| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
47,609,000 |
| Market
Cap: |
220.43(M) |
| Last
Volume: |
51,006 |
Avg
Vol: |
110,077 |
| 52
Week Range: |
$4.48 - $4.85 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile TCW Strategic Income Fund is registered as a diversified, closed-end management investment company. The Fund's investment objective is to seek a total return comprised of current income and capital appreciation, and it seeks to achieve its investment objective by investing in a range of securities including convertible securities, marketable equity securities, investment-grade debt securities, high-yield debt securities, securities issued or guaranteed by the United States Government, its agencies and instrumentalities, repurchase agreements, mortgage related securities, asset-backed securities, money market securities, other securities and derivative instruments.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
46,300 |
559,075 |
| Total Sell Value |
$0 |
$0 |
$215,295 |
$2,655,582 |
| Total People Sold |
0 |
0 |
1 |
2 |
| Total Sell Transactions |
0 |
0 |
1 |
18 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Rivelle Tad |
Portfolio Manager |
• – – |
2014-01-30 |
4 |
B |
$5.32 |
$112,731 |
D/D |
21,190 |
232,798 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2014-01-29 |
4 |
B |
$0.00 |
$0 |
I/I |
0 |
98,940 |
1.91 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2014-01-29 |
4 |
B |
$5.34 |
$267,000 |
I/I |
50,000 |
98,940 |
1.99 |
- |
|
| Flack Mitch |
Portfolio Manager |
• – – |
2014-01-03 |
4 |
B |
$5.30 |
$99,050 |
I/I |
18,700 |
35,300 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2013-12-16 |
4/A |
B |
$5.31 |
$132,750 |
D/D |
25,000 |
211,608 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2013-12-16 |
4/A |
B |
$5.31 |
$132,750 |
I/I |
25,000 |
48,940 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2013-12-16 |
4 |
B |
$5.31 |
$132,750 |
I/I |
25,000 |
211,608 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2013-12-16 |
4 |
B |
$5.31 |
$132,750 |
D/D |
25,000 |
48,940 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2013-09-06 |
4/A |
B |
$5.24 |
$52,478 |
I/I |
10,000 |
23,940 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2013-09-06 |
4 |
B |
$5.24 |
$52,478 |
I/I |
10,000 |
33,940 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2013-09-05 |
4 |
B |
$5.24 |
$52,395 |
D/D |
9,999 |
186,608 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2013-08-28 |
4 |
B |
$5.27 |
$7,378 |
D/D |
1,400 |
176,608 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2013-08-08 |
4 |
B |
$5.41 |
$20,570 |
D/D |
3,800 |
175,208 |
2.74 |
- |
|
| Kane Steve |
Portfolio Manager |
• – – |
2013-07-18 |
4 |
B |
$5.41 |
$17,869 |
D/D |
3,303 |
9,240 |
2.74 |
- |
|
| Kane Steve |
Portfolio Manager |
• – – |
2013-07-17 |
4 |
B |
$5.41 |
$32,116 |
D/D |
5,937 |
5,937 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2013-07-16 |
4 |
B |
$5.38 |
$53,800 |
I/I |
10,000 |
13,940 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2013-07-10 |
4 |
B |
$5.34 |
$106,266 |
I/I |
19,900 |
156,355 |
1.99 |
- |
|
| Gavin John A |
Director |
– • – |
2013-05-30 |
4 |
B |
$5.78 |
$57,205 |
I/I |
9,898 |
92,000 |
2.1 |
- |
|
| Haden Patrick C |
Director |
– • – |
2013-05-29 |
4/A |
B |
$5.78 |
$99,108 |
D/D |
17,150 |
21,001 |
2.39 |
- |
|
| Haden Patrick C |
Director |
– • – |
2013-05-29 |
4 |
B |
$5.78 |
$99,108 |
I/I |
17,150 |
21,001 |
2.1 |
- |
|
| Gavin John A |
Director |
– • – |
2013-05-29 |
4 |
B |
$5.76 |
$190,598 |
I/I |
33,102 |
82,102 |
2.1 |
- |
|
| Haden Patrick C |
Director |
– • – |
2013-03-07 |
4 |
B |
$5.83 |
$8,072 |
D/D |
1,385 |
3,788 |
2.39 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2012-09-05 |
4 |
B |
$5.23 |
$5 |
D/D |
1 |
176,609 |
2.66 |
- |
|
| Flack Mitch |
Portfolio Manager |
• – – |
2012-07-17 |
4/A |
B |
$0.00 |
$0 |
D/D |
0 |
32,925 |
2.66 |
- |
|
| Flack Mitch |
Portfolio Manager |
• – – |
2012-07-17 |
4 |
B |
$5.35 |
$107,000 |
D/D |
20,000 |
49,525 |
2.74 |
- |
|
334 Records found
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Page 6 of 14 |
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