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Exchange: |
New York Stock Exchange |
Security
Type: |
Mutual Fund |
Shares
Out: |
8,510,000 |
Market
Cap: |
106.29(M) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$10.26 - $12.66 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : 4.3 |
Insider 3/6 Months : 4.9 |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Special Opportunities Fund is registered as a closed-end diversified management investment company. The Fund's investment objective is to achieve total return..
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
1,363 |
1,363 |
12,763 |
Total Buy Value |
$0 |
$16,055 |
$16,055 |
$143,305 |
Total People Bought |
0 |
1 |
1 |
1 |
Total Buy Transactions |
0 |
1 |
1 |
5 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
3m +/- |
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|
Form |
Goldstein Phillip |
Chairman and Secretary |
|
2016-03-02 |
4 |
B |
$12.47 |
$1,247 |
D/D |
100 |
80,739 |
2.73 |
- |
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Hellerman Gerald |
CCO and CFO |
|
2016-03-01 |
4 |
B |
$12.45 |
$12,089 |
I/I |
971 |
9,388 |
2.58 |
- |
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Dakos Andrew |
President |
|
2016-02-03 |
4 |
B |
$12.46 |
$24,920 |
D/D |
2,000 |
6,000 |
2.81 |
- |
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Goldstein Phillip |
Chairman and Secretary |
|
2016-01-06 |
4/A |
B |
$12.95 |
$32,375 |
D/D |
2,500 |
80,639 |
2.81 |
- |
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Goldstein Phillip |
Chairman and Secretary |
|
2016-01-06 |
4 |
B |
$12.95 |
$32,375 |
D/D |
2,500 |
80,884 |
2.81 |
- |
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Goldstein Phillip |
Chairman and Secretary |
|
2016-01-05 |
4/A |
B |
$13.03 |
$3,192 |
D/D |
245 |
78,139 |
2.73 |
- |
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Hellerman Gerald |
CCO and CFO |
|
2016-01-04 |
4 |
B |
$13.05 |
$19,575 |
D/D |
1,500 |
11,220 |
2.81 |
- |
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Goldstein Phillip |
Chairman and Secretary |
|
2015-12-08 |
4 |
D |
$0.00 |
$0 |
D/D |
(38,273) |
0 |
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- |
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Goldstein Phillip |
Chairman and Secretary |
|
2015-12-02 |
4 |
B |
$14.41 |
$115,549 |
D/D |
8,000 |
77,894 |
2.81 |
- |
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Goldstein Phillip |
Chairman and Secretary |
|
2015-11-04 |
4/A |
B |
$14.56 |
$46,592 |
D/D |
3,200 |
13,000 |
2.81 |
- |
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Goldstein Phillip |
Chairman and Secretary |
|
2015-11-03 |
4/A |
B |
$14.56 |
$11,648 |
D/D |
800 |
9,800 |
2.81 |
- |
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Goldstein Phillip |
Chairman and Secretary |
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2015-11-03 |
4 |
B |
$14.55 |
$27,165 |
D/D |
1,867 |
69,894 |
2.81 |
- |
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Goldstein Phillip |
Chairman and Secretary |
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2015-11-02 |
4 |
B |
$14.55 |
$45,585 |
D/D |
3,133 |
68,027 |
2.81 |
- |
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Goldstein Phillip |
Chairman and Secretary |
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2015-10-02 |
4/A |
B |
$14.05 |
$26,695 |
D/D |
1,900 |
13,969 |
2.81 |
- |
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Goldstein Phillip |
Chairman and Secretary |
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2015-10-01 |
4/A |
B |
$14.11 |
$42,330 |
D/D |
3,000 |
9,000 |
2.81 |
- |
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Hellerman Gerald |
CCO and CFO |
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2015-08-25 |
4 |
B |
$14.28 |
$21,422 |
D/D |
1,500 |
10,720 |
2.81 |
- |
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Hellerman Gerald |
CCO and CFO |
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2015-08-19 |
4 |
B |
$14.85 |
$14,850 |
D/D |
1,000 |
9,220 |
2.81 |
- |
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Hellerman Gerald |
CCO and CFO |
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2015-08-07 |
4 |
B |
$15.02 |
$15,020 |
D/D |
1,000 |
8,220 |
2.81 |
- |
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Harris Ben H |
Director |
|
2015-06-08 |
4 |
B |
$15.54 |
$96,364 |
I/I |
6,201 |
6,201 |
2.1 |
- |
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Harris Ben H |
Director |
|
2015-06-08 |
4 |
S |
$15.54 |
$96,364 |
I/I |
(6,201) |
0 |
|
- |
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Harris Ben H |
Director |
|
2015-06-03 |
4 |
B |
$15.54 |
$34,186 |
D/D |
2,200 |
6,757 |
2.39 |
- |
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Harris Ben H |
Director |
|
2015-06-02 |
4 |
B |
$15.50 |
$15,500 |
D/D |
1,000 |
4,557 |
2.39 |
- |
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Dakos Andrew |
President |
|
2015-02-02 |
4 |
B |
$14.94 |
$59,798 |
D/D |
4,000 |
4,000 |
2.74 |
- |
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Goldstein Phillip |
Chairman and Secretary |
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2015-01-30 |
4 |
B |
$14.92 |
$82,060 |
D/D |
5,500 |
6,000 |
2.81 |
- |
|
Samuels Steven |
Investment Adviser Principal |
|
2015-01-30 |
4 |
S |
$14.84 |
$50,109 |
D/D |
(3,375) |
0 |
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- |
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211 Records found
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Page 4 of 9 |
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