| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
29,800,000 |
| Market
Cap: |
238.70(M) |
| Last
Volume: |
31,435 |
Avg
Vol: |
21,505 |
| 52
Week Range: |
$7.12 - $8.56 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Foreign |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile The Swiss Helvetia Fund is registered as a non-diversified, closed-end management investment company. The Fund seeks long-term growth of capital through investment in equity and equity-linked securities of Swiss companies.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Dakos Andrew |
Director |
– • – |
2018-02-05 |
4 |
B |
$12.88 |
$82,970 |
I/I |
6,442 |
1,326,279 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2018-02-01 |
4 |
B |
$13.40 |
$18,129 |
I/I |
1,353 |
1,319,837 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2018-01-30 |
4 |
B |
$13.45 |
$67,820 |
I/I |
5,042 |
1,318,484 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2018-01-19 |
4 |
B |
$13.15 |
$211,790 |
I/I |
16,103 |
1,313,442 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2018-01-10 |
4 |
B |
$12.92 |
$3,773 |
D/D |
292 |
292 |
2.31 |
- |
|
| Dakos Andrew |
Director |
– • – |
2018-01-09 |
4 |
B |
$12.93 |
$106,373 |
I/I |
8,230 |
1,297,339 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2018-01-08 |
4 |
B |
$12.94 |
$22,662 |
I/I |
1,752 |
1,289,109 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2018-01-04 |
4 |
B |
$12.87 |
$71,235 |
I/I |
5,533 |
1,287,357 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2018-01-03 |
4 |
B |
$12.79 |
$50,532 |
I/I |
3,950 |
1,281,824 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2017-12-29 |
4 |
B |
$12.74 |
$16,968 |
I/I |
1,332 |
1,277,874 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2017-12-28 |
4 |
B |
$12.66 |
$177,672 |
I/I |
14,036 |
1,276,542 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2017-12-27 |
4 |
B |
$12.63 |
$247,548 |
I/I |
19,600 |
1,262,506 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2017-12-21 |
4 |
B |
$12.57 |
$90,935 |
I/I |
7,235 |
1,242,906 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2017-12-20 |
4 |
B |
$12.41 |
$39,253 |
I/I |
3,163 |
1,235,671 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2017-12-19 |
4 |
B |
$12.55 |
$41,428 |
I/I |
3,300 |
1,232,508 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2017-11-30 |
4 |
B |
$12.70 |
$36,485 |
I/I |
2,873 |
1,229,208 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2017-11-29 |
4 |
B |
$12.66 |
$28,896 |
I/I |
2,283 |
1,226,335 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2017-11-21 |
4 |
B |
$12.60 |
$164,492 |
I/I |
13,060 |
1,224,052 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2017-11-15 |
4 |
B |
$12.34 |
$17,206 |
I/I |
1,394 |
1,210,992 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2017-08-18 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,209,598 |
|
- |
|
| Sell Moritz A |
Director |
– • – |
2017-07-11 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,500 |
|
- |
|
| Ricciardi Fred J |
Director |
– • – |
2017-06-07 |
4 |
B |
$12.60 |
$50,405 |
D/D |
4,000 |
4,000 |
2.39 |
- |
|
| Boillat Jean-Marc |
Director |
– • – |
2017-03-10 |
4 |
S |
$11.07 |
$33,197 |
D/D |
(3,000) |
0 |
|
- |
|
| Calhoun Joseph S Iii |
Director |
– • – |
2016-12-30 |
4 |
B |
$10.21 |
$2,553 |
D/D |
250 |
550 |
2.31 |
- |
|
| Calhoun Joseph S Iii |
Director |
– • – |
2016-12-09 |
4 |
B |
$10.03 |
$3,009 |
D/D |
300 |
300 |
2.31 |
- |
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131 Records found
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