| |
| |
| Exchange: |
Over The Counter |
| Security
Type: |
Common |
| Shares
Out: |
19,910,000 |
| Market
Cap: |
128.62(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$6.46 - $6.46 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile SuRo Capital is an internally-managed, non-diversified closed-end management investment company. Co.'s investment objective is to maximize its portfolio's total return, principally by seeking capital gains on its equity and equity-related investments.
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
105,000 |
114,000 |
256,508 |
| Total Buy Value |
$0 |
$421,917 |
$457,017 |
$1,014,869 |
| Total People Bought |
0 |
1 |
1 |
2 |
| Total Buy Transactions |
0 |
7 |
8 |
16 |
| Total Shares Sold |
0 |
12,050 |
12,050 |
12,050 |
| Total Sell Value |
$0 |
$48,562 |
$48,562 |
$48,562 |
| Total People Sold |
0 |
1 |
1 |
1 |
| Total Sell Transactions |
0 |
1 |
1 |
1 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Lott Ronald M. |
Director |
– • – |
2021-08-10 |
4 |
B |
$15.57 |
$5,060 |
D/D |
325 |
10,675 |
2.39 |
- |
|
| Klein Mark D |
Chairman, CEO and President |
• • – |
2021-08-09 |
4 |
B |
$15.10 |
$98,150 |
D/D |
6,500 |
506,757 |
2.81 |
- |
|
| Potter Leonard |
Director |
– • – |
2021-07-09 |
4 |
A |
$0.00 |
$0 |
D/D |
3,770 |
44,583 |
|
- |
|
| Lott Ronald M. |
Director |
– • – |
2021-07-09 |
4 |
A |
$0.00 |
$0 |
D/D |
3,770 |
10,350 |
|
- |
|
| Westley Lisa |
Director |
– • – |
2021-07-09 |
4 |
A |
$0.00 |
$0 |
D/D |
3,770 |
10,250 |
|
- |
|
| Mazur Marc |
Director |
– • – |
2021-07-09 |
4 |
A |
$0.00 |
$0 |
D/D |
3,770 |
17,397 |
|
- |
|
| Green Allison |
See Remarks |
• – – |
2021-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
5,806 |
50,939 |
|
- |
|
| Klein Mark D |
Chairman, CEO and President |
• • – |
2021-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
49,907 |
500,257 |
|
- |
|
| Klein Mark D |
CEO and President |
• • – |
2021-05-11 |
4 |
B |
$14.34 |
$42,303 |
D/D |
2,950 |
450,350 |
2.81 |
- |
|
| Klein Mark D |
CEO and President |
• • – |
2021-05-10 |
4 |
B |
$15.02 |
$56,896 |
D/D |
3,788 |
447,400 |
2.81 |
- |
|
| Birch Robert S. |
Owner |
– – – |
2021-04-13 |
4 |
S |
$15.49 |
$278,816 |
D/D |
(18,000) |
1,991,263 |
|
- |
|
| Birch Robert S. |
Owner |
– – – |
2021-04-12 |
4 |
S |
$15.38 |
$707,425 |
D/D |
(46,000) |
2,009,263 |
|
- |
|
| Birch Robert S. |
Owner |
– – – |
2021-04-09 |
4 |
S |
$15.62 |
$977,531 |
D/D |
(62,582) |
2,055,263 |
|
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2021-04-07 |
4 |
S |
$14.78 |
$1,813,371 |
D/D |
(122,651) |
2,117,845 |
|
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2021-04-06 |
4 |
S |
$14.98 |
$4,120,188 |
D/D |
(275,000) |
2,240,496 |
|
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2021-04-05 |
4 |
S |
$14.23 |
$1,579,297 |
D/D |
(111,000) |
2,515,496 |
|
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2021-04-01 |
4 |
S |
$13.98 |
$1,397,780 |
D/D |
(100,000) |
2,626,496 |
|
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2021-03-31 |
4 |
S |
$13.15 |
$1,933,050 |
D/D |
(147,000) |
2,726,496 |
|
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2021-03-26 |
4 |
S |
$14.01 |
$154,122 |
D/D |
(11,000) |
2,873,496 |
|
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2021-03-24 |
4 |
S |
$14.35 |
$565,485 |
D/D |
(39,400) |
2,884,496 |
|
- |
|
| Green Allison |
See Remarks |
• – – |
2021-03-05 |
4 |
AB |
$11.99 |
$79,254 |
D/D |
6,610 |
45,133 |
|
- |
|
| Green Allison |
See Remarks |
• – – |
2021-03-04 |
4 |
AB |
$11.86 |
$118,600 |
D/D |
10,000 |
38,523 |
|
- |
|
| Klein Mark D |
CEO and President |
• • – |
2021-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
154,362 |
443,612 |
|
- |
|
| Green Allison |
See Remarks |
• – – |
2021-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
28,523 |
28,523 |
|
- |
|
| Klein Mark D |
CEO and President |
• • – |
2020-12-03 |
4 |
B |
$11.58 |
$11,580 |
D/D |
1,000 |
289,250 |
2.81 |
- |
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186 Records found
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Page 3 of 8 |
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