66.59 |
$227,138 |
D/D |
(3,411) |
48,275 |
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- |
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684 Records found
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Page 3 of 28 |
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