SRV : Insider Transactions for Cushing Mlp Total Return Fund


Company Profile Cushing MLP & Infrastructure Total Return Fund is registered as a non-diversified, closed-end management investment company. The Fund's investment objective is to obtain a high after-tax total return from a combination of capital appreciation and current income.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	300	1,300	1,700
Total Buy Value	$0	$111	$39,146	$51,222
Total People Bought	0	1	2	3
Total Buy Transactions	0	1	2	3
Total Shares Sold	0	0	0	22,563
Total Sell Value	$0	$0	$0	$808,474
Total People Sold	0	0	0	1
Total Sell Transactions	0	0	0	7
End Date	2024-02-22	2023-11-21	2023-05-23	2022-05-23

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Records found: 62

Page 2 of 3

Filer's Name

Relation Title

Off-Dir-10%

Tran. Date

Form

Action

Price

Mkt Value

D/I

Shares

Holdings

Rank

3m +/-

Form

Bruce Brian R

Trustee

– – –

2016-04-20

$10.90

$22

D/D

(2)

Bruce Brian R

Trustee

– – –

2015-08-21

$3.17

$6,285

D/D

(1,981)

Swank Jerry V

Chief Executive Officer

• • –

2015-07-24

$3.28

$29,520

I/I

9,000

39,000

2.66

Swank Jerry V

Chief Executive Officer

• • –

2015-07-23

$3.26

$52,160

I/I

16,000

30,000

2.66

Swank Jerry V

Chief Executive Officer

• • –

2015-02-18

$4.28

$107,000

D/D

25,000

91,810

2.81

Alban John

CFO and Treasurer

• – –

2015-02-09

$4.38

$8,759

D/D

2,000

2,900

2.74

Spears Daniel L

Executive VP and Secretary

• – –

2013-03-15

$7.71

$3,857

I/I

500

6,000

1.91

Alban John

CFO and Treasurer

• – –

2013-03-15

$7.83

$7,830

D/D

1,000

2.74

Swank Jerry V

CEO and President/TrusteeChair

• • –

2012-12-17

$7.17

$71,708

D/D

10,000

66,810

2.81

Spears Daniel L

Executive VP and Secretary

• – –

2012-05-31

$8.39

$16,780

I/I

2,000

5,500

1.99

Bruce Brian R

Director

– • –

2011-12-28

$9.00

$51,306

D/D

5,700

2.39

Spears Daniel L

Executive VP and Secretary

• – –

2011-06-20

$9.38

$9,380

I/I

1,000

3,500

1.99

Mcmillan Edward N

Director

– • –

2010-10-19

$9.01

$133,112

I/I

(14,731)

7,500

Trout Ronald Paul

Director

– • –

2010-03-12

$8.23

$16,460

D/D

2,000

3,000

2.39

Mcmillan Edward N

Director

– • –

2009-12-14

$8.25

$61,910

D/D

7,500

2.39

Mcmillan Edward N

Director

– • –

2009-12-14

$8.00

$49,353

D/D

(6,152)

Swank Jerry V

President and CEO

• • –

2009-09-14

$6.02

$301,000

D/D

50,000

54,000

2.81

Swank Jerry V

Affiliate

– – –

2008-07-02

$17.08

$252,784

I/I

(14,800)

9,236

Swank Jerry V

Affiliate

– – –

2008-07-01

$17.03

$223,093

I/I

(13,100)

24,036

Swank Jerry V

Affiliate

– – –

2008-06-30

$17.02

$335,294

I/I

(19,700)

37,136

Swank Jerry V

Affiliate

– – –

2008-06-26

$17.00

$88,400

I/I

(5,200)

56,836

Swank Jerry V

Affiliate

– – –

2008-06-25

$17.00

$8,500

I/I

(500)

62,036

Swank Jerry V

Affiliate

– – –

2008-06-24

$17.00

$28,900

I/I

(1,700)

62,536

Swank Jerry V

Affiliate

– – –

2008-06-23

$16.99

$84,950

I/I

(5,000)

64,236

Spears Daniel L

Partner

– – –

2008-01-08

$16.20

$3,239

I/I

200

600

0.01

62 Records found	1 2 3	Page 2 of 3

Transaction Code Key:				Ownership Code Key
B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
OE	- Options Exercised	A	- Acquired
IO	- Initital Ownership	D	- Disposed

Summary:

Chart:

3m +/-: