| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
69,900,000 |
| Market
Cap: |
2.09(B) |
| Last
Volume: |
62,202 |
Avg
Vol: |
54,140 |
| 52
Week Range: |
$25.17 - $30.8 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Tri-Continental is registered as a diversified, closed-end management investment company. The Fund's investment objective is to produce future growth of both capital and income, while providing reasonable income. The Fund invests across a company's investable capital structure, including stocks, bonds and convertible securities.
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
3,000 |
3,000 |
| Total Buy Value |
$0 |
$0 |
$81,211 |
$81,211 |
| Total People Bought |
0 |
0 |
1 |
1 |
| Total Buy Transactions |
0 |
0 |
1 |
1 |
| Total Shares Sold |
0 |
0 |
27 |
27 |
| Total Sell Value |
$0 |
$0 |
$748 |
$748 |
| Total People Sold |
0 |
0 |
1 |
1 |
| Total Sell Transactions |
0 |
0 |
1 |
1 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Maher John F |
Director |
– • – |
2006-12-18 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
5,000 |
|
- |
|
| Nasta Frank J |
Corp.Sect.Issuer/Mg.Dtr Advis |
• – – |
2006-10-25 |
4 |
S |
$21.40 |
$17,345 |
D/D |
(811) |
234 |
|
- |
|
| Mcpherson Frank A |
Director |
– • – |
2006-10-11 |
4 |
S |
$21.16 |
$40,000 |
D/D |
(1,890) |
54,725 |
|
- |
|
| Richie Leroy C |
Director |
– • – |
2006-09-07 |
4 |
B |
$20.27 |
$150,314 |
D/D |
7,400 |
8,400 |
2.39 |
- |
|
| Mcpherson Frank A |
officerTitle |
– • – |
2005-12-22 |
4 |
S |
$18.55 |
$50,000 |
D/D |
(2,695) |
56,026 |
|
- |
|
| Mcpherson Frank A |
officerTitle |
– • – |
2005-12-21 |
4 |
S |
$18.55 |
$21,026 |
D/D |
(1,133) |
58,721 |
|
- |
|
| Morris William C |
officerTitle |
• • – |
2005-12-15 |
4/A |
B |
$18.74 |
$30,000 |
I/I |
1,601 |
31,713 |
2.66 |
- |
|
| Morris William C |
officerTitle |
• • – |
2005-12-15 |
4 |
B |
$18.74 |
$30,000 |
I/I |
1,601 |
31,525 |
2.66 |
- |
|
| Nasta Frank J |
officerTitle |
• – – |
2005-11-02 |
4 |
S |
$18.17 |
$5,421 |
D/D |
(298) |
1,029 |
|
- |
|
| Nasta Frank J |
officerTitle |
• – – |
2005-11-02 |
4 |
B |
$18.17 |
$24 |
D/D |
1 |
1,328 |
2.66 |
- |
|
| Ilchman Alice S |
Director |
– • – |
2005-10-19 |
4 |
B |
$17.98 |
$1,000 |
I/I |
56 |
1,165 |
2.02 |
- |
|
| Ilchman Alice S |
Director |
– • – |
2005-08-16 |
4 |
GD |
$18.39 |
$570 |
D/D |
31 |
6,177 |
|
- |
|
| Ilchman Alice S |
Director |
– • – |
2005-07-27 |
4 |
B |
$18.47 |
$1,000 |
I/I |
54 |
1,106 |
2.02 |
- |
|
| Mcpherson Frank A |
Director |
– • – |
2005-05-04 |
4 |
B |
$17.68 |
$49,000 |
D/D |
2,771 |
59,244 |
2.39 |
- |
|
| Mcgarry Michael F |
Co-Portfolio Manager |
– – – |
2005-04-06 |
4 |
B |
$17.94 |
$48 |
D/D |
3 |
1,228 |
2.36 |
- |
|
| Mcgarry Michael F |
Co-Portfolio Manager |
– – – |
2005-03-23 |
4 |
B |
$17.62 |
$48 |
D/D |
3 |
1,222 |
2.36 |
- |
|
| Mcgarry Michael F |
Co-Portfolio Manager |
– – – |
2005-03-09 |
4 |
B |
$18.22 |
$48 |
D/D |
3 |
1,219 |
2.36 |
- |
|
| Mcgarry Michael F |
Co-Portfolio Manager |
– – – |
2005-02-23 |
4 |
B |
$17.85 |
$48 |
D/D |
3 |
1,217 |
2.36 |
- |
|
| Stein David F |
Director, Issuers Inv. Adv. |
– – – |
2005-02-09 |
4 |
S |
$17.91 |
$608 |
D/D |
(34) |
0 |
|
- |
|
| Mcgarry Michael F |
Co-Portfolio Manager |
– – – |
2005-02-09 |
4 |
B |
$17.91 |
$48 |
D/D |
3 |
1,214 |
2.36 |
- |
|
| Mcgarry Michael F |
Co-Portfolio Manager |
– – – |
2005-01-26 |
4 |
B |
$17.59 |
$48 |
D/D |
3 |
1,211 |
2.36 |
- |
|
| Mcgarry Michael F |
Co-Portfolio Manager |
– – – |
2005-01-12 |
4 |
B |
$17.89 |
$48 |
D/D |
3 |
1,209 |
2.36 |
- |
|
| Mcgarry Michael F |
officerTitle |
– – – |
2005-01-07 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,205 |
|
- |
|
| Morris William C |
Director of Issuers Inv. Adv. |
– – – |
2004-12-22 |
4 |
B |
$18.18 |
$40,000 |
I/I |
2,200 |
49,753 |
0.01 |
- |
|
| Mcpherson Frank A |
Director |
– • – |
2004-12-08 |
4 |
S |
$17.83 |
$20,000 |
D/D |
(1,122) |
55,974 |
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- |
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110 Records found
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