| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
29,800,000 |
| Market
Cap: |
238.40(M) |
| Last
Volume: |
51,138 |
Avg
Vol: |
21,505 |
| 52
Week Range: |
$7.12 - $8.56 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Foreign |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile The Swiss Helvetia Fund is registered as a non-diversified, closed-end management investment company. The Fund seeks long-term growth of capital through investment in equity and equity-linked securities of Swiss companies.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Hottinger Bank Trust Ltd |
Affiliated to Hottinger & Cie |
– – – |
2008-02-15 |
4 |
B |
$15.29 |
$152,905 |
D/D |
10,000 |
77,009 |
2.44 |
- |
|
| Hottinger Bank Trust Ltd |
Affiliated to Hottinger & Cie |
– – – |
2008-01-31 |
4 |
B |
$15.81 |
$79,072 |
D/D |
5,000 |
67,009 |
2.44 |
- |
|
| Hottinger Bank Trust Ltd |
Affiliated to Hottinger & Cie. |
– – – |
2008-01-23 |
4 |
B |
$15.71 |
$78,532 |
D/D |
5,000 |
57,355 |
2.44 |
- |
|
| Hottinger Bank Trust Ltd |
Affiliated to Hottinger Capita |
– – – |
2007-11-23 |
4 |
B |
$17.50 |
$122,511 |
D/D |
7,000 |
52,355 |
2.44 |
- |
|
| Hooper R Clark |
Director |
– • – |
2007-07-06 |
4 |
B |
$18.30 |
$18,338 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Kraynak Michael Jr |
Director |
– • – |
2007-07-02 |
4 |
B |
$17.94 |
$87,714 |
D/D |
4,890 |
10,000 |
2.39 |
- |
|
| Kraynak Michael Jr |
Director |
– • – |
2007-06-29 |
4 |
B |
$17.65 |
$22,945 |
D/D |
1,300 |
5,110 |
2.39 |
- |
|
| Boillat Jean-Marc |
Director |
– • – |
2007-06-25 |
4 |
B |
$17.89 |
$53,670 |
D/D |
3,000 |
4,200 |
2.39 |
- |
|
| Witt Samuel B |
Director |
– • – |
2007-06-22 |
4 |
OE |
$16.60 |
$18,542 |
D/D |
1,117 |
4,470 |
|
- |
|
| Comby Philippe |
Vice President |
• – – |
2007-06-22 |
4 |
OE |
$16.60 |
$15,670 |
D/D |
944 |
3,778 |
|
- |
|
| Kraynak Michael Jr |
Director |
– • – |
2007-06-22 |
4 |
OE |
$16.60 |
$21,746 |
D/D |
1,310 |
3,810 |
|
- |
|
| Hottinger Millisits Rudolf |
Sr. Vice President |
• – – |
2007-06-22 |
4 |
OE |
$16.60 |
$60,856 |
D/D |
3,666 |
11,640 |
|
- |
|
| Takacsy Alexandre |
Director |
– • – |
2007-06-22 |
4 |
OE |
$16.60 |
$4,382 |
D/D |
264 |
1,057 |
|
- |
|
| West Stephen K |
Director |
– • – |
2007-06-22 |
4 |
OE |
$16.60 |
$9,196 |
D/D |
554 |
19,771 |
|
- |
|
| Claude Frey |
Director |
– • – |
2007-06-22 |
4 |
OE |
$16.60 |
$12,815 |
D/D |
772 |
3,086 |
|
- |
|
| Hottinger Rodolphe |
President |
• – – |
2007-06-22 |
4 |
OE |
$16.60 |
$73,870 |
D/D |
4,450 |
4,697 |
|
- |
|
| Hottinger Rodolphe |
President |
• – – |
2007-06-22 |
4 |
OE |
$16.60 |
$4,100 |
I/I |
247 |
4,131 |
|
- |
|
| Veilleux Edward J |
Secretary of Swiss Helvetia |
• – – |
2007-06-22 |
4 |
OE |
$16.60 |
$19,721 |
D/D |
1,188 |
3,461 |
|
- |
|
| Hottinger Capital Corp |
Investment Advisor |
– – – |
2007-06-22 |
4 |
OE |
$16.60 |
$811,408 |
D/D |
48,880 |
189,187 |
|
- |
|
| Hottinger Ge |
Parent Co. of Invest. Advisor |
– – – |
2007-06-22 |
4 |
OE |
$16.60 |
$242,592 |
I/I |
14,614 |
249,527 |
|
- |
|
| Hottinger Ge |
Parent Co. of Invest. Advisor |
– – – |
2007-06-22 |
4 |
OE |
$16.60 |
$792,965 |
D/D |
47,769 |
191,074 |
|
- |
|
| Hottinger Capital Corp |
Investment Advisor |
– – – |
2007-06-22 |
4 |
OE |
$16.60 |
$19,721 |
D/D |
1,188 |
3,461 |
|
- |
|
| Brenner Paul |
Director |
– • – |
2007-06-22 |
4 |
OE |
$16.60 |
$86,071 |
D/D |
5,185 |
15,087 |
|
- |
|
| Valencienne Pineau Didier |
Director |
– • – |
2007-06-22 |
4 |
OE |
$16.60 |
$12,732 |
D/D |
767 |
3,070 |
|
- |
|
| Boillat Jean-Marc |
Director |
– • – |
2007-06-22 |
4 |
OE |
$16.60 |
$6,640 |
D/D |
400 |
4,600 |
|
- |
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131 Records found
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Page 5 of 6 |
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