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Exchange: |
New York Stock Exchange |
Security
Type: |
Mutual Fund |
Shares
Out: |
8,510,000 |
Market
Cap: |
106.20(M) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$10.26 - $12.66 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : 4.3 |
Insider 3/6 Months : 4.9 |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Special Opportunities Fund is registered as a closed-end diversified management investment company. The Fund's investment objective is to achieve total return..
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
1,363 |
1,363 |
12,763 |
Total Buy Value |
$0 |
$16,055 |
$16,055 |
$143,305 |
Total People Bought |
0 |
1 |
1 |
1 |
Total Buy Transactions |
0 |
1 |
1 |
5 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
3m +/- |
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|
Form |
Goldstein Phillip |
Director |
|
2010-08-06 |
4 |
B |
$13.28 |
$66,400 |
D/D |
5,000 |
6,350 |
2.39 |
- |
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Goldstein Phillip |
Director |
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2010-07-23 |
4 |
B |
$12.92 |
$17,442 |
D/D |
1,350 |
1,350 |
2.39 |
- |
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Hellerman Gerald |
Director |
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2010-07-21 |
4 |
B |
$12.99 |
$12,986 |
I/I |
1,000 |
1,000 |
2.1 |
- |
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Walden Charles C |
Director |
|
2010-07-01 |
4 |
B |
$12.76 |
$12,760 |
I/I |
1,000 |
8,000 |
2.1 |
- |
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Harris Ben H |
Director |
|
2010-05-19 |
4 |
B |
$13.16 |
$13,159 |
I/I |
1,000 |
1,000 |
2.1 |
- |
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Harris Ben H |
Director |
|
2010-05-19 |
4 |
B |
$13.18 |
$26,360 |
D/D |
2,000 |
2,000 |
2.39 |
- |
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Hellerman Gerald |
Director |
|
2010-05-06 |
4 |
B |
$13.28 |
$7,304 |
I/I |
550 |
1,250 |
2.1 |
- |
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Hellerman Gerald |
Director |
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2010-05-05 |
4 |
B |
$13.28 |
$9,296 |
I/I |
700 |
700 |
2.1 |
- |
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Walden Charles C |
Director |
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2010-04-22 |
4 |
B |
$13.28 |
$26,560 |
I/I |
2,000 |
5,000 |
2.1 |
- |
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Hellerman Gerald |
Director |
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2010-03-16 |
4 |
B |
$13.55 |
$54,200 |
I/I |
4,000 |
4,000 |
2.1 |
- |
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Karpus Management Inc |
10% Owner |
|
2010-01-28 |
4 |
S |
$14.18 |
$1,424,381 |
D/D |
(100,450) |
0 |
|
- |
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Walden Charles C |
Director |
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2010-01-26 |
4 |
B |
$13.15 |
$52,600 |
I/I |
4,000 |
1,000 |
2.1 |
- |
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Samuels Steven |
Investment Advisor Principal |
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2010-01-22 |
5 |
S |
$14.18 |
$28,140,692 |
I/I |
(1,984,534) |
0 |
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- |
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Bulldog Investors |
10% Owner |
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2010-01-22 |
4 |
S |
$14.18 |
$3,471,987 |
I/I |
(244,851) |
0 |
|
- |
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Goldstein Phillip |
Director |
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2010-01-22 |
4 |
S |
$14.18 |
$1,401,112 |
I/I |
(98,809) |
0 |
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- |
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Goldstein Phillip |
Director |
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2010-01-22 |
4 |
S |
$14.18 |
$888,037 |
D/D |
(62,626) |
0 |
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- |
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Das Rajeev P |
Vice President and Treasurer |
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2010-01-22 |
4 |
S |
$14.18 |
$387,440 |
I/I |
(27,323) |
0 |
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- |
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Das Rajeev P |
Vice President and Treasurer |
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2010-01-22 |
4 |
S |
$14.18 |
$17,016 |
D/D |
(1,200) |
0 |
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- |
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Dakos Andrew |
Director |
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2010-01-22 |
4 |
S |
$14.18 |
$708,022 |
I/I |
(49,931) |
0 |
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- |
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Karpus Management Inc |
10% Owner |
|
2009-12-01 |
4 |
B |
$13.68 |
$138,168 |
D/D |
10,100 |
100,450 |
2.45 |
- |
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Karpus Management Inc |
10% Owner |
|
2009-11-27 |
4 |
B |
$13.76 |
$31,896 |
D/D |
2,318 |
90,350 |
2.37 |
- |
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Ubs Ag |
Former 10% owner |
|
2009-10-31 |
5 |
D |
$0.00 |
$0 |
I/I |
(684) |
0 |
|
- |
|
Ubs Ag |
Former 10% owner |
|
2009-10-31 |
5 |
D |
$0.00 |
$0 |
I/I |
(489) |
0 |
|
- |
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Karpus Management Inc |
10% Owner |
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2009-09-04 |
4 |
B |
$13.53 |
$41,943 |
D/D |
3,100 |
88,032 |
2.37 |
- |
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Karpus Management Inc |
10% Owner |
|
2009-09-03 |
4 |
B |
$13.48 |
$160,412 |
D/D |
11,900 |
84,932 |
2.45 |
- |
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211 Records found
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Page 7 of 9 |
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