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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
8.42(B) |
| Last
Volume: |
509,544 |
Avg
Vol: |
595,658 |
| 52
Week Range: |
$55.44 - $80.83 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 431 |
| Guru Rank Value : 3.1 |
| Guru Occurances : 1 |
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Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
40,174 |
| Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
4 |
| Total Shares Sold |
82,216 |
90,316 |
174,352 |
174,352 |
| Total Sell Value |
$6,154,061 |
$6,678,496 |
$11,694,873 |
$11,694,873 |
| Total People Sold |
3 |
4 |
5 |
5 |
| Total Sell Transactions |
4 |
5 |
10 |
10 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2021-02-16 |
4 |
S |
$58.66 |
$3,769,374 |
D/D |
(64,258) |
1,252,277 |
|
-12% |
|
| Nesi Victor |
Co-President |
• – – |
2021-01-28 |
4 |
A |
$50.03 |
$1,100,010 |
D/D |
21,987 |
223,249 |
|
- |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2021-01-28 |
4 |
A |
$50.03 |
$1,999,999 |
D/D |
39,976 |
1,316,535 |
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- |
|
| Zemlyak James M |
Co-President |
• – – |
2021-01-28 |
4 |
A |
$50.03 |
$899,990 |
D/D |
17,989 |
1,280,869 |
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- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2021-01-12 |
4 |
D |
$50.46 |
$216,221 |
D/D |
(4,285) |
143,688 |
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- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2021-01-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
12,177 |
147,973 |
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- |
|
| Grady Robert Edward |
Director |
– • – |
2021-01-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,004 |
6,004 |
|
- |
|
| Oates James M |
Director |
– • – |
2021-01-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,004 |
12,842 |
|
- |
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| Nesi Victor |
Co-President |
• – – |
2021-01-12 |
4 |
D |
$50.46 |
$108,792 |
D/D |
(2,156) |
201,262 |
|
- |
|
| Nesi Victor |
Co-President |
• – – |
2021-01-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,912 |
203,418 |
|
- |
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| Brown Michael W |
Director |
– • – |
2021-01-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,625 |
49,776 |
|
- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2021-01-12 |
4 |
D |
$50.46 |
$64,740 |
D/D |
(1,283) |
39,515 |
|
- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2021-01-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,168 |
40,798 |
|
- |
|
| Zimmerman Michael J |
Director |
– • – |
2021-01-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,625 |
38,616 |
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- |
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| Reichert Christopher K |
CEO of Stifel Bank & Trust |
• – – |
2021-01-12 |
4 |
D |
$50.46 |
$33,606 |
I/I |
(666) |
42,944 |
|
- |
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| Reichert Christopher K |
CEO of Stifel Bank & Trust |
• – – |
2021-01-12 |
4 |
OE |
$0.00 |
$0 |
I/I |
1,877 |
43,610 |
|
- |
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| Weisel Thomas W |
Director |
– • – |
2021-01-12 |
4 |
D |
$50.46 |
$505 |
D/D |
(10) |
50,310 |
|
- |
|
| Weisel Thomas W |
Director |
– • – |
2021-01-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
23 |
50,320 |
|
- |
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| Sliney David D |
Chief Operating Officer |
• – – |
2021-01-12 |
4 |
D |
$50.46 |
$62,369 |
D/D |
(1,236) |
174,545 |
|
- |
|
| Sliney David D |
Chief Operating Officer |
• – – |
2021-01-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,675 |
175,781 |
|
- |
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| Marischen James M |
Chief Financial Officer |
• – – |
2020-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,324 |
33,739 |
|
- |
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| Marischen James M |
Chief Financial Officer |
• – – |
2020-12-31 |
4 |
D |
$50.46 |
$52,478 |
D/D |
(1,040) |
31,415 |
|
- |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2020-12-31 |
4 |
D |
$50.46 |
$980,337 |
D/D |
(19,428) |
1,276,559 |
|
- |
|
| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2020-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
43,413 |
1,295,987 |
|
- |
|
| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2020-12-31 |
4 |
GD |
$0.00 |
$0 |
D/D |
6,492 |
1,252,574 |
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- |
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684 Records found
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Page 9 of 28 |
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0.94 (1.16%) 
