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Exchange: |
New York Stock Exchange |
Security
Type: |
Mutual Fund |
Shares
Out: |
69,900,000 |
Market
Cap: |
2.14(B) |
Last
Volume: |
51,003 |
Avg
Vol: |
54,694 |
52
Week Range: |
$25.17 - $30.6 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Tri-Continental is registered as a diversified, closed-end management investment company. The Fund's investment objective is to produce future growth of both capital and income, while providing reasonable income. The Fund invests across a company's investable capital structure, including stocks, bonds and convertible securities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
3,000 |
3,000 |
Total Buy Value |
$0 |
$0 |
$81,211 |
$81,211 |
Total People Bought |
0 |
0 |
1 |
1 |
Total Buy Transactions |
0 |
0 |
1 |
1 |
Total Shares Sold |
0 |
0 |
27 |
27 |
Total Sell Value |
$0 |
$0 |
$748 |
$748 |
Total People Sold |
0 |
0 |
1 |
1 |
Total Sell Transactions |
0 |
0 |
1 |
1 |
End Date |
2023-12-28 |
2023-09-26 |
2023-03-28 |
2022-03-28 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Waldner Matthew M |
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2024-03-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
151 |
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2% |
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Waldner Matthew M |
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2024-03-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
15,743 |
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2% |
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Moffett David M |
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2024-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
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6% |
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Kelly Janet Langford |
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2023-08-29 |
4 |
S |
$27.71 |
$748 |
D/D |
(27) |
73 |
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-4% |
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Sivaraman Raghavendran |
Portfolio Manager of Issuer |
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2023-07-06 |
4 |
B |
$27.06 |
$81,211 |
D/D |
3,000 |
3,000 |
0.01 |
-2% |
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Kelly Janet Langford |
Director |
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2023-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
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1% |
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Lee Grace |
Portfolio Manager of Issuer |
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2022-03-14 |
4 |
B |
$29.15 |
$58,300 |
D/D |
2,000 |
2,000 |
2.44 |
-6% |
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Hacker Douglas A |
Director |
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2022-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
220 |
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-16% |
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Beckman Daniel |
Senior Vice President |
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2021-05-06 |
4 |
B |
$34.00 |
$11,050 |
D/D |
325 |
325 |
2.74 |
1% |
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Petersen Christopher O. |
President & Prin Exec Off |
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2020-11-17 |
4 |
B |
$28.40 |
$2,840 |
D/D |
100 |
100 |
2.66 |
14% |
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Yeager Sandra |
Director |
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2020-06-15 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,000 |
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5% |
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King David L |
Portfolio Manager of Issuer |
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2020-03-02 |
4 |
B |
$26.09 |
$112,307 |
D/D |
4,275 |
150,000 |
2.44 |
-5% |
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King David L |
Portfolio Manager of Issuer |
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2020-03-02 |
4 |
B |
$25.44 |
$146,329 |
D/D |
5,637 |
145,637 |
2.44 |
-5% |
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King David L |
Portfolio Manager of Issuer |
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2020-03-01 |
4 |
B |
$26.62 |
$2,343 |
D/D |
88 |
148,391 |
2.36 |
-5% |
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Carlton Pamela G |
Director |
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2020-02-03 |
4 |
S |
$28.34 |
$28,354 |
D/D |
(1,000) |
1,263 |
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12% |
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Gallagher Brian J |
Director |
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2020-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
207 |
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-16% |
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Santomero Anthony M |
Director |
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2019-04-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
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- |
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Jin Yan |
Portfolio Manager of Issuer |
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2018-12-31 |
4 |
B |
$23.37 |
$116,991 |
D/D |
5,000 |
12,827 |
2.44 |
- |
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Albanese Peter |
Portfolio Manager of Issuer |
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2018-06-12 |
4 |
S |
$27.49 |
$151,272 |
D/D |
(5,500) |
5,068 |
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- |
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King David L |
Portfolio Manager of Issuer |
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2017-03-22 |
4 |
B |
$22.79 |
$228,628 |
D/D |
10,000 |
140,000 |
2.44 |
- |
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Jin Yan |
Portfolio Manager of Issuer |
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2017-03-13 |
4 |
B |
$23.22 |
$46,440 |
I/I |
2,000 |
7,500 |
0.01 |
- |
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Jin Yan |
Portfolio Manager of Issuer |
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2017-02-03 |
4 |
B |
$22.63 |
$22,625 |
D/D |
1,000 |
5,500 |
2.44 |
- |
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King David L |
Portfolio Manager of Issuer |
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2017-02-01 |
4 |
B |
$22.54 |
$112,798 |
D/D |
5,000 |
130,000 |
2.44 |
- |
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Shaw Minor M |
Director |
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2016-04-18 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
200 |
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- |
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Condon Brian Matthew |
Portfolio Manager of Issuer |
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2015-12-11 |
4 |
B |
$19.58 |
$48,950 |
D/D |
2,500 |
17,500 |
2.44 |
- |
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34 Records found
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