| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
8.42(B) |
| Last
Volume: |
509,544 |
Avg
Vol: |
595,658 |
| 52
Week Range: |
$55.44 - $80.83 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 431 |
| Guru Rank Value : 3.1 |
| Guru Occurances : 1 |
|
|
|
|
|
| |
|
Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
40,174 |
| Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
4 |
| Total Shares Sold |
82,216 |
90,316 |
174,352 |
174,352 |
| Total Sell Value |
$6,154,061 |
$6,678,496 |
$11,694,873 |
$11,694,873 |
| Total People Sold |
3 |
4 |
5 |
5 |
| Total Sell Transactions |
4 |
5 |
10 |
10 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Marischen James M |
Chief Financial Officer |
• – – |
2021-03-08 |
4 |
D |
$64.76 |
$186,315 |
D/D |
(2,877) |
37,532 |
|
- |
|
| Marischen James M |
Chief Financial Officer |
• – – |
2021-03-08 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,670 |
40,409 |
|
- |
|
| Michaud Thomas R |
Senior Vice President |
• – – |
2021-03-08 |
4 |
D |
$64.76 |
$1,295,265 |
D/D |
(20,001) |
164,530 |
|
- |
|
| Michaud Thomas R |
Senior Vice President |
• – – |
2021-03-08 |
4 |
OE |
$0.00 |
$0 |
D/D |
40,843 |
184,531 |
|
- |
|
| Reichert Christopher K |
CEO of Stifel Bank & Trust |
• – – |
2021-03-08 |
4 |
D |
$64.76 |
$193,697 |
I/I |
(2,991) |
46,623 |
|
- |
|
| Reichert Christopher K |
CEO of Stifel Bank & Trust |
• – – |
2021-03-08 |
4 |
OE |
$0.00 |
$0 |
I/I |
6,670 |
49,614 |
|
- |
|
| Nesi Victor |
Co-President |
• – – |
2021-03-08 |
4 |
D |
$64.76 |
$1,620,425 |
D/D |
(25,022) |
238,074 |
|
- |
|
| Nesi Victor |
Co-President |
• – – |
2021-03-08 |
4 |
OE |
$0.00 |
$0 |
D/D |
51,096 |
263,096 |
|
- |
|
| Nesi Victor |
Co-President |
• – – |
2021-03-08 |
4 |
AS |
$64.42 |
$724,661 |
D/D |
(11,249) |
212,000 |
|
-1% |
|
| Sliney David D |
Chief Operating Officer |
• – – |
2021-03-08 |
4 |
D |
$64.76 |
$402,742 |
D/D |
(6,219) |
162,222 |
|
- |
|
| Sliney David D |
Chief Operating Officer |
• – – |
2021-03-08 |
4 |
OE |
$0.00 |
$0 |
D/D |
13,896 |
168,441 |
|
- |
|
| Zemlyak James M |
Co-President |
• – – |
2021-03-08 |
4 |
D |
$64.76 |
$1,239,183 |
D/D |
(19,135) |
1,176,350 |
|
- |
|
| Zemlyak James M |
Co-President |
• – – |
2021-03-08 |
4 |
OE |
$0.00 |
$0 |
D/D |
42,760 |
1,195,485 |
|
- |
|
| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2021-02-26 |
4 |
S |
$61.40 |
$614,000 |
D/D |
(10,000) |
34,792 |
|
-3% |
|
| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2021-02-26 |
4 |
D |
$63.01 |
$367,978 |
D/D |
(5,840) |
44,792 |
|
- |
|
| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2021-02-26 |
4 |
OE |
$0.00 |
$0 |
D/D |
11,117 |
50,632 |
|
- |
|
| Reichert Christopher K |
CEO of Stifel Bank & Trust |
• – – |
2021-02-26 |
4 |
S |
$61.50 |
$616,535 |
D/D |
(10,000) |
9,623 |
|
-3% |
|
| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2021-02-25 |
4 |
D |
$63.01 |
$900,350 |
D/D |
(14,289) |
1,202,246 |
|
- |
|
| Zemlyak James M |
Co-President |
• – – |
2021-02-25 |
4 |
D |
$63.01 |
$272,770 |
D/D |
(4,329) |
1,152,725 |
|
- |
|
| Sliney David D |
Chief Operating Officer |
• – – |
2021-02-22 |
4 |
S |
$60.96 |
$1,219,200 |
D/D |
(20,000) |
154,545 |
|
-8% |
|
| Oates James M |
Director |
– • – |
2021-02-22 |
4 |
S |
$60.63 |
$606,300 |
D/D |
(10,000) |
2,842 |
|
-8% |
|
| Zemlyak James M |
Co-President |
• – – |
2021-02-18 |
4 |
S |
$58.00 |
$174,000 |
D/D |
(3,000) |
1,157,054 |
|
-12% |
|
| Zemlyak James M |
Co-President |
• – – |
2021-02-17 |
4 |
S |
$58.21 |
$2,080,542 |
D/D |
(35,742) |
1,160,054 |
|
-11% |
|
| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2021-02-17 |
4 |
S |
$58.21 |
$2,080,542 |
D/D |
(35,742) |
1,216,535 |
|
-11% |
|
| Zemlyak James M |
Co-President |
• – – |
2021-02-16 |
4 |
S |
$58.66 |
$3,769,374 |
D/D |
(64,258) |
1,195,796 |
|
-12% |
|
684 Records found
|
|
Page 8 of 28 |
|
|
0.94 (1.16%) 
