| |
| |
| Exchange: |
Over The Counter |
| Security
Type: |
Common |
| Shares
Out: |
19,910,000 |
| Market
Cap: |
128.62(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$6.46 - $6.46 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile SuRo Capital is an internally-managed, non-diversified closed-end management investment company. Co.'s investment objective is to maximize its portfolio's total return, principally by seeking capital gains on its equity and equity-related investments.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
105,000 |
114,000 |
256,508 |
| Total Buy Value |
$0 |
$421,917 |
$457,017 |
$1,014,869 |
| Total People Bought |
0 |
1 |
1 |
2 |
| Total Buy Transactions |
0 |
7 |
8 |
16 |
| Total Shares Sold |
0 |
12,050 |
12,050 |
12,050 |
| Total Sell Value |
$0 |
$48,562 |
$48,562 |
$48,562 |
| Total People Sold |
0 |
1 |
1 |
1 |
| Total Sell Transactions |
0 |
1 |
1 |
1 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Birch Robert S. |
10% Owner |
– – • |
2020-01-09 |
4 |
B |
$6.84 |
$171,000 |
D/D |
25,000 |
1,620,000 |
2.45 |
- |
|
| Klein Mark D |
CEO and President |
• • – |
2020-01-09 |
4 |
B |
$6.79 |
$91,142 |
D/D |
13,423 |
152,515 |
2.81 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-01-08 |
4 |
B |
$6.79 |
$169,750 |
D/D |
25,000 |
1,595,000 |
2.45 |
- |
|
| Klein Mark D |
CEO and President |
• • – |
2020-01-08 |
4 |
B |
$6.65 |
$33,815 |
D/D |
5,085 |
139,092 |
2.81 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-01-03 |
4 |
B |
$6.76 |
$169,000 |
D/D |
25,000 |
1,570,000 |
2.45 |
- |
|
| Birch Robert S. |
10% Owner |
– – • |
2020-01-02 |
4 |
B |
$6.60 |
$165,000 |
D/D |
25,000 |
1,545,000 |
2.45 |
- |
|
| Klein Mark D |
CEO and President |
• • – |
2019-06-17 |
4 |
B |
$6.68 |
$33,400 |
D/D |
5,000 |
134,007 |
2.81 |
- |
|
| Klein Mark D |
CEO and President |
• • – |
2019-06-11 |
4 |
B |
$6.40 |
$57,645 |
D/D |
9,007 |
129,007 |
2.81 |
- |
|
| Klein Mark D |
CEO and President |
• • – |
2019-06-10 |
4 |
B |
$6.46 |
$135,615 |
D/D |
20,993 |
120,000 |
2.81 |
- |
|
| Lott Ronald M. |
Director |
– • – |
2018-12-20 |
4 |
B |
$5.67 |
$567 |
D/D |
100 |
100 |
2.31 |
- |
|
| Moe Michael T. |
Director |
– • – |
2018-06-19 |
4 |
AB |
$7.22 |
$4,996 |
D/D |
692 |
71,572 |
|
- |
|
| Moe Michael T. |
Director |
– • – |
2018-06-12 |
4 |
AB |
$6.79 |
$4,994 |
D/D |
736 |
70,880 |
|
- |
|
| Pottruck David S |
Director |
– • – |
2018-05-11 |
4 |
B |
$6.85 |
$102,710 |
I/I |
15,000 |
25,000 |
2.1 |
- |
|
| Moe Michael T. |
Executive Chairman |
• • – |
2017-11-21 |
4 |
AB |
$6.33 |
$4,994 |
D/D |
789 |
70,144 |
|
- |
|
| Moe Michael T. |
Executive Chairman |
• • – |
2017-10-20 |
4 |
AB |
$5.90 |
$4,998 |
D/D |
847 |
69,355 |
|
- |
|
| Klein Mark D |
CEO |
• • – |
2017-09-27 |
4 |
AB |
$5.02 |
$50,212 |
D/D |
10,000 |
97,340 |
|
- |
|
| Klein Mark D |
CEO |
• • – |
2017-09-20 |
4 |
AB |
$5.36 |
$53,579 |
D/D |
10,000 |
87,340 |
|
- |
|
| Moe Michael T. |
Executive Chairman |
• • – |
2017-09-20 |
4 |
AB |
$5.41 |
$5,000 |
D/D |
925 |
68,508 |
|
- |
|
| Pottruck David S |
Director |
– • – |
2017-09-15 |
4 |
B |
$5.37 |
$53,678 |
I/I |
10,000 |
10,000 |
2.1 |
- |
|
| Klein Mark D |
CEO |
• • – |
2017-09-13 |
4 |
AB |
$5.11 |
$51,132 |
D/D |
10,000 |
77,340 |
|
- |
|
| Potter Leonard |
Director |
– • – |
2017-09-12 |
4 |
B |
$5.17 |
$51,726 |
D/D |
10,000 |
34,333 |
2.39 |
- |
|
| Klein Mark D |
CEO |
• • – |
2017-09-06 |
4 |
AB |
$4.92 |
$49,176 |
D/D |
10,000 |
67,340 |
|
- |
|
| Klein Mark D |
CEO |
• • – |
2017-08-30 |
4 |
AB |
$4.64 |
$46,394 |
D/D |
10,000 |
57,340 |
|
- |
|
| Mazur Marc |
Director |
– • – |
2017-08-14 |
4 |
B |
$4.45 |
$26,700 |
D/D |
6,000 |
6,000 |
2.39 |
- |
|
| Moe Michael T. |
CEO |
• • – |
2016-12-21 |
4 |
B |
$4.78 |
$23,912 |
D/D |
5,000 |
67,583 |
2.81 |
- |
|
214 Records found
|
|
Page 6 of 9 |
|
|
