| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
32,671,000 as of 6/30 |
| Market
Cap: |
324.10(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$8.9 - $11.02 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Company Profile TICC Capital is a finance company engaged in providing capital to primarily non-public small- and medium-sized companies. Co.'s debt investments may include bilateral loans (loans where it holds the entirety of a particular loan) and syndicated loans (those where multiple investors hold portions of that loan). Co. also invests in structured finance investments, including collateralized loan obligation investment vehicles, which owns debt securities. Co. may also invest in publicly traded debt and/or equity securities. Co.'s investment activities are managed by TICC Management LLC, Co.'s investment advisor.
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
134,161 |
| Total Buy Value |
$0 |
$0 |
$0 |
$1,129,030 |
| Total People Bought |
0 |
0 |
0 |
3 |
| Total Buy Transactions |
0 |
0 |
0 |
7 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2013-02-21 |
2012-11-20 |
2012-05-22 |
2011-05-23 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
Conroy Patrick |
CFO, CCO and Secretary |
|
2011-12-21 |
4 |
B |
$8.50 |
$85,000 |
D/D |
10,000 |
54,985 |
2.74 |
8% |
|
Royce Charles M |
Director |
|
2011-12-21 |
4 |
B |
$8.45 |
$16,756 |
D/D |
1,983 |
376,915 |
2.39 |
8% |
|
Rosenthal Saul B |
President and COO |
|
2011-12-19 |
4 |
B |
$8.50 |
$169,964 |
D/D |
20,000 |
107,355 |
2.74 |
12% |
|
Royce Charles M |
Director |
|
2011-12-19 |
4 |
B |
$8.48 |
$212,055 |
D/D |
25,000 |
374,932 |
2.39 |
12% |
|
Royce Charles M |
Director |
|
2011-08-11 |
4 |
B |
$8.30 |
$830 |
D/D |
100 |
338,532 |
2.31 |
-7% |
|
Royce Charles M |
Director |
|
2011-08-10 |
4 |
B |
$8.28 |
$199,347 |
D/D |
24,078 |
338,432 |
2.39 |
5% |
|
Royce Charles M |
Director |
|
2011-08-09 |
4 |
B |
$8.40 |
$445,078 |
D/D |
53,000 |
314,354 |
2.39 |
-7% |
|
Cohen Jonathan H |
Chief Executive Officer |
|
2010-08-24 |
4 |
B |
$8.75 |
$54,070 |
D/D |
6,166 |
310,193 |
2.81 |
28% |
|
Cohen Jonathan H |
Chief Executive Officer |
|
2010-08-11 |
4 |
B |
$8.75 |
$33,548 |
D/D |
3,834 |
304,027 |
2.81 |
21% |
|
Cohen Jonathan H |
Chief Executive Officer |
|
2010-05-20 |
4 |
B |
$7.95 |
$90,880 |
D/D |
11,416 |
300,188 |
2.81 |
34% |
|
Conroy Patrick |
CFO, CCO and Secretary |
|
2010-05-13 |
4 |
B |
$8.00 |
$40,000 |
D/D |
5,000 |
41,605 |
2.74 |
23% |
|
Conroy Patrick |
CFO, CCO and Secretary |
|
2010-05-12 |
4 |
B |
$7.95 |
$39,870 |
D/D |
5,000 |
36,605 |
2.74 |
25% |
|
Conroy Patrick |
CFO, CCO and Secretary |
|
2010-03-23 |
4 |
B |
$6.78 |
$34,858 |
D/D |
5,104 |
31,048 |
2.74 |
26% |
|
Conroy Patrick |
CFO, CCO and Secretary |
|
2010-03-22 |
4 |
B |
$6.70 |
$6,700 |
D/D |
1,000 |
25,944 |
2.74 |
28% |
|
Cohen Jonathan H |
Chief Executive Officer |
|
2008-11-21 |
4 |
B |
$2.90 |
$87,300 |
D/D |
30,000 |
288,737 |
2.81 |
- |
|
Cohen Jonathan H |
Chief Executive Officer |
|
2008-11-20 |
4 |
B |
$2.90 |
$290 |
D/D |
100 |
258,737 |
2.73 |
- |
|
Cohen Jonathan H |
Chief Executive Officer |
|
2008-11-12 |
4 |
B |
$2.95 |
$25,075 |
D/D |
8,500 |
258,637 |
2.81 |
- |
|
Rosenthal Saul B |
President and COO |
|
2008-11-12 |
4 |
B |
$3.05 |
$18,422 |
D/D |
6,040 |
87,291 |
2.74 |
- |
|
Novak Steven P |
Director |
|
2008-11-12 |
4 |
S |
$2.85 |
$16,754 |
I/I |
(5,878) |
10,000 |
|
- |
|
Conroy Patrick |
CFO, CCO, Treas. and Sec. |
|
2008-11-12 |
4 |
B |
$2.99 |
$30,113 |
D/D |
10,000 |
21,978 |
2.74 |
- |
|
Rosenthal Saul B |
President and COO |
|
2008-11-11 |
4 |
B |
$3.02 |
$57,602 |
D/D |
18,960 |
81,251 |
2.74 |
- |
|
Cohen Jonathan H |
Chief Executive Officer |
|
2008-09-18 |
4 |
B |
$4.60 |
$47,420 |
D/D |
10,200 |
250,125 |
2.81 |
- |
|
Rosenthal Saul B |
President and COO |
|
2008-09-17 |
4 |
B |
$4.67 |
$117,027 |
D/D |
25,000 |
62,279 |
2.74 |
- |
|
Conroy Patrick |
CFO, COO, Treas. and Sec. |
|
2008-06-23 |
4 |
B |
$5.01 |
$40,122 |
D/D |
8,000 |
11,394 |
2.74 |
- |
|
Cohen Jonathan H |
Chief Executive Officer |
|
2008-06-23 |
4 |
B |
$5.00 |
$24,478 |
D/D |
4,801 |
239,925 |
2.81 |
- |
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64 Records found
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Page 1 of 3 |
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