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TICC Capital Corp (TICC)    
$9.92 0.15 (1.49%) as of 4:30 Wed 5/22


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Exchange: Nasdaq National Market
Security Type: Mutual Fund
Shares Out: 32,671,000 as of 6/30
Market Cap: 324.10(M)
Last Volume: 0 Avg Vol: 0
52 Week Range: $8.9 - $11.02
Level I Sector: Financials
Level II Sector:   Financial Services
Level III Sector:      Closed - End Fund - Debt

Member Indexes:

      

Rankings:

     
Insider 3 Months    :   -
Insider 6 Months    :   -
Insider 3/6 Months :   -
Guru Rank Number :  -
Guru Rank Value     :  -
Guru Occurances    :  -

 

            6 Months   1 Year   2 Year  
 
 

Company Profile   TICC Capital is a finance company engaged in providing capital to primarily non-public small- and medium-sized companies. Co.'s debt investments may include bilateral loans (loans where it holds the entirety of a particular loan) and syndicated loans (those where multiple investors hold portions of that loan). Co. also invests in structured finance investments, including collateralized loan obligation investment vehicles, which owns debt securities. Co. may also invest in publicly traded debt and/or equity securities. Co.'s investment activities are managed by TICC Management LLC, Co.'s investment advisor.

 
Summary  (Direct Transactions Only) 3 Months 6 Months 12 Months 24 Months
Total Shares Bought 0 0 0 134,161
Total Buy Value $0 $0 $0 $1,129,030
Total People Bought 0 0 0 3
Total Buy Transactions 0 0 0 7
Total Shares Sold 0 0 0 0
Total Sell Value $0 $0 $0 $0
Total People Sold 0 0 0 0
Total Sell Transactions 0 0 0 0
End Date 2013-02-21 2012-11-20 2012-05-22 2011-05-23

   
Records found: 64
  Page 1 of 3  
Filer's Name Relation Title Off-Dir-10% Tran. Date Form Action Price Mkt Value D/I Shares Holdings
Rank

 
3m +/-  
Form
   Conroy Patrick CFO, CCO and Secretary   •       –      –    2011-12-21 4 B $8.50 $85,000 D/D 10,000 54,985 2.74 8%     
   Royce Charles M Director   –       •      –    2011-12-21 4 B $8.45 $16,756 D/D 1,983 376,915 2.39 8%     
   Rosenthal Saul B President and COO   •       –      –    2011-12-19 4 B $8.50 $169,964 D/D 20,000 107,355 2.74 12%     
   Royce Charles M Director   –       •      –    2011-12-19 4 B $8.48 $212,055 D/D 25,000 374,932 2.39 12%     
   Royce Charles M Director   –       •      –    2011-08-11 4 B $8.30 $830 D/D 100 338,532 2.31 -7%     
   Royce Charles M Director   –       •      –    2011-08-10 4 B $8.28 $199,347 D/D 24,078 338,432 2.39 5%     
   Royce Charles M Director   –       •      –    2011-08-09 4 B $8.40 $445,078 D/D 53,000 314,354 2.39 -7%     
   Cohen Jonathan H Chief Executive Officer   •       •      –    2010-08-24 4 B $8.75 $54,070 D/D 6,166 310,193 2.81 28%     
   Cohen Jonathan H Chief Executive Officer   •       •      –    2010-08-11 4 B $8.75 $33,548 D/D 3,834 304,027 2.81 21%     
   Cohen Jonathan H Chief Executive Officer   •       •      –    2010-05-20 4 B $7.95 $90,880 D/D 11,416 300,188 2.81 34%     
   Conroy Patrick CFO, CCO and Secretary   •       –      –    2010-05-13 4 B $8.00 $40,000 D/D 5,000 41,605 2.74 23%     
   Conroy Patrick CFO, CCO and Secretary   •       –      –    2010-05-12 4 B $7.95 $39,870 D/D 5,000 36,605 2.74 25%     
   Conroy Patrick CFO, CCO and Secretary   •       –      –    2010-03-23 4 B $6.78 $34,858 D/D 5,104 31,048 2.74 26%     
   Conroy Patrick CFO, CCO and Secretary   •       –      –    2010-03-22 4 B $6.70 $6,700 D/D 1,000 25,944 2.74 28%     
   Cohen Jonathan H Chief Executive Officer   •       •      –    2008-11-21 4 B $2.90 $87,300 D/D 30,000 288,737 2.81     -
   Cohen Jonathan H Chief Executive Officer   •       •      –    2008-11-20 4 B $2.90 $290 D/D 100 258,737 2.73     -
   Cohen Jonathan H Chief Executive Officer   •       •      –    2008-11-12 4 B $2.95 $25,075 D/D 8,500 258,637 2.81     -
   Rosenthal Saul B President and COO   •       –      –    2008-11-12 4 B $3.05 $18,422 D/D 6,040 87,291 2.74     -
   Novak Steven P Director   –       •      –    2008-11-12 4 S $2.85 $16,754 I/I (5,878) 10,000     -
   Conroy Patrick CFO, CCO, Treas. and Sec.   •       –      –    2008-11-12 4 B $2.99 $30,113 D/D 10,000 21,978 2.74     -
   Rosenthal Saul B President and COO   •       –      –    2008-11-11 4 B $3.02 $57,602 D/D 18,960 81,251 2.74     -
   Cohen Jonathan H Chief Executive Officer   •       •      –    2008-09-18 4 B $4.60 $47,420 D/D 10,200 250,125 2.81     -
   Rosenthal Saul B President and COO   •       –      –    2008-09-17 4 B $4.67 $117,027 D/D 25,000 62,279 2.74     -
   Conroy Patrick CFO, COO, Treas. and Sec.   •       –      –    2008-06-23 4 B $5.01 $40,122 D/D 8,000 11,394 2.74     -
   Cohen Jonathan H Chief Executive Officer   •       •      –    2008-06-23 4 B $5.00 $24,478 D/D 4,801 239,925 2.81     -

  64 Records found
  1  2  3   
  Page 1 of 3
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
  OE - Options Exercised A - Acquired
  IO - Initital Ownership D - Disposed