| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
47,609,000 |
| Market
Cap: |
218.53(M) |
| Last
Volume: |
101,914 |
Avg
Vol: |
108,343 |
| 52
Week Range: |
$4.48 - $4.85 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile TCW Strategic Income Fund is registered as a diversified, closed-end management investment company. The Fund's investment objective is to seek a total return comprised of current income and capital appreciation, and it seeks to achieve its investment objective by investing in a range of securities including convertible securities, marketable equity securities, investment-grade debt securities, high-yield debt securities, securities issued or guaranteed by the United States Government, its agencies and instrumentalities, repurchase agreements, mortgage related securities, asset-backed securities, money market securities, other securities and derivative instruments.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
46,300 |
559,075 |
| Total Sell Value |
$0 |
$0 |
$215,295 |
$2,655,582 |
| Total People Sold |
0 |
0 |
1 |
2 |
| Total Sell Transactions |
0 |
0 |
1 |
18 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Rivelle Tad |
Portfolio Manager |
• – – |
2015-09-22 |
4 |
B |
$0.00 |
$0 |
D/D |
0 |
546,466 |
2.66 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2015-09-22 |
4 |
B |
$5.12 |
$102,529 |
D/D |
20,000 |
546,466 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2015-05-29 |
4 |
B |
$5.13 |
$5,643 |
D/D |
1,100 |
256,131 |
2.74 |
- |
|
| Rogers Victoria B |
Director |
– • – |
2015-05-05 |
4 |
B |
$5.45 |
$38,162 |
I/I |
7,000 |
16,200 |
2.1 |
- |
|
| Parker Charles A |
Director |
– • – |
2015-04-21 |
4 |
S |
$5.45 |
$1,635 |
I/I |
(300) |
0 |
|
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2015-04-14 |
4 |
B |
$0.00 |
$0 |
I/I |
0 |
39,781 |
1.91 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2015-04-14 |
4 |
B |
$5.39 |
$54,326 |
I/I |
10,079 |
39,781 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2015-02-12 |
4 |
B |
$5.37 |
$54,661 |
I/I |
10,178 |
29,702 |
1.99 |
- |
|
| Flack Mitch |
Portfolio Manager |
• – – |
2015-02-10 |
4 |
B |
$5.39 |
$59,290 |
I/I |
11,000 |
46,300 |
1.99 |
- |
|
| Flack Mitch |
Portfolio Manager |
• – – |
2015-02-10 |
4 |
B |
$5.39 |
$40,425 |
D/D |
7,500 |
40,425 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2015-02-10 |
4 |
B |
$5.38 |
$105,144 |
I/I |
19,524 |
19,524 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2015-01-06 |
4 |
B |
$5.36 |
$134,000 |
D/D |
25,000 |
526,466 |
2.74 |
- |
|
| Parker Charles A |
Director |
– • – |
2014-12-29 |
4 |
B |
$0.00 |
$0 |
D/D |
0 |
5,573 |
2.31 |
- |
|
| Parker Charles A |
Director |
– • – |
2014-12-29 |
4 |
B |
$5.43 |
$13,575 |
D/D |
2,500 |
5,573 |
2.39 |
- |
|
| Rogers Victoria B |
Director |
– • – |
2014-10-22 |
4 |
B |
$5.45 |
$50,140 |
I/I |
9,200 |
9,200 |
2.1 |
- |
|
| Tarica Andrew |
Director |
– • – |
2014-10-15 |
4 |
B |
$5.38 |
$26,900 |
D/D |
5,000 |
10,000 |
2.39 |
- |
|
| Tarica Andrew |
Director |
– • – |
2014-10-14 |
4 |
B |
$0.00 |
$0 |
I/I |
0 |
4,000 |
2.02 |
- |
|
| Tarica Andrew |
Director |
– • – |
2014-10-14 |
4 |
B |
$5.48 |
$32,880 |
I/I |
6,000 |
4,000 |
2.1 |
- |
|
| Bell Samuel P |
Director |
– • – |
2014-07-21 |
4 |
B |
$5.57 |
$15,040 |
D/D |
2,700 |
2,700 |
2.39 |
- |
|
| Tarica Andrew |
Director |
– • – |
2014-07-09 |
4 |
B |
$0.00 |
$0 |
D/D |
0 |
5,000 |
2.31 |
- |
|
| Tarica Andrew |
Director |
– • – |
2014-07-09 |
4 |
B |
$0.00 |
$0 |
I/I |
0 |
4,000 |
2.02 |
- |
|
| Tarica Andrew |
Director |
– • – |
2014-07-09 |
4 |
B |
$5.54 |
$55,400 |
I/I |
10,000 |
20,000 |
2.1 |
- |
|
| Tarica Andrew |
Director |
– • – |
2014-07-09 |
4 |
B |
$5.54 |
$55,400 |
D/D |
10,000 |
10,000 |
2.39 |
- |
|
| Kerr Janet |
Director |
– • – |
2014-06-16 |
4 |
B |
$5.57 |
$19,978 |
D/D |
3,590 |
3,590 |
2.39 |
- |
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124 Records found
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Page 5 of 5 |
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