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Exchange: |
New York Stock Exchange |
Security
Type: |
Mutual Fund |
Shares
Out: |
29,800,000 |
Market
Cap: |
225.59(M) |
Last
Volume: |
19,022 |
Avg
Vol: |
21,590 |
52
Week Range: |
$7.12 - $8.56 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Foreign |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile The Swiss Helvetia Fund is registered as a non-diversified, closed-end management investment company. The Fund seeks long-term growth of capital through investment in equity and equity-linked securities of Swiss companies.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Dakos Andrew |
President and CEO |
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2022-03-03 |
4 |
B |
$8.82 |
$8,820 |
I/I |
1,000 |
3,000 |
2.58 |
-13% |
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Hellerman Gerald |
Director |
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2022-03-02 |
4 |
B |
$8.84 |
$8,850 |
D/D |
1,000 |
5,324 |
2.39 |
-14% |
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Dakos Andrew |
President and CEO |
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2022-02-03 |
4 |
B |
$9.31 |
$5,325 |
I/I |
572 |
2,000 |
2.58 |
-18% |
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Dakos Andrew |
President and CEO |
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2022-02-02 |
4 |
B |
$9.38 |
$4,015 |
I/I |
428 |
1,428 |
2.58 |
-18% |
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Goldstein Phillip |
Director |
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2021-07-02 |
4 |
S |
$9.79 |
$11,865 |
D/D |
(1,212) |
16,783 |
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0% |
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Goldstein Phillip |
Director |
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2021-06-04 |
4 |
S |
$9.48 |
$731,404 |
D/D |
(76,958) |
17,995 |
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3% |
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Goldstein Phillip |
Director |
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2021-06-03 |
4 |
S |
$9.67 |
$19,284 |
D/D |
(1,994) |
94,953 |
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5% |
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Goldstein Phillip |
Director |
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2021-06-02 |
4 |
S |
$9.71 |
$84,650 |
D/D |
(8,711) |
96,947 |
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5% |
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Goldstein Phillip |
Director |
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2021-06-01 |
4 |
S |
$9.69 |
$97,920 |
D/D |
(10,089) |
105,658 |
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5% |
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Sell Moritz A |
Director |
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2021-05-05 |
4 |
S |
$9.12 |
$18,240 |
D/D |
(2,000) |
1,330 |
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-8% |
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Sell Moritz A |
Director |
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2020-10-02 |
4 |
S |
$8.37 |
$16,740 |
D/D |
(2,000) |
3,330 |
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-12% |
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Goldstein Phillip |
Director |
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2020-04-30 |
4 |
B |
$7.37 |
$3,685 |
D/D |
500 |
115,747 |
2.31 |
11% |
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Goldstein Phillip |
Director |
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2020-04-23 |
4 |
B |
$7.35 |
$36,750 |
D/D |
5,000 |
115,247 |
2.39 |
16% |
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Hellerman Gerald |
Director |
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2020-04-03 |
4 |
B |
$6.90 |
$6,900 |
D/D |
1,000 |
4,067 |
2.39 |
18% |
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Sell Moritz A |
Director |
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2020-03-16 |
4 |
B |
$6.13 |
$6,234 |
D/D |
1,017 |
5,050 |
2.39 |
31% |
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Sell Moritz A |
Director |
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2020-03-09 |
4 |
B |
$7.67 |
$15,346 |
D/D |
2,000 |
4,033 |
2.39 |
-1% |
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Dakos Andrew |
President and CEO |
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2020-02-28 |
4 |
B |
$7.75 |
$7,750 |
D/D |
1,000 |
1,064 |
2.81 |
-3% |
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Goldstein Phillip |
Director |
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2020-02-28 |
4 |
B |
$7.73 |
$37,869 |
D/D |
4,899 |
0 |
2.39 |
-3% |
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Hellerman Gerald |
Director |
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2020-02-27 |
4 |
B |
$8.00 |
$8,000 |
D/D |
1,000 |
3,057 |
2.39 |
0% |
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Goldstein Phillip |
Director |
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2020-02-27 |
4 |
B |
$7.99 |
$39,950 |
D/D |
5,000 |
0 |
2.39 |
0% |
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Goldstein Phillip |
Director |
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2020-02-25 |
4 |
B |
$8.32 |
$125,241 |
D/D |
14,987 |
100,348 |
2.39 |
-5% |
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Goldstein Phillip |
Director |
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2020-02-24 |
4 |
B |
$8.42 |
$84,459 |
D/D |
10,013 |
85,361 |
2.39 |
-6% |
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Goldstein Phillip |
Director |
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2020-01-06 |
4 |
B |
$8.33 |
$9,046 |
D/D |
1,086 |
75,348 |
2.39 |
-13% |
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Goldstein Phillip |
Director |
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2019-12-19 |
4 |
B |
$8.20 |
$21,410 |
D/D |
2,611 |
74,262 |
2.39 |
- |
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Goldstein Phillip |
Director |
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2019-12-18 |
4 |
B |
$8.15 |
$5,004 |
D/D |
614 |
71,651 |
2.39 |
- |
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131 Records found
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Page 1 of 6 |
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