| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
69,900,000 |
| Market
Cap: |
2.09(B) |
| Last
Volume: |
62,202 |
Avg
Vol: |
54,140 |
| 52
Week Range: |
$25.17 - $30.8 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Tri-Continental is registered as a diversified, closed-end management investment company. The Fund's investment objective is to produce future growth of both capital and income, while providing reasonable income. The Fund invests across a company's investable capital structure, including stocks, bonds and convertible securities.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
3,000 |
3,000 |
| Total Buy Value |
$0 |
$0 |
$81,211 |
$81,211 |
| Total People Bought |
0 |
0 |
1 |
1 |
| Total Buy Transactions |
0 |
0 |
1 |
1 |
| Total Shares Sold |
0 |
0 |
27 |
27 |
| Total Sell Value |
$0 |
$0 |
$748 |
$748 |
| Total People Sold |
0 |
0 |
1 |
1 |
| Total Sell Transactions |
0 |
0 |
1 |
1 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Condon Brian Matthew |
Portfolio Manager of Issuer |
– – – |
2010-12-28 |
5 |
B |
$13.62 |
$6,816 |
D/D |
500 |
2,500 |
|
- |
|
| Condon Brian Matthew |
Portfolio Manager of Issuer |
– – – |
2010-10-08 |
5 |
B |
$12.57 |
$25,146 |
D/D |
2,000 |
2,500 |
|
- |
|
| Truscott William F |
Vice President |
• • – |
2010-03-02 |
4 |
B |
$11.65 |
$22,131 |
D/D |
1,900 |
2,000 |
2.81 |
- |
|
| Richie Leroy C |
Director |
– • – |
2009-10-09 |
4 |
B |
$11.17 |
$61,664 |
D/D |
5,500 |
10,238 |
2.39 |
- |
|
| Richie Leroy C |
Director |
– • – |
2009-10-09 |
4 |
S |
$11.17 |
$63,669 |
D/D |
(5,700) |
4,738 |
|
- |
|
| Jones Anne Patricia |
Director |
– • – |
2008-11-07 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
| Lewis Stephen R Jr |
Director |
– • – |
2008-11-07 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
| Carlson Arne H |
Director |
– • – |
2008-11-07 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
| Laikind Jeffrey |
Director |
– • – |
2008-11-07 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
| Truscott William F |
Vice PresidentOfficer |
• • – |
2008-11-07 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
| Carlton Pamela G |
Director |
– • – |
2008-11-07 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
| Rigby Alison Taunton |
Director |
– • – |
2008-11-07 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
200 |
|
- |
|
| Paglia Catherine James |
Director |
– • – |
2008-11-07 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
| Blatz Kathleen |
Director |
– • – |
2008-11-07 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
| Flynn Patricia M |
Director |
– • – |
2008-11-07 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,937 |
|
- |
|
| Flynn Patricia M |
Director |
– • – |
2008-11-07 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
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| Clark John H |
Director, Issuers Inv. Adv. |
– – – |
2008-05-14 |
4 |
B |
$19.05 |
$398,371 |
D/D |
20,912 |
20,912 |
2.44 |
- |
|
| Morris William C |
ChairmanChairman of Issuers In |
• • – |
2008-02-13 |
4 |
B |
$19.34 |
$12,000 |
I/I |
620 |
39,348 |
2.58 |
- |
|
| Mcpherson Frank A |
Director |
– • – |
2008-01-30 |
4 |
S |
$18.98 |
$20,000 |
D/D |
(1,054) |
52,519 |
|
- |
|
| Morris William C |
ChairmanChairman of Issuers In |
• • – |
2007-12-26 |
4 |
B |
$21.04 |
$31,000 |
I/I |
1,473 |
38,728 |
2.66 |
- |
|
| Mcpherson Frank A |
Director |
– • – |
2007-10-17 |
4 |
S |
$24.65 |
$80,000 |
D/D |
(3,245) |
51,877 |
|
- |
|
| Fonseca Maureen |
Director |
– • – |
2007-07-27 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
25 |
|
- |
|
| Kadlec Charles W |
Vice PresidentDir. of Issuers |
• – – |
2007-05-31 |
4 |
B |
$26.43 |
$52,911 |
D/D |
2,000 |
9,718 |
2.74 |
- |
|
| Mcpherson Frank A |
Director |
– • – |
2007-01-24 |
4 |
S |
$22.62 |
$80,000 |
D/D |
(3,537) |
51,361 |
|
- |
|
| Morris William C |
Chairman of IssuerChairman of |
• • – |
2006-12-27 |
4 |
B |
$22.51 |
$32,994 |
I/I |
1,466 |
33,613 |
2.66 |
- |
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110 Records found
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Page 3 of 5 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.27 (0.91%) 
