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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
69,900,000 |
| Market
Cap: |
2.09(B) |
| Last
Volume: |
62,202 |
Avg
Vol: |
54,140 |
| 52
Week Range: |
$25.17 - $30.8 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Tri-Continental is registered as a diversified, closed-end management investment company. The Fund's investment objective is to produce future growth of both capital and income, while providing reasonable income. The Fund invests across a company's investable capital structure, including stocks, bonds and convertible securities.
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D/I:
|
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
3,000 |
3,000 |
| Total Buy Value |
$0 |
$0 |
$81,211 |
$81,211 |
| Total People Bought |
0 |
0 |
1 |
1 |
| Total Buy Transactions |
0 |
0 |
1 |
1 |
| Total Shares Sold |
0 |
0 |
27 |
27 |
| Total Sell Value |
$0 |
$0 |
$748 |
$748 |
| Total People Sold |
0 |
0 |
1 |
1 |
| Total Sell Transactions |
0 |
0 |
1 |
1 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Condon Brian Matthew |
Portfolio Manager of Issuer |
– – – |
2015-10-05 |
4 |
B |
$19.65 |
$59,020 |
D/D |
3,000 |
15,000 |
2.44 |
- |
|
| Jin Yan |
Portfolio Manager of Issuer |
– – – |
2015-03-19 |
4 |
B |
$21.69 |
$32,535 |
D/D |
1,500 |
4,500 |
2.44 |
- |
|
| King David L |
Portfolio Manager of Issuer |
– – – |
2015-03-09 |
4 |
B |
$21.77 |
$218,839 |
D/D |
10,000 |
125,000 |
2.44 |
- |
|
| Hawkins William A. |
Director |
– • – |
2015-03-02 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
200 |
|
- |
|
| Condon Brian Matthew |
Portfolio Manager of Issuer |
– – – |
2015-03-02 |
4 |
B |
$22.07 |
$99,371 |
D/D |
4,500 |
12,000 |
2.44 |
- |
|
| Paglia Catherine James |
Director |
– • – |
2014-11-10 |
4 |
S |
$21.38 |
$3 |
D/D |
(0) |
126 |
|
- |
|
| Jin Yan |
Portfolio Manager of Issuer |
– – – |
2014-06-09 |
4 |
B |
$20.99 |
$25,188 |
D/D |
1,200 |
3,000 |
2.44 |
- |
|
| Condon Brian Matthew |
Portfolio Manager of Issuer |
– – – |
2014-04-17 |
4 |
B |
$20.04 |
$37,203 |
D/D |
1,855 |
7,500 |
2.44 |
- |
|
| Condon Brian Matthew |
Portfolio Manager of Issuer |
– – – |
2014-04-16 |
4 |
B |
$20.06 |
$20,060 |
D/D |
1,000 |
5,645 |
2.44 |
- |
|
| Condon Brian Matthew |
Portfolio Manager of Issuer |
– – – |
2014-03-20 |
4 |
B |
$19.94 |
$42,771 |
D/D |
2,145 |
4,645 |
2.44 |
- |
|
| Jin Yan |
Portfolio Manager of Issuer |
– – – |
2014-02-10 |
4 |
B |
$19.31 |
$5,794 |
D/D |
300 |
1,800 |
2.44 |
- |
|
| Carmichael William P |
Director |
– • – |
2014-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
200 |
|
- |
|
| King David L |
Portfolio Manager of Issuer |
– – – |
2013-06-20 |
4 |
B |
$17.66 |
$532,380 |
D/D |
30,000 |
115,000 |
2.44 |
- |
|
| Jin Yan |
Portfolio Manager of Issuer |
– – – |
2013-06-20 |
4 |
B |
$17.80 |
$5,340 |
D/D |
300 |
1,500 |
2.44 |
- |
|
| White Todd |
Manging Dir of Issuers IA |
– – – |
2013-03-18 |
4 |
B |
$17.41 |
$174,168 |
D/D |
10,000 |
19,000 |
2.44 |
- |
|
| Jin Yan |
Portfolio Manager of Issuer |
– – – |
2013-03-12 |
4 |
B |
$17.56 |
$10,539 |
D/D |
600 |
1,200 |
2.44 |
- |
|
| White Todd |
Manging Dir of Issuers IA |
– – – |
2013-03-04 |
4 |
B |
$17.10 |
$154,438 |
D/D |
9,000 |
9,000 |
2.44 |
- |
|
| King David L |
Portfolio Manager of Issuer |
– – – |
2013-01-17 |
4 |
B |
$16.80 |
$252,682 |
D/D |
15,000 |
85,000 |
2.44 |
- |
|
| Condon Brian Matthew |
Portfolio Manager of Issuer |
– – – |
2012-12-28 |
4 |
B |
$13.62 |
$6,816 |
D/D |
500 |
500 |
2.44 |
- |
|
| King David L |
Portfolio Manager of Issuer |
– – – |
2012-06-18 |
4 |
B |
$15.09 |
$302,747 |
D/D |
20,000 |
70,000 |
2.44 |
- |
|
| Jin Yan |
Portfolio Manager of Issuer |
– – – |
2012-05-03 |
4 |
B |
$15.75 |
$9,450 |
D/D |
600 |
600 |
2.44 |
- |
|
| Carlton Pamela G |
Director |
– • – |
2012-04-10 |
4 |
B |
$15.55 |
$32,663 |
D/D |
2,100 |
2,100 |
2.39 |
- |
|
| Carlton Pamela G |
Director |
– • – |
2012-04-04 |
4 |
S |
$15.90 |
$1,590 |
D/D |
(100) |
0 |
|
- |
|
| King David L |
Portfolio Manager of Issuer |
– – – |
2012-03-16 |
4 |
B |
$16.06 |
$241,708 |
D/D |
15,000 |
50,000 |
2.44 |
- |
|
| King David L |
Portfolio Manager of Issuer |
– – – |
2012-01-05 |
4 |
B |
$14.48 |
$506,660 |
D/D |
35,000 |
35,000 |
2.44 |
- |
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110 Records found
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