| |
| |
| Exchange: |
Over The Counter |
| Security
Type: |
Common |
| Shares
Out: |
19,910,000 |
| Market
Cap: |
128.62(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$6.46 - $6.46 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile SuRo Capital is an internally-managed, non-diversified closed-end management investment company. Co.'s investment objective is to maximize its portfolio's total return, principally by seeking capital gains on its equity and equity-related investments.
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
105,000 |
114,000 |
256,508 |
| Total Buy Value |
$0 |
$421,917 |
$457,017 |
$1,014,869 |
| Total People Bought |
0 |
1 |
1 |
2 |
| Total Buy Transactions |
0 |
7 |
8 |
16 |
| Total Shares Sold |
0 |
12,050 |
12,050 |
12,050 |
| Total Sell Value |
$0 |
$48,562 |
$48,562 |
$48,562 |
| Total People Sold |
0 |
1 |
1 |
1 |
| Total Sell Transactions |
0 |
1 |
1 |
1 |
| End Date |
2024-02-25 |
2023-11-24 |
2023-05-26 |
2022-05-26 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Klein Mark D |
CEO and President |
• • – |
2020-12-02 |
4 |
B |
$11.41 |
$17,971 |
D/D |
1,575 |
288,250 |
2.81 |
- |
|
| Klein Mark D |
CEO and President |
• • – |
2020-11-18 |
4 |
B |
$10.57 |
$180,842 |
D/D |
17,109 |
286,675 |
2.81 |
- |
|
| Klein Mark D |
CEO and President |
• • – |
2020-11-17 |
4 |
B |
$10.32 |
$254,502 |
D/D |
24,661 |
269,566 |
2.81 |
- |
|
| Klein Mark D |
CEO and President |
• • – |
2020-11-16 |
4 |
B |
$9.81 |
$735,750 |
D/D |
75,000 |
244,905 |
2.81 |
- |
|
| Klein Mark D |
CEO and President |
• • – |
2020-11-11 |
4 |
B |
$9.65 |
$21,230 |
D/D |
2,200 |
169,905 |
2.81 |
- |
|
| Klein Mark D |
CEO and President |
• • – |
2020-11-10 |
4 |
B |
$8.96 |
$42,560 |
D/D |
4,750 |
167,705 |
2.81 |
- |
|
| Mazur Marc |
Director |
– • – |
2020-07-02 |
4 |
A |
$0.00 |
$0 |
D/D |
5,440 |
11,440 |
|
- |
|
| Lott Ronald M. |
Director |
– • – |
2020-07-02 |
4 |
A |
$0.00 |
$0 |
D/D |
5,440 |
5,540 |
|
- |
|
| Potter Leonard |
Director |
– • – |
2020-07-02 |
4 |
A |
$0.00 |
$0 |
D/D |
5,440 |
39,773 |
|
- |
|
| Westley Lisa |
Director |
– • – |
2020-07-02 |
4 |
A |
$0.00 |
$0 |
D/D |
5,440 |
5,440 |
|
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-06-30 |
4 |
B |
$9.02 |
$108,416 |
D/D |
12,000 |
2,923,896 |
2.45 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-06-25 |
4 |
B |
$8.80 |
$140,800 |
D/D |
16,000 |
2,841,176 |
2.45 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-06-24 |
4 |
B |
$8.69 |
$521,400 |
D/D |
60,000 |
2,825,176 |
2.45 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-06-23 |
4 |
B |
$8.52 |
$587,880 |
D/D |
69,000 |
2,765,176 |
2.45 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-06-04 |
4 |
B |
$6.49 |
$227,150 |
D/D |
35,000 |
2,696,176 |
2.45 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-06-03 |
4 |
B |
$6.34 |
$221,900 |
D/D |
35,000 |
2,661,176 |
2.45 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-06-02 |
4 |
B |
$6.32 |
$316,000 |
D/D |
50,000 |
2,626,176 |
2.45 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-06-01 |
4 |
B |
$6.44 |
$128,800 |
D/D |
20,000 |
2,576,176 |
2.45 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-05-29 |
4 |
B |
$6.33 |
$253,900 |
D/D |
40,000 |
2,556,176 |
2.45 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-05-27 |
4 |
B |
$6.39 |
$159,750 |
D/D |
25,000 |
2,516,176 |
2.45 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-05-19 |
4 |
B |
$6.21 |
$31,050 |
D/D |
5,000 |
2,491,176 |
2.37 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-05-15 |
4 |
B |
$6.14 |
$153,500 |
D/D |
25,000 |
2,486,176 |
2.45 |
- |
|
| Klein Mark D |
CEO and President |
• • – |
2020-05-14 |
4 |
B |
$6.05 |
$11,737 |
D/D |
1,940 |
162,955 |
2.81 |
- |
|
| Klein Mark D |
CEO and President |
• • – |
2020-05-13 |
4 |
B |
$6.11 |
$51,935 |
D/D |
8,500 |
161,015 |
2.81 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-04-09 |
4 |
B |
$6.00 |
$28,854 |
D/D |
4,809 |
2,461,176 |
2.37 |
- |
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214 Records found
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Page 4 of 9 |
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