TICC : Insider Transactions for TICC Capital Corp

Sign in:	Email	Password save:

		Company Reports
Find Symbol

Recent: Companies Filers Institutions

Membership is free, please Sign Up.

My Recent Searches

Help

Roster

Institutions

Add To Portfolo/Alerts

New Search

Get Insiders for :

TICC Capital Corp (TICC)

$3.23

0.01 (0.31%) as of 4:30 Mon 5/13

Download

Exchange:

Nasdaq National Market

Security Type:

Common

Shares Out:

51,479,000

Market Cap:

166.28(M)

Last Volume:

Avg Vol:

52 Week Range:

$2.61 - $3.29

Level I Sector:

Financials

Level II Sector:

Financial Services

Level III Sector:

Closed - End Fund - Debt

Member Indexes:

Rankings:

Insider 3 Months : -

Insider 6 Months : -

Insider 3/6 Months : -

Guru Rank Number : -

Guru Rank Value : -

Guru Occurances : -


6 Months 1 Year 2 Year


Company Profile Oxford Square Capital is a closed-end, non-diversified management investment company. Co.'s primary focus is to seek a risk-adjusted total return by investing primarily in corporate debt securities and collateralized loan obligation structured finance investments that own corporate debt securities.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	153,474
Total Buy Value	$0	$0	$0	$610,746
Total People Bought	0	0	0	2
Total Buy Transactions	0	0	0	20
Total Shares Sold	0	0	0	0
Total Sell Value	$0	$0	$0	$0
Total People Sold	0	0	0	0
Total Sell Transactions	0	0	0	0
End Date	2024-02-11	2023-11-10	2023-05-12	2022-05-12

Adjust Filter Settings

Records found: 396

Page 8 of 16

Filer's Name

Relation Title

Off-Dir-10%

Tran. Date

Form

Action

Price

Mkt Value

D/I

Shares

Holdings

Rank

3m +/-

Form

Cohen Jonathan H

Chief Executive Officer

• • –

2017-12-21

$5.84

$39,335

D/D

6,737

1,252,351

2.81

Rosenthal Saul B

President and COO

• – –

2017-12-20

$5.83

$47,152

D/D

8,086

1,042,751

2.74

Cohen Jonathan H

Chief Executive Officer

• • –

2017-12-20

$5.83

$47,152

D/D

8,086

1,245,614

2.81

Cohen Jonathan H

Chief Executive Officer

• • –

2017-12-19

$5.75

$3,452

D/D

601

1,237,528

2.73

Rosenthal Saul B

President and COO

• – –

2017-12-19

$5.75

$3,452

D/D

601

1,034,665

2.66

Cohen Jonathan H

Chief Executive Officer

• • –

2017-12-18

$5.81

$181,083

D/D

31,161

1,236,928

2.81

Rosenthal Saul B

President and COO

• – –

2017-12-18

$5.81

$181,083

D/D

31,161

1,034,065

2.74

Cohen Jonathan H

Chief Executive Officer

• • –

2017-12-15

$5.84

$49,664

D/D

8,498

1,205,767

2.81

Rosenthal Saul B

President and COO

• – –

2017-12-15

$5.84

$49,664

D/D

8,498

1,002,904

2.74

Rosenthal Saul B

President and COO

• – –

2017-12-13

$5.94

$26,422

D/D

4,445

994,406

2.74

Cohen Jonathan H

Chief Executive Officer

• • –

2017-12-13

$5.94

$26,422

D/D

4,445

1,197,269

2.81

Rosenthal Saul B

President and COO

• – –

2017-12-12

$6.08

$138,148

D/D

22,737

989,961

2.74

Cohen Jonathan H

Chief Executive Officer

• • –

2017-12-12

$6.08

$138,148

D/D

22,737

1,192,824

2.81

Rosenthal Saul B

President and COO

• – –

2017-12-11

$6.10

$2,745

D/D

450

967,224

2.66

Cohen Jonathan H

Chief Executive Officer

• • –

2017-12-11

$6.10

$2,745

D/D

450

1,170,087

2.73

Cohen Jonathan H

Chief Executive Officer

• • –

2017-11-22

$6.10

$122

D/D

1,169,637

2.73

Rosenthal Saul B

President and COO

• – –

2017-11-22

$6.10

$122

D/D

966,774

2.66

Cohen Jonathan H

Chief Executive Officer

• • –

2017-11-21

$6.09

$6,393

D/D

1,050

1,169,617

2.81

Rosenthal Saul B

President and COO

• – –

2017-11-21

$6.09

$6,393

D/D

1,050

966,754

2.74

Rosenthal Saul B

President and COO

• – –

2017-11-20

$6.08

$11,370

D/D

1,869

965,704

2.74

Cohen Jonathan H

Chief Executive Officer

• • –

2017-11-20

$6.08

$11,370

D/D

1,869

1,168,567

2.81

Rosenthal Saul B

President and COO

• – –

2017-11-17

$6.06

$13,584

D/D

2,243

963,835

2.74

Cohen Jonathan H

Chief Executive Officer

• • –

2017-11-17

$6.06

$13,584

D/D

2,243

1,166,698

2.81

Rosenthal Saul B

President and COO

• – –

2017-11-16

$6.07

$17,938

D/D

2,956

961,592

2.74

Cohen Jonathan H

Chief Executive Officer

• • –

2017-11-16

$6.07

$17,938

D/D

2,956

1,164,455

2.81

396 Records found	1 2 3 4 5 6 7 8 9 Next	Page 8 of 16

Transaction Code Key:				Ownership Code Key
B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
OE	- Options Exercised	A	- Acquired
IO	- Initital Ownership	D	- Disposed

Summary:

Chart:

3m +/-: