| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
8,510,000 |
| Market
Cap: |
106.20(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$10.26 - $12.66 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : 4.3 |
| Insider 3/6 Months : 4.9 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Special Opportunities Fund is registered as a closed-end diversified management investment company. The Fund's investment objective is to achieve total return..
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
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|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
1,363 |
1,363 |
12,763 |
| Total Buy Value |
$0 |
$16,055 |
$16,055 |
$143,305 |
| Total People Bought |
0 |
1 |
1 |
1 |
| Total Buy Transactions |
0 |
1 |
1 |
5 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Chadwick James M |
Director |
– • – |
2012-10-11 |
4 |
B |
$15.94 |
$11,955 |
D/D |
750 |
750 |
2.39 |
- |
|
| Samuels Steven |
Investment Advisor Principal |
– – – |
2012-09-17 |
4 |
B |
$15.77 |
$15,772 |
D/D |
1,000 |
3,360 |
2.44 |
- |
|
| Goldstein Phillip |
Chairman and Secretary |
• • – |
2012-08-31 |
4 |
B |
$15.22 |
$44,077 |
D/D |
2,896 |
32,958 |
2.81 |
- |
|
| Goldstein Phillip |
Chairman and Secretary |
• • – |
2012-07-06 |
4 |
B |
$14.89 |
$157,753 |
D/D |
10,561 |
30,062 |
2.81 |
- |
|
| Hellerman Gerald |
Chief Compliance Officer & CFO |
• • – |
2012-06-29 |
4 |
S |
$15.11 |
$4,318 |
I/I |
(285) |
750 |
|
- |
|
| Hellerman Gerald |
Chief Compliance Officer & CFO |
• • – |
2012-06-27 |
4 |
S |
$15.10 |
$11,023 |
I/I |
(730) |
4,270 |
|
- |
|
| Goldstein Phillip |
Chairman and Secretary |
• • – |
2012-06-25 |
4 |
B |
$15.01 |
$75,050 |
D/D |
5,000 |
19,501 |
2.81 |
- |
|
| Walden Charles C |
Director |
– • – |
2012-06-01 |
4 |
B |
$14.98 |
$14,975 |
I/I |
1,000 |
12,355 |
2.1 |
- |
|
| Samuels Steven |
Investment Advisor Principal |
– – – |
2011-09-08 |
5 |
B |
$14.73 |
$7,365 |
D/D |
500 |
2,280 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2011-08-25 |
4 |
B |
$14.42 |
$45,437 |
D/D |
3,151 |
14,501 |
2.39 |
- |
|
| Samuels Steven |
Investment Advisor Principal |
– – – |
2011-08-16 |
5 |
B |
$14.50 |
$11,310 |
D/D |
780 |
2,280 |
|
- |
|
| Walden Charles C |
Director |
– • – |
2011-08-10 |
4 |
B |
$14.25 |
$12,683 |
I/I |
890 |
11,000 |
2.1 |
- |
|
| Walden Charles C |
Director |
– • – |
2011-08-09 |
4 |
B |
$14.27 |
$1,570 |
I/I |
110 |
10,110 |
2.02 |
- |
|
| Goldstein Phillip |
Director |
– • – |
2011-08-08 |
4 |
B |
$14.26 |
$71,300 |
D/D |
5,000 |
11,350 |
2.39 |
- |
|
| Walden Charles C |
Director |
– • – |
2011-08-05 |
4 |
B |
$14.95 |
$14,950 |
I/I |
1,000 |
10,000 |
2.1 |
- |
|
| Hellerman Gerald |
Director |
– • – |
2011-07-27 |
4 |
B |
$15.61 |
$15,610 |
I/I |
1,000 |
5,000 |
2.1 |
- |
|
| Samuels Steven |
Investment Advisor Principal |
– – – |
2011-06-20 |
5 |
B |
$15.41 |
$15,410 |
D/D |
1,000 |
2,280 |
|
- |
|
| Harris Ben H |
Director |
– • – |
2011-05-20 |
4 |
B |
$15.59 |
$15,590 |
I/I |
1,000 |
5,000 |
2.1 |
- |
|
| Harris Ben H |
Director |
– • – |
2011-05-19 |
4 |
B |
$15.59 |
$15,590 |
I/I |
1,000 |
1,000 |
2.1 |
- |
|
| Dakos Andrew |
Director/OfficerPresident |
• – – |
2011-03-29 |
4 |
B |
$15.37 |
$13,840 |
I/I |
900 |
0 |
1.99 |
- |
|
| Dakos Andrew |
Director/OfficerPresident |
• • – |
2011-03-28 |
4 |
B |
$15.22 |
$1,522 |
I/I |
100 |
0 |
2.58 |
- |
|
| Harris Ben H |
Director |
– • – |
2010-12-09 |
4 |
B |
$14.53 |
$14,530 |
I/I |
1,000 |
1,000 |
2.1 |
- |
|
| Hellerman Gerald |
Director |
– • – |
2010-09-21 |
4/A |
B |
$13.40 |
$13,400 |
I/I |
1,000 |
2,250 |
2.1 |
- |
|
| Relative Value Partners, Llc |
10% Owner |
– – • |
2010-09-17 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
668,662 |
|
- |
|
| Harris Ben H |
Director |
– • – |
2010-08-16 |
4 |
B |
$13.28 |
$13,295 |
I/I |
1,000 |
2,000 |
2.1 |
- |
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211 Records found
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Page 6 of 9 |
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