| |
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| Exchange: |
OTC Bulletin Board |
| Security
Type: |
Common |
| Shares
Out: |
12,810,000 |
| Market
Cap: |
226.48(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$15.46 - $18.29 |
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| Level
I Sector: |
Information Technology |
| Level
II Sector: |
Internet |
| Level
III Sector: |
Internet Software & Services |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile SWK Holdings focuses on pharmaceutical development, manufacturing and intellectual property licensing business. Co.'s reportable segments include Finance Receivables and Pharmaceutical Development. Co.'s finance receivables segment is primarily focused on commercial-stage products and related intellectual property through royalty purchases and financings, as well as through commercialized products. Co. engages in Pharmaceutical Development segment through its subsidiary, Enteris BioPharma, Inc. (Enteris). Enteris is a clinical stage biopharmaceutical company providing formulation solutions built around its proprietary oral drug delivery technologies, the Peptelligence® platform.
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D/I:
|
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
5,490 |
| Total Buy Value |
$0 |
$0 |
$0 |
$90,750 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
2 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Stead Edward B |
Director |
– • – |
2015-01-09 |
4 |
A |
$0.00 |
$0 |
D/D |
11,220 |
11,220 |
|
- |
|
| Carlson Clint Duane |
See Remarks |
– – • |
2014-12-05 |
4 |
B |
$1.37 |
$23,893,519 |
I/I |
17,440,525 |
90,120,229 |
1.5 |
- |
|
| Carlson Clint Duane |
See Remarks |
– – • |
2014-11-26 |
4 |
OE |
$0.86 |
$3,975,439 |
I/I |
4,622,604 |
72,679,704 |
|
- |
|
| Pope James Brett |
Chief Executive Officer |
• • – |
2014-11-26 |
4 |
B |
$0.86 |
$85,886 |
D/D |
99,868 |
363,337 |
2.81 |
- |
|
| Weinberg Michael |
Director |
– • – |
2014-11-26 |
4 |
B |
$0.86 |
$90,668 |
D/D |
105,428 |
410,428 |
2.39 |
- |
|
| Black Winston L Iii |
Managing Director |
• – – |
2014-11-26 |
4 |
B |
$0.86 |
$20,845 |
D/D |
24,238 |
87,939 |
2.74 |
- |
|
| Jacobson Charles M |
Chief Financial Officer |
• – – |
2014-11-26 |
4 |
B |
$0.86 |
$1,338 |
D/D |
1,556 |
6,056 |
2.66 |
- |
|
| Carlson Clint Duane |
See Remarks |
– • • |
2014-08-18 |
4 |
B |
$1.37 |
$76,593,960 |
I/I |
55,908,000 |
68,057,100 |
2.25 |
- |
|
| Margolis Michael A |
Director |
• • – |
2014-02-06 |
4 |
A |
$0.00 |
$0 |
D/D |
35,000 |
205,000 |
|
- |
|
| Nemelka John Fritzen |
Director |
• • – |
2014-02-06 |
4 |
A |
$0.00 |
$0 |
D/D |
35,000 |
112,544 |
|
- |
|
| Clifford William Thaddeus |
Director |
• • – |
2014-02-06 |
4 |
A |
$0.00 |
$0 |
D/D |
35,000 |
255,000 |
|
- |
|
| Weinberg Michael |
Director |
• • – |
2014-02-06 |
4 |
A |
$0.00 |
$0 |
D/D |
35,000 |
305,000 |
|
- |
|
| Jacobson Charles M |
CFO |
• – – |
2013-06-14 |
4 |
A |
$0.92 |
$4,140 |
D/D |
4,500 |
4,500 |
|
- |
|
| Clifford William Thaddeus |
Director |
– • – |
2013-05-22 |
4 |
A |
$0.80 |
$40,000 |
D/D |
50,000 |
220,000 |
|
- |
|
| Black Winston L Iii |
Managing Director |
• • – |
2013-05-21 |
4 |
B |
$0.80 |
$6,917 |
D/D |
8,700 |
63,701 |
2.81 |
- |
|
| Black Winston L Iii |
Managing Director |
• • – |
2013-05-20 |
4 |
B |
$0.79 |
$3,950 |
D/D |
5,000 |
55,001 |
2.73 |
- |
|
| Pope James Brett |
CEO |
• • – |
2013-05-20 |
4 |
B |
$0.80 |
$43,725 |
D/D |
55,000 |
262,469 |
2.81 |
- |
|
| Pope James Brett |
CEO |
• • – |
2013-05-17 |
4 |
B |
$0.79 |
$87,340 |
D/D |
110,000 |
207,469 |
2.81 |
- |
|
| Weinberg Michael |
Director |
– • – |
2013-03-14 |
4 |
A |
$0.00 |
$0 |
D/D |
35,000 |
270,000 |
|
- |
|
| Clifford William Thaddeus |
Director |
– • – |
2013-03-14 |
4 |
A |
$0.00 |
$0 |
D/D |
35,000 |
170,000 |
|
- |
|
| Nemelka John Fritzen |
Director |
– • – |
2013-03-14 |
4 |
A |
$0.00 |
$0 |
D/D |
35,000 |
77,544 |
|
- |
|
| Margolis Michael A |
Director |
– • – |
2013-03-14 |
4 |
A |
$0.00 |
$0 |
I/I |
0 |
803,600 |
|
- |
|
| Margolis Michael A |
Director |
– • – |
2013-03-14 |
4 |
A |
$0.00 |
$0 |
D/D |
35,000 |
170,000 |
|
- |
|
| Nemelka John Fritzen |
Director |
– • – |
2012-07-24 |
4 |
A |
$0.00 |
$0 |
D/D |
17,500 |
42,544 |
|
- |
|
| Black Winston L Iii |
Managing Director |
• – – |
2012-05-30 |
4 |
B |
$0.84 |
$24,080 |
D/D |
28,701 |
50,001 |
2.74 |
- |
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333 Records found
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